Compliance and Governance Manager
3 weeks ago
Ascot Group is seeking a highly skilled Compliance and Governance Manager to join our team in London or Bermuda. The estimated salary for this role is £65,000 - £80,000 per annum.
This senior position will work closely with the Head of Compliance to implement and embed the compliance framework across the organization. As a key member of the Compliance Team, you will assist in designing and executing an annual compliance plan, ensuring that all areas of the business meet applicable regulatory requirements.
The successful candidate will have experience in implementing and managing compliance frameworks, as well as a strong understanding of regulatory requirements in the UK and Bermuda. You will be responsible for reviewing policies, procedures, and associated systems and controls to ensure they are working efficiently and effectively.
In addition to your technical skills, you will possess excellent communication and interpersonal skills, with the ability to build positive relationships with stakeholders across the organization.
We offer a competitive salary, comprehensive benefits package, and opportunities for professional development and growth.
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Compliance Governance Manager
3 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full time**Job Summary**We are seeking a highly skilled Compliance Governance Manager to join our team in London. The successful candidate will be responsible for executing all testing and monitoring activities in a timely and thorough manner in accordance with industry standards.The ideal candidate will have a pragmatic, commercial and creative approach to problem...
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Compliance Governance Specialist
3 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full timeJob OverviewCareer opportunities have arisen for a Compliance Governance Specialist to join our team at Compliance Professionals. Based in London, this role will suit an individual with experience in Public Markets.About the RoleThis is a senior leadership position that requires the successful candidate to maintain policies and procedures governing IPO and...
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Senior Governance and Compliance Officer
2 weeks ago
London, Greater London, United Kingdom AJ FOX COMPLIANCE Full timeJob Overview:As a Senior Governance and Compliance Officer at AJ FOX COMPLIANCE, you will play a key role in ensuring that our organization meets its regulatory obligations and maintains the highest standards of governance and compliance. This is an exciting opportunity for someone who is passionate about risk management, governance, and compliance.About...
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Head of Governance and Compliance
2 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full timeWe are seeking a highly skilled Head of Governance and Compliance to join our team at Compliance Professionals. As the Global Head of Compliance, you will be responsible for managing global regulatory relationships, advisory coverage of all business desks globally in conjunction with local Compliance Officers, and oversight of global regulatory developments...
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Senior Governance and Compliance Advisor
3 weeks ago
London, Greater London, United Kingdom AJ FOX COMPLIANCE Full timeWe're seeking a highly experienced Senior Governance and Compliance Advisor to join our team at AJ FOX COMPLIANCE. As a key member of our governance function, you'll play a critical role in ensuring our business operates with the highest standards of ethics and compliance.Your expertise in governance and compliance will be invaluable in helping us navigate...
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Risk Governance
1 month ago
London, Greater London, United Kingdom Risk & Compliance Platform Full timeAbout the CompanyRisk & Compliance Platform is a leading provider of risk and compliance solutions to businesses across various industries. We pride ourselves on delivering high-quality services that meet the needs of our clients.About the RoleWe are currently seeking a highly skilled Risk Governance & Compliance Specialist to join our team. The successful...
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Process Governance and Compliance Lead
2 weeks ago
London, Greater London, United Kingdom Risk & Compliance Platform Full timeJob OverviewWe are seeking an experienced professional to lead our Process Governance & Standards Compliance Team at the Risk & Compliance Platform. As a Process Governance & Standards Compliance Lead, you will be responsible for ensuring effective planning and execution of the QHSSE Internal Audit Programme, liaising with internal compliance functions and...
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Head of Compliance Governance
14 hours ago
London, Greater London, United Kingdom Compliance Professionals Full timeRequired Skills and Qualifications:Maintaining policies, procedures, systems and controls governing IPO and divestment activities requires a high level of expertise.The successful candidate will oversee surveillance protocols to ensure CSG compliance with applicable conduct of business rules, including e-comm surveillance, recorded lines, transaction record...
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Compliance Governance Executive
2 weeks ago
London, Greater London, United Kingdom AJ Fox Compliance Full timeJob OverviewAJ Fox Compliance is a leading law firm dedicated to providing expert risk management and compliance services. We're currently seeking a skilled Compliance Governance Executive to join our team.The estimated annual salary for this position is around $125,000, based on industry standards. As a key member of our team, you'll collaborate with senior...
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Compliance and Data Governance Lead
2 weeks ago
London, Greater London, United Kingdom AJ FOX COMPLIANCE Full timeAbout the Role: AJ FOX COMPLIANCE is currently seeking a talented Compliance and Data Governance Lead to join our dedicated team. As a key member of our organisation, you will be responsible for developing and implementing robust data governance frameworks that align with industry standards and regulatory requirements.In this significant role, you...
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Compliance and Governance Professional
3 weeks ago
London, Greater London, United Kingdom AJ FOX COMPLIANCE Full timeAJ FOX COMPLIANCE is seeking a talented Compliance and Governance Professional to join their Risk & Compliance team in London.The successful candidate will have experience in law firm regulation, complaints handling or commercial contracts, and be able to assist Senior staff in addressing strategic and operational issues.Responsibilities include...
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Compliance Risk Manager
1 day ago
London, Greater London, United Kingdom Compliance Professionals Full timeCompany Overview:Our client is a renowned alternative asset management firm based in London.We are seeking an experienced Compliance Risk Manager to join our team. As a Compliance VP, you will be responsible for maintaining policies, procedures, systems and controls governing IPO and divestment activities.
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Compliance and Governance Expert
2 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full timeAbout the RoleWe are looking for a talented Compliance Analyst to join our team in London. As a key member of our compliance function, you will be responsible for ensuring that our business operations are compliant with relevant regulations and laws.Estimated salary: £50,000 - £70,000 per annum.Key ResponsibilitiesBEST Execution Outlier Monitoring and...
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Information Governance Compliance Expert
3 weeks ago
London, Greater London, United Kingdom IGS | Information Governance Services Full time £27,000 - £30,000We are seeking a highly skilled Data Protection Law Trainee to join our team at IGS | Information Governance Services. This role offers the opportunity to develop cutting-edge solutions for our clients, helping them remain competitive in the market.Job DescriptionAs a Data Protection Law Trainee, you will be responsible for providing relevant and up-to-date...
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Global Governance Specialist
3 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full timeWe are seeking a Global Governance Specialist to join our team at Compliance Professionals. As a key member of our leadership team, you will be responsible for driving the development and implementation of our global governance strategy.About the RoleThis is a senior leadership position that requires demonstrated broking/prime broking experience. You will...
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Corporate Governance Officer
2 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full timeKey ResponsibilitiesAs our Corporate Governance Officer, you will be responsible for overseeing all aspects of corporate governance, including compliance, risk management, and internal controls. This is an exciting opportunity to join a dynamic team and contribute to the success of our organization.What We OfferIn return for your expertise and dedication, we...
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Risk Governance Specialist
7 days ago
London, Greater London, United Kingdom Compliance Professionals Full timeJob Overview:Compliance Professionals seeks an experienced Risk Governance Specialist to join our team. This role requires strong leadership and management skills, as well as extensive experience in legal, compliance, and AML roles within the financial services industry.About the Job:The Risk Governance Specialist will be responsible for leading the...
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Compliance Data Governance Manager
2 weeks ago
London, Greater London, United Kingdom AJ FOX COMPLIANCE Full timeKey ResponsibilitiesThe Data Protection Manager will be responsible for monitoring compliance with the UK GDPR and other applicable data protection legislation. They will assist with internal audits, manage data protection systems and processes, investigate incidents or alleged breaches, and analyse regulatory changes. The job holder will also deal with...
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AML Governance Director
2 weeks ago
London, Greater London, United Kingdom AJ FOX COMPLIANCE Full timeAML Governance DirectorAJ FOX COMPLIANCE is seeking an experienced AML Governance Director to lead its risk and compliance team. As a senior compliance professional, you will be responsible for developing and implementing effective AML governance strategies to protect the firm from financial crime.The AML Governance Director will play a critical role in...
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Compliance and Data Governance Manager
2 weeks ago
London, Greater London, United Kingdom AJ Fox Compliance Full timeWe are seeking a highly skilled Data Protection Lawyer to join our team at AJ Fox Compliance. This role offers a unique opportunity for a qualified professional with a strong background in data protection, risk management, and compliance to work closely with our small team.Responsibilities:Ensure ongoing compliance with the UK GDPR and other applicable data...