Wealth Management Risk Manager
6 days ago
About the Role
">We are seeking a highly skilled Wealth Management Risk Manager to join our team at Azets. This is an exciting opportunity for a motivated individual to take on a key role in ensuring the compliance and integrity of our Wealth Management services.
">The successful candidate will be responsible for developing, implementing, and managing a comprehensive compliance program to ensure adherence to all applicable regulatory requirements.
">You will work closely with the Wealth Management team to provide guidance and direction on compliance matters and conduct regular compliance assessments and audits.
">Responsibilities:
">- ">
- Stay up-to-date with relevant laws and regulations that affect Wealth Management services and products.">
- Develop, implement, and manage a comprehensive compliance program to ensure adherence to all applicable regulatory requirements.">
- Monitor changes in the regulatory environment and adapt compliance policies and procedures accordingly.">
- Provide guidance and direction to the Azets Wealth Management team to ensure compliance with all internal and external regulations.">
- Conduct regular compliance assessments and audits to identify areas of non-compliance or potential risks.">
- Report findings to senior management and recommend corrective actions as necessary.">
- Ensure that staff members understand their responsibilities with regard to compliance.">
- Collaborate with other risk management functions within Azets to create a holistic risk management approach.">
- Establish a system for continuous monitoring and reporting of compliance activities.">
- A minimum of 5 years of experience in compliance within the financial industry, with a focus on Wealth Management compliance.">
- In-depth knowledge of relevant financial regulations, such as FCA.">
- Strong analytical, problem-solving, and risk assessment skills.">
Benefits and Salary
">We offer a competitive salary of £60,000 - £80,000 per annum, plus benefits including hybrid working, birthday leave, professional subscription, and much more.
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