Current jobs related to Risk and Compliance Professional - London, Greater London - Pembury Legal

  • Risk Governance

    4 weeks ago


    London, Greater London, United Kingdom Risk & Compliance Platform Full time

    About the CompanyRisk & Compliance Platform is a leading provider of risk and compliance solutions to businesses across various industries. We pride ourselves on delivering high-quality services that meet the needs of our clients.About the RoleWe are currently seeking a highly skilled Risk Governance & Compliance Specialist to join our team. The successful...


  • London, Greater London, United Kingdom Compliance Professionals Full time

    ResponsibilitiesCompliance Controls: Perform regular reviews of client onboarding and periodic account review as second line of defence, ensuring adherence to Company's Financial Crime CMP.Policies and Procedures: Develop and update FCC Policies and Procedures in accordance with local requirements and Group standards, policies and procedures.Risk Management:...


  • London, Greater London, United Kingdom AJ FOX COMPLIANCE Full time

    We are looking for a Risk Management and Compliance Professional to join our team at AJ FOX COMPLIANCE. As a Risk Management and Compliance Professional, you will be responsible for managing the firm's legal and regulatory obligations, identifying and verifying new clients, conducting screenings of PEPs, sanctions issues and other regulatory risks, and...


  • London, Greater London, United Kingdom AJ FOX COMPLIANCE Full time

    About AJ FOX COMPLIANCEOur prestigious law firm based in London is seeking an experienced Financial Crime Prevention Manager to lead their new risk and compliance team. This is a fantastic opportunity for a compliance professional with a passion for financial crime prevention, client onboarding, and team leadership.Main Responsibilities:Supervising and...


  • London, Greater London, United Kingdom Audit & Risk Recruitment Full time

    About the RoleThe Audit and Control Specialist will be responsible for overseeing the identification, assessment, and mitigation of IT-related risks within the organisation. This includes developing and implementing IT risk management and control frameworks, ensuring robust internal controls, and maintaining compliance with regulatory requirements.The ideal...


  • London, Greater London, United Kingdom Compliance Professionals Full time

    We are seeking a skilled professional to join our risk and compliance team as the Risk and Compliance Specialist at Compliance Professionals.About Us:We are a reputable provider of risk and compliance solutions to the financial services industry.Job Description:This is a key role that requires strong analytical and problem-solving skills, with a keen...


  • London, Greater London, United Kingdom Compliance Professionals Full time

    Job Summary: Compliance Risk Manager A Compliance Risk Manager is required to provide strategic guidance and support to the Bank’s staff on compliance risk management matters, ensuring a robust compliance framework and adherence to regulatory requirements. The ideal candidate will have a deep understanding of industry-wide financial crime practices and...


  • London, Greater London, United Kingdom Compliance Professionals Full time

    Job Description: Compliance Risk DirectorWe are seeking an experienced Compliance Risk Director to join our team at Compliance Professionals. This is a fantastic opportunity for a skilled professional to lead our global compliance efforts and drive regulatory excellence.About the Role:Lead our global regulatory relationships and ensure compliance with all...


  • London, Greater London, United Kingdom AJ Fox Compliance Full time

    This role requires a highly organised individual with excellent time management skills, able to manage multiple priorities and meet deadlines.About the Role:As a key figure in AJ Fox Compliance's team, you will be responsible for implementing risk management policies, procedures, and internal audits, as well as delivering firm-wide training and managing...


  • London, Greater London, United Kingdom Compliance Professionals Full time

    Job Title: Compliance Risk ManagerEstimated Salary: £60,000 - £80,000 per annum.About the Role:We are seeking a seasoned Compliance Risk Manager to join our team at Compliance Professionals. As a key member of our compliance department, you will be responsible for managing compliance risks associated with our business operations.The ideal candidate will...


  • London, Greater London, United Kingdom Compliance Professionals Full time

    Job DescriptionWe are seeking a skilled Compliance Risk Specialist to join our team at Compliance Professionals. This role involves performing independent reviews of high-risk client onboardings and periodic reviews submitted by the first line-of-defence.The successful candidate will provide financial crime-related expertise and advice to internal...


  • London, Greater London, United Kingdom Compliance Professionals Full time

    Job SummaryAs a seasoned Compliance Risk Manager at Compliance Professionals, you will oversee the management of global regulatory relationships and drive their implementation. This role involves advisory coverage of all business desks globally, ensuring that compliance requirements are met and risk is mitigated.The ideal candidate will have demonstrated...


  • London, Greater London, United Kingdom AJ FOX COMPLIANCE Full time

    Compliance Risk Manager RoleAJ FOX COMPLIANCE seeks a seasoned Compliance Risk Manager to lead our risk management endeavors. This position involves collaborating with senior leadership to embed a strong compliance culture, providing expert guidance on regulatory and risk issues, and overseeing policy updates.Key ResponsibilitiesCollaborate with senior...


  • London, Greater London, United Kingdom AJ FOX COMPLIANCE Full time

    Looking for a challenging role where you can apply your expertise in risk and compliance? AJ FOX COMPLIANCE is seeking a senior professional to join their team as a Compliance Risk Manager.About the RoleWe are an innovative law firm that values our employees' skills and experience. As a Compliance Risk Manager, you will work closely with our Head of Risk and...


  • London, Greater London, United Kingdom AJ FOX COMPLIANCE Full time

    We are seeking an ambitious Compliance Risk Manager to join our team at AJ FOX COMPLIANCE in London. This is a fantastic opportunity for a talented professional looking to take their career to the next level.As a key member of our compliance team, you will be responsible for overseeing the performance of our compliance-based team and managing complex issues...


  • London, Greater London, United Kingdom AJ FOX COMPLIANCE Full time

    At AJ FOX COMPLIANCE, we're seeking a seasoned compliance professional to drive our risk management initiatives forward. As our Senior Governance Advisor, you'll collaborate closely with our leadership team to embed a strong compliance culture, providing expert guidance on regulatory and risk issues. Your expertise will be invaluable in ensuring our firm...


  • London, Greater London, United Kingdom Compliance Professionals Full time

    The Company Overview">">Our client is a specialist broker based in the City, providing leading solutions globally.">They are seeking an experienced Compliance professional to lead their global compliance efforts.">">Job Description">">Lead the management of global regulatory relationships and provide advisory coverage for all business desks...


  • London, Greater London, United Kingdom AJ FOX COMPLIANCE Full time

    Are you passionate about navigating complex risk and regulatory challenges?We're seeking a Senior Compliance Executive to join our proactive team at AJ FOX COMPLIANCE.In this role, you'll work closely with the Head of Risk and Compliance, collaborating across the business to embed a strong compliance culture while providing expert guidance on a range of...


  • London, Greater London, United Kingdom AJ FOX COMPLIANCE Full time

    About the RoleAJ FOX COMPLIANCE is recruiting for an experienced Risk and Compliance Specialist to join their legal team in London.The successful candidate will have a solid understanding of AML and counter-terrorist financing, as well as experience in law firm risk and compliance.This is an excellent opportunity for a professional to develop their skills...


  • London, Greater London, United Kingdom Risk & Compliance Platform Full time

    Job OverviewWe are seeking an experienced professional to lead our Process Governance & Standards Compliance Team at the Risk & Compliance Platform. As a Process Governance & Standards Compliance Lead, you will be responsible for ensuring effective planning and execution of the QHSSE Internal Audit Programme, liaising with internal compliance functions and...

Risk and Compliance Professional

1 month ago


London, Greater London, United Kingdom Pembury Legal Full time

Pembury Legal, a top-tier US law firm, is seeking a seasoned Risk and Compliance Professional to join its risk and compliance department. This role offers a dynamic work environment, opportunities for growth and development, and a chance to make a significant impact while advancing your career.

As a senior risk analyst, you will play a critical role in supporting attorneys with compliance duties, managing new business intake, and identifying potential risks. You will also act as a subject matter expert on ethical walls, using Intapp's WallBuilder to establish, maintain, and audit walls.

The estimated annual salary for this position is $160,000-$220,000, based on industry standards and location. In addition to a competitive salary, the firm offers opportunities for growth and development, a collaborative work environment, and comprehensive training programs.

  • Key Responsibilities
  • Drive process improvements to reduce risk and enhance efficiency, and support department leadership with special projects and other duties as needed.
  • Review conflict analysis, retention letters, and waivers; draft and circulate screening memos while collaborating with the Office of the General Counsel and Risk Management to refine screening policies.
  • Support attorneys with compliance duties, manage new business intake, and identify potential risks.

The ideal candidate will have at least 5 years of law firm experience, including 2 years at a senior level. If you're ready to take the next step in your compliance career, consider this opportunity to join a world-class legal team.