Compliance Manager/Solicitor

3 weeks ago


Bristol, Bristol, United Kingdom Clear IT Recruitment Full time

Clear Legal and Financial Recruitment is seeking a highly skilled Compliance Manager/Solicitor to join their well-established law firm in Bristol. The ideal candidate will have a strong background in regulatory compliance and risk management, with a proven track record of ensuring compliance with SRA, Lexcel, and general regulatory obligations.

The Role
  1. Stay up-to-date with relevant regulations and internal policies.
  2. Ensure compliance with the SRA Standards & Regulations.
  3. Ensure the firm's ongoing compliance with the Lexcel standard.
  4. Monitor complaints and provide support on final responses when required.
  5. Support the COLP in submitting complaints data to the SRA.
  6. Monitor negligence claims and support the COLP in liaising with insurers.
  7. Provide cover for new starters and departmental training when required.
  8. Prepare data for quarterly risk meetings.
  9. Draft, review, and revise policies, procedures, and controls across the firm as required.
  10. Monitor high-risk matters.
  11. Monitor changes in the law and disseminate training when required.
  12. Identify and report breaches of the SRA Accounts Rules.
  13. Monitor the bribery register.
  14. Remind staff about their obligations under the Bribery Act and disseminate training when required.
The Ideal Candidate

The ideal candidate will be a qualified Solicitor or FCILEx with previous experience managing their own caseload and clients, plus at least three years of working in a regulated environment within the compliance function.

Computer literacy is essential for this role, particularly Microsoft Office.



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