Regulated Financial Advisor

20 hours ago


Birmingham, Birmingham, United Kingdom Austin Fraser Full time
Financial Guidance Professional

A lucrative opportunity exists for a seasoned financial guidance professional to join our team.

This position involves delivering expert investment advice while adhering to regulatory regulations. It necessitates a deep understanding of financial instruments, market fluctuations, and regulatory frameworks.

  • Maintain precise and up-to-date documentation in accordance with regulatory and firm standards.
  • Stay informed about the latest financial products, market conditions, and legislative developments.
  • Embark on ongoing professional development to enhance expertise and satisfy regulatory obligations.
  • Provide comprehensive information to clients concerning investment products, emphasizing associated risks, costs, and tax implications.
Essential Qualifications:
  1. Possess an approved certification such as Diploma in Regulated Financial Planning.
  2. Exhibit at least three years' experience handling clients and five years in the financial industry.
  3. Display a profound understanding of the Financial Services and Markets Act 2000, the Financial Services Act 2012, and other relevant regulatory frameworks.
  4. Demonstrate proficiency in Microsoft Office, especially Word and Excel.
Advantages:
  1. Opportunities for career advancement and attainment of higher qualifications like Chartered Financial Planner status.
  2. A competitive salary and benefits package.
Personal Attributes:
  1. Develop a professional and positive attitude.


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