Senior Compliance Testing Officer

2 weeks ago

London, Greater London, United Kingdom 0840 Deutsche Bank Aktiengesellschaft, Filiale London Full time

About the Role

We are seeking a highly skilled and experienced Senior Compliance Testing Officer to join our team at Deutsche Bank Aktiengesellschaft, Filiale London. As a key member of our Compliance Testing team, you will be responsible for executing and reviewing compliance testing reviews for our International Private Bank (IPB) UKI Region and globally.

Key Responsibilities

  • Execute feasibility and scoping of reviews, undertake testing fieldwork, report findings and validate issue remediation within IPB UK
  • Escalate issues with proposed solutions to the team lead in a timely fashion
  • Establish and maintain collaborative relationships with staff (e.g. Business Line Compliance, Divisional Control Officers) as required to drive the completion of testing activity
  • Assist the Team Lead and Regional Head with other projects, if necessary (e.g. production of MI, design of test scripts)

Requirements

  • Good understanding of compliance risks and testing requirements
  • Good knowledge of products and services offered within a private banking environment
  • Experience with use of the Avaloq system is a must
  • Performance and results oriented with strong attention to detail, able to deliver high quality results within tight deadlines
  • Good written and verbal presentation skills, including report writing skills
  • Able to work independently with minimum direction

What We Offer

  • Training and development to help you excel in your career
  • Flexible working to assist you balance your personal priorities
  • Coaching and support from experts in your team
  • A culture of continuous learning to aid progression
  • We value diversity and as an equal opportunities' employer, we make reasonable adjustments for those with a disability such as the provision of assistive equipment if required

About Us

Deutsche Bank is the leading German bank with strong European roots and a global network. We are proud to have been named a top employer for three consecutive years and have been awarded a Silver Award from Stonewall for our work supporting LGBTQ+ inclusion.

We promote good working relationships and encourage high standards of conduct and work performance.

  • Compliance Officer

    2 weeks ago

    London, Greater London, United Kingdom Compliance Professionals Full time

    Job Summary:We are seeking a highly skilled Compliance Coordinator to join our team at Compliance Professionals. As a key member of our Compliance team, you will play a critical role in ensuring our firm's compliance with regulatory requirements and industry standards.Key Responsibilities:Provide management information to the Firm's Head of Compliance & Risk...

  • Compliance Officer

    4 days ago

    London, Greater London, United Kingdom Compliance Professionals Full time

    Compliance Professionals is seeking a Junior Compliance Officer to support the monitoring and assessment of compliance with regulatory requirements and internal policies. The ideal candidate will have 1-2 years of experience in a regulatory compliance role within the banking space, knowledge of FCA & PRA regulations, and a degree or MBA in Compliance....

  • Compliance Officer

    4 days ago

    London, Greater London, United Kingdom Compliance Professionals Full time

    Compliance Professionals is seeking a Junior Compliance Officer to support the monitoring and assessment of compliance with regulatory requirements and internal policies. The ideal candidate will have 1-2 years of experience in a regulatory compliance role within the banking space, knowledge of FCA & PRA regulations, and a degree or MBA in Compliance....

  • Compliance Officer

    4 days ago

    London, Greater London, United Kingdom Compliance Professionals Full time

    Compliance Professionals is seeking a Junior Compliance Officer to support the monitoring and assessment of compliance with regulatory requirements and internal policies. The ideal candidate will have 1-2 years of experience in a regulatory compliance role within the banking space, knowledge of FCA & PRA regulations, and a degree or MBA in Compliance. Key...

  • Compliance Officer

    4 days ago

    London, Greater London, United Kingdom Compliance Professionals Full time

    Compliance Professionals is seeking a Junior Compliance Officer to support the monitoring and assessment of compliance with regulatory requirements and internal policies. The ideal candidate will have 1-2 years of experience in a regulatory compliance role within the banking space, knowledge of FCA & PRA regulations, and a degree or MBA in Compliance. Key...

  • Compliance Officer

    1 week ago

    London, Greater London, United Kingdom Compliance Professionals Full time

    Job Summary:We are seeking a highly skilled Compliance Coordinator to join our team at Compliance Professionals. As a key member of our Compliance team, you will play a critical role in ensuring our firm's compliance with regulatory requirements and industry standards.Key Responsibilities:Provide management information to the Firm's Head of Compliance & Risk...

  • Compliance Officer

    1 week ago

    London, Greater London, United Kingdom Compliance Professionals Full time

    Job Summary:We are seeking a highly skilled Compliance Coordinator to join our team at Compliance Professionals. As a key member of our Compliance team, you will play a critical role in ensuring our firm's compliance with regulatory requirements and industry standards.Key Responsibilities:Provide management information to the Firm's Head of Compliance & Risk...

  • Compliance Officer

    4 days ago

    London, Greater London, United Kingdom Compliance Professionals Full time

    We are seeking a skilled Compliance Officer to support our boutique wholesale bank in ensuring regulatory compliance and upholding a culture of integrity. The ideal candidate will have 1-2 years of experience in a regulatory compliance role within the banking space, with a strong understanding of FCA & PRA regulations. Key responsibilities include monitoring...

  • Compliance Officer

    4 days ago

    London, Greater London, United Kingdom Compliance Professionals Full time

    We are seeking a skilled Compliance Officer to support our boutique wholesale bank in ensuring regulatory compliance and upholding a culture of integrity. The ideal candidate will have 1-2 years of experience in a regulatory compliance role within the banking space, with a strong understanding of FCA & PRA regulations. Key responsibilities include monitoring...

  • Compliance Officer

    4 days ago

    London, Greater London, United Kingdom Compliance Professionals Full time

    Compliance OfficerWe are seeking a highly skilled Compliance Officer to join our team at Compliance Professionals. As a key member of our compliance team, you will play a critical role in ensuring our mortgage lending company remains compliant with all relevant regulations.Key Responsibilities:Maintain and develop compliance policies, advising management on...

  • Compliance Officer

    4 days ago

    London, Greater London, United Kingdom Compliance Professionals Full time

    Compliance OfficerWe are seeking a highly skilled Compliance Officer to join our team at Compliance Professionals. As a key member of our compliance team, you will play a critical role in ensuring our mortgage lending company remains compliant with all relevant regulations.Key Responsibilities:Maintain and develop compliance policies, advising management on...

  • Air Tightness Test Engineer Trainee

    1 week ago

    London, Greater London, United Kingdom AES Compliance & Testing Ltd Full time

    Air Tightness Testing Opportunity with AES Compliance & Testing LtdAbout UsAES Compliance & Testing Ltd is a leading technical consultancy in the housebuilding and construction industry, providing air tightness testing services in the new build sector, as well as other on-site services including sound insulation testing, ventilation testing, Veritherm and...

  • Air Tightness Test Engineer Trainee

    1 week ago

    London, Greater London, United Kingdom AES Compliance & Testing Ltd Full time

    Air Tightness Testing Opportunity with AES Compliance & Testing LtdAbout UsAES Compliance & Testing Ltd is a leading technical consultancy in the housebuilding and construction industry, providing air tightness testing services in the new build sector, as well as other on-site services including sound insulation testing, ventilation testing, Veritherm and...

  • Compliance Officer

    4 days ago

    London, Greater London, United Kingdom Compliance Wise Full time

    Compliance Wise is seeking a Compliance Officer to support our team in maintaining the highest compliance standards for our candidates. The ideal candidate will have a minimum of 6 months of experience in compliance or a similar role and proficiency in Microsoft Office Suite. Key responsibilities include thoroughly verifying candidate right to work...

  • Senior Compliance Officer

    2 weeks ago

    London, Greater London, United Kingdom AJ Fox Compliance Full time

    A leading compliance firm, AJ Fox Compliance, is seeking a highly motivated and ambitious Senior Compliance Analyst to join their dynamic team in London. This role primarily supports the conflicts team, alongside senior staff and wider departments. Within this role, you will maintain a high standard of service for clients, manage all regulatory aspects...

  • Senior Compliance Officer

    2 weeks ago

    London, Greater London, United Kingdom AJ FOX COMPLIANCE Full time

    Job SummaryAJ FOX COMPLIANCE is seeking a highly motivated and experienced Senior Compliance Analyst to join their team in London. This role will support the conflicts team, working closely with senior staff and other departments to maintain a high standard of service for clients.The ideal candidate will have a genuine interest in risk and compliance, with...

  • Chief Compliance Officer

    2 weeks ago

    London, Greater London, United Kingdom Compliance Wise Full time

    Job Title: Chief Compliance OfficerWe are seeking a highly experienced and skilled Chief Compliance Officer to join our team at Compliance Wise. As a key member of our leadership team, you will be responsible for ensuring that our organization meets and maintains the highest standards in professional conduct and quality, and adheres to its legal and...

  • Compliance Officer

    2 weeks ago

    London, Greater London, United Kingdom Compliance Professionals Full time

    Company OverviewCompliance Professionals is a leading provider of compliance services to the financial industry.Job SummaryWe are seeking a highly skilled Compliance Associate to join our team. The successful candidate will be responsible for assisting in the management of compliance relationships with the front office team, portfolio managers, research...

  • Compliance Officer

    2 weeks ago

    London, Greater London, United Kingdom Compliance Professionals Full time

    Company OverviewCompliance Professionals is a leading provider of compliance services to the financial industry.Job SummaryWe are seeking a highly skilled Compliance Associate to join our team. The successful candidate will be responsible for assisting in the management of compliance relationships with the front office team, portfolio managers, research...

  • Senior Compliance Officer

    1 week ago

    London, Greater London, United Kingdom Compliance Professionals Full time

    Job DescriptionCompliance Professionals is seeking a highly skilled and experienced Head of Financial Crime and Compliance to join our team. The ideal candidate will have a strong background in compliance and regulatory affairs, with a focus on anti-money laundering (AML) and combating the financing of terrorism (CFT).Key Responsibilities:Develop and...