UK Compliance Director
2 days ago
Coopman Search and Selection, a respected B Corp™, seeks an accomplished UK Compliance Director to oversee our compliance team. This role offers an exceptional chance to make a lasting impact on our organization.
Main Responsibilities:- Ensuring the compliance team has access to up-to-date knowledge of FCA regulations and guidelines.
- Representing the company during regulatory audits and inquiries, establishing constructive relationships with regulatory authorities.
- Reviewing and refining firm policies and procedures to ensure their continued relevance and effectiveness.
- Developing and executing compliance frameworks to minimize regulatory risks.
- Producing and submitting precise and timely regulatory reports and filings.
- Collaborating with the international compliance team to standardize practices and share best practices.
- Significant experience in SMF16 and SMF17 positions.
- Leadership experience in compliance functions within financial services, preferably in brokerage.
- Detailed knowledge of FCA regulations, especially regarding derivatives and trading products.
- Excellent communication and interpersonal skills.
- Pertinent certifications, such as CISI or ICA Diplomas, are highly valued.
An engaging work environment where you can drive the evolution of our compliance program, combined with opportunities for professional growth and a supportive team atmosphere.
Compensation:£80,000 - £110,000 per annum, dependent on experience.
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UK Compliance Director
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