Senior Transfer Agency Leader

4 days ago

London, Greater London, United Kingdom State Street Full time

Role Overview


We are seeking an experienced Transfer Agency specialist to join our team as a Senior Leader. The ideal candidate will have a strong background in CASS compliance and a proven track record of managing complex data and processes.


Main Responsibilities



  • Manage a CASS workstream to design and build a robust CASS model and operation for UK Transfer Agency
  • Ensure an effective CASS oversight and governance framework is in place
  • Lead external CASS audits and client CASS Due Diligence
  • Play a lead role in establishing a new transfer agency team in the UK
  • Contribute to informed decisions as the CASS SME regarding the operating model, including system configuration, operational readiness and client service
  • Assist in the design and management of the Transfer Agency business in the UK
  • Partner effectively across the organization to build a common understanding and align on the path to improve the end-to-end client experience and outcomes
  • Provide supervision and direction of the team and its resources to ensure internal and external client deliverables are met and quality customer service is maintained
  • Manage the relationship with the client and all stakeholders
  • SOURCE, INSPIRE, LEAD AND DEVELOP DIVERSE TALENT
  • Monitor and communicate progress towards Transfer Agency targets
  • Design, maintain, and oversee a comprehensive system of controls to identify, mitigate, and address potential business and operations risks in region
  • Deliver risk excellence and comply with the highest ethical standards and ensure adherence with legal, regulatory, compliance guidelines and internal policies
  • Work with Risk Management, Compliance Officers, local Regulator and Internal Auditors to ensure awareness of and preparedness for any areas of concern, plans for upcoming reviews, and to follow up on ongoing issues
  • Act as Senior SME advising on CASS and FCA regulation
  • Analyse potential client money risk and identify mitigating controls
  • Ensure effective CASS and Client Money policies & procedures are in place
  • Ensure any CASS breaches are appropriately escalated, recorded, investigated and root cause analysis conducted to avoid recurrence

Requirements


The ideal candidate will have:



  • Extensive CASS compliance experience from banking, auditing or financial services
  • Expertise in Client Money and Custody Assets management
  • Proven interpersonal and communication skills
  • Strong managerial and cross-functional leadership skills
  • Ability to achieve results with the persistence and patience necessary to work effectively with a wide range of internal and external constituents
  • Experience working with operational teams to create scale while maintaining a strong control environment
  • Expertise in project management and change management; strong execution skills
  • Proven experience in leading transformational change, driving continuous improvement and demonstrating process excellence
  • Strong executive presence and influencing skills
  • Highly organized with extensive analytical, problem-solving and negotiation skills

What We Value


We truly believe our employees' diverse backgrounds, experiences and perspectives are a powerful contributor to creating an inclusive environment where everyone can thrive and reach their maximum potential while adding value to both our organization and our clients. We warmly welcome candidates of diverse origin, background, ability, age, sexual orientation, gender identity and personality. Another fundamental value at State Street is active engagement with our communities around the world, both as a partner and a leader. You will have tools to help balance your professional and personal life, paid volunteer days, matching gift programs and access to employee networks that help you stay connected to what matters to you.


State Street is an equal opportunity and affirmative action employer.

  • Senior Administrator – Transfer Agency

    4 weeks ago

    London, Greater London, United Kingdom JTC Group Full time

    Job SummaryThe Senior Administrator will be a key member of the AML Ring Fenced team within the Transfer Agency, responsible for providing oversight and quality control of 1LOD functions. This role will assist with regular reviews of activities conducted within the team, including Periodic Reviews.Main ResponsibilitiesAssist the team with providing oversight...

  • Senior Transfer Agency Manager

    4 weeks ago

    London, Greater London, United Kingdom State Street Full time

    About the RoleWe are seeking a highly experienced Transfer Agency specialist to join our team as a Vice President. As a key member of our Transfer Agency team, you will be responsible for collecting and processing complex data, exercising due diligence, and reviewing and implementing strict data quality processes.Key ResponsibilitiesManaging a CASS...

  • Transfer Agency Specialist

    2 weeks ago

    London, Greater London, United Kingdom State Street Full time

    About the RoleWe are seeking a skilled Transfer Agency specialist to join our team in the UK. As an Officer, you will be responsible for collecting and processing complex data, exercising due diligence, and reviewing data quality processes. This role involves demonstrating a comprehensive knowledge of relevant work processes and a broad understanding of...

  • UK Transfer Agency Officer

    2 weeks ago

    London, Greater London, United Kingdom State Street Full time

    About the RoleWe are seeking a highly skilled Transfer Agency specialist to join our team in the UK. As a key member of our team, you will be responsible for collecting and processing complex data, exercising due diligence, and reviewing and implementing strict data quality processes.Key ResponsibilitiesContribute towards operational readiness of the new...

  • Transfer Agency Specialist

    1 month ago

    London, Greater London, United Kingdom State Street Full time

    About the RoleWe are seeking a skilled Transfer Agency specialist to join our UK team. As a Transfer Agency Officer, you will be responsible for collecting and processing complex data, exercising due diligence, and reviewing and implementing strict data quality processes.This role involves working within the UK Transfer Agency department, delivering...

  • CASS Manager, Transfer Agency UK, Senior Executive

    4 weeks ago

    London, Greater London, United Kingdom State Street Full time

    About the RoleWe are seeking a highly skilled Transfer Agency Specialist to join our team in the UK. As a Vice President, you will be responsible for managing a CASS workstream, ensuring effective CASS oversight and governance, and leading external CASS audits and client CASS Due Diligence.Key ResponsibilitiesDesign and build a robust CASS model and...

  • Senior Transfer Pricing Specialist

    2 weeks ago

    London, Greater London, United Kingdom Pro-Tax Full time

    **Transfer Pricing Tax Manager Opportunity in London**We are seeking an experienced Tax Manager to join our transfer pricing team in London. Our team is widely recognised as the leading transfer pricing practice in the region, offering excellent role progression potential and opportunities to develop strong relationships with senior tax and finance leaders...

  • Transfer Agency Business Lead

    4 days ago

    London, Greater London, United Kingdom LGBT Great Full time

    Job SummaryWe are seeking a highly motivated Transfer Agency Business Lead to join our team at LGBT Great. The successful candidate will be responsible for leading the delivery of TA related business, fund, and regulatory change projects/initiatives from inception up to the successful transfer to the 'business as usual' (BAU) environment for UK, Guernsey,...

  • Transfer Agency Specialist Officer Hybrid

    3 weeks ago

    London, Greater London, United Kingdom State Street Full time

    About the RoleWe are seeking a highly skilled Transfer Agency Specialist to join our team in the UK. As an Officer, you will be responsible for collecting and processing complex data, exercising due diligence, and reviewing and implementing strict data quality processes.This role requires a comprehensive knowledge of relevant work processes and a broad...

  • Transfer Agency UK Officer Hybrid

    4 weeks ago

    London, Greater London, United Kingdom State Street Full time

    About the RoleWe are seeking a highly skilled Transfer Agency specialist to join our team in the UK. As an Officer, you will be responsible for collecting and processing complex data, exercising due diligence, and reviewing and implementing strict data quality processes.You will work closely with our global Transfer Agency units and other departments within...

  • Transfer Agency Manager

    3 days ago

    London, Greater London, United Kingdom Mason Blake Full time

    Mason Blake, a renowned global investment management house, is seeking an accomplished professional to lead on Risk Events within their Platform Oversight team.Job Overview:Take ownership of Risk Event and breach administration, ensuring robust controls and processesLead the team's Risk Event and breach function, fostering a culture of excellence in risk...

  • Senior Transfer Pricing Manager

    3 weeks ago

    London, Greater London, United Kingdom BGC Group Full time

    Job SummaryThis role is based in London and covers all aspects of Transfer pricing, working closely with the UK and US based tax teams, Finance professionals and business personnel around the world.Key ResponsibilitiesActs as a subject matter expert in Transfer PricingDefines transfer price mechanisms for all intercompany transactions within the whole Group...

  • Senior Manager, Transfer Pricing Solutions

    1 month ago

    London, Greater London, United Kingdom https:jobs-redefined.cositemap Full time

    Unlock Your Potential in Transfer PricingWe are seeking a highly skilled and experienced professional to join our Transfer Pricing team in Leeds. As an Associate Director, you will play a key role in delivering exceptional services to our clients, both locally and internationally.Key Responsibilities:Project managing and supporting all aspects of work from...

  • Senior Transfer Pricing Manager

    4 weeks ago

    London, Greater London, United Kingdom BGC Group Full time

    Job SummaryThis role is a key position within the BGC Group, responsible for providing expert transfer pricing support to the business. The successful candidate will work closely with the tax team, finance professionals, and business leaders to ensure compliance with transfer pricing regulations and identify opportunities for growth.Key...

  • In-House Agency Development Manager

    3 days ago

    London, Greater London, United Kingdom OLIVER Agency Full time

    Job SummaryAs a Global Talent Mobility Partner at OLIVER Agency, you will play a key role in developing and implementing talent strategies that drive business growth and success.Salary RangeThe estimated salary for this position is $90,000 - $115,000 per year, based on your level of experience and qualifications.Key AccountabilitiesTalent Identification:...

  • Senior Transfer Pricing Manager

    2 weeks ago

    London, Greater London, United Kingdom Evelyn Partners Full time

    Job Title: Senior Manager - Transfer PricingAt Evelyn Partners, we are seeking a highly skilled Senior Manager to lead our transfer pricing team. The ideal candidate will have significant experience in transfer pricing advisory and a proven track record of delivering successful projects.Key Responsibilities:Oversee the delivery of transfer pricing projects...

  • Senior Transfer Pricing Manager

    3 weeks ago

    London, Greater London, United Kingdom Pro-Tax Full time

    Transfer Pricing Deals Tax Senior ManagerAbout the RoleThis Senior Manager position in our Transfer Pricing team is a key part of our Deals Tax practice, where we provide expert advice on transfer pricing matters, including documentation, controversy, due diligence, operational and strategic transfer pricing, as well as permanent establishment identification...

  • Transfer Pricing Senior Manager

    2 weeks ago

    London, Greater London, United Kingdom Evelyn Partners Fund Solutions Limited Full time

    Senior Manager Transfer PricingEvelyn Partners Fund Solutions Limited is seeking a highly experienced Senior Manager to lead our transfer pricing advisory team.The role involves providing expert transfer pricing advice to a diverse range of clients across all industries, from start-ups to large international groups.Key responsibilities include designing...

  • Senior Transfer Pricing Specialist

    1 month ago

    London, Greater London, United Kingdom Goodman Masson Full time

    Senior Transfer Pricing ContractGoodman Masson is seeking a highly skilled Senior Transfer Pricing Contract to join our team. As a key member of our global transfer pricing team, you will play a critical role in shaping our transfer pricing strategy and ensuring compliance with local and international standards.Key Responsibilities:Develop and implement...

  • Senior Risk Transfer Specialist

    1 month ago

    London, Greater London, United Kingdom McCabe & Barton Full time

    Senior Risk Transfer SpecialistMcCabe & Barton is seeking a Senior Risk Transfer Specialist to join their team. This role requires a strong background in Risk Transfer work, excellent communication skills, and the ability to work with clients and insurers.The ideal candidate will have recent UK pensions experience, significant experience in Risk Transfer...