Financial Regulation Consultant
4 weeks ago
- Regulatory Reporting and Compliance: Act as the main interface with regulators, submitting RACI, RACI-LCBFT, prudential reportings, and maintaining the compliance package (risks mapping, control plans, procedures, and policies).
- Deal Processing Compliance: Ensure compliance with regulations during deal processing, focusing on tasks that deliver business value and increasing knowledge in areas of expertise.
Additional responsibilities include outsourcing control and monitoring, ensuring minimal direction/oversight is required to deliver on projects of increasing complexity.
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Financial Services Regulation Consultant
4 days ago
London, Greater London, United Kingdom Addleshaw Goddard Full timeAre you a motivated and experienced FS Regulatory specialist looking for a new challenge? AG Integrate, in collaboration with Addleshaw Goddard, is seeking a Financial Services Regulation Consultant to join their team.Job DescriptionWe are looking for a highly skilled consultant with expertise in advising businesses on the impact of UK and EU financial...
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Senior Financial Consultant
4 days ago
London, Greater London, United Kingdom Quilter Financial Advisers Full timeJob OverviewWe are seeking a highly skilled and experienced Senior Financial Consultant to join our team at Quilter Financial Advisers.This is an exciting opportunity for a seasoned financial professional to take on a key role in helping individuals achieve their long-term financial goals.The successful candidate will have a proven track record of providing...
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Financial Planning Consultant
4 days ago
London, Greater London, United Kingdom Quilter Financial Planning Full timeAt Quilter Financial Planning, we are seeking a highly motivated and driven Financial Planning Consultant to join our team. As a key member of our advisory team, you will be responsible for providing exceptional financial planning services to our clients.The ideal candidate will have excellent communication skills, strong math skills, and the ability to...
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Independent Financial Consultant
3 days ago
London, Greater London, United Kingdom Quilter Financial Advisers Full timeJoin Our TeamWe are looking for a skilled Financial Consultant to join our team at Quilter Financial Advisers.In this role, you will have the opportunity to work closely with clients to understand their financial needs and provide tailored solutions.About the OpportunityThis is a unique chance to take ownership of your business and build a successful career...
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Financial Regulations Manager
3 days ago
London, Greater London, United Kingdom Eames Consulting Full timeAbout Eames ConsultingEames Consulting is a leading consulting firm specialising in financial regulations. We provide expert advice and guidance to clients across various industries. Our team consists of highly experienced professionals who have a deep understanding of financial regulations and risk management.We are currently looking for a Prudential...
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Financial Consultant
4 days ago
London, Greater London, United Kingdom Quilter Financial Planning Full timeQuilter Financial Planning is seeking two experienced professionals to join their team as Financial Consultants. This role offers a competitive annual salary of £50,000, providing an excellent opportunity for career growth and professional development.The ideal candidate will have strong analytical and communication skills, with the ability to provide...
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Financial Services Consultant
3 days ago
London, Greater London, United Kingdom Quilter Financial Planning Full timeAbout the JobWe are seeking a skilled and experienced professional to join our team as a Financial Services Consultant. As a consultant, you will work closely with clients to provide expert advice and guidance on their financial needs.The ideal candidate will have strong maths skills, attention to detail, and the ability to learn and analyse financial...
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Financial Regulation Specialist
2 weeks ago
London, Greater London, United Kingdom Northern Trust Full timeNorthern Trust is a Fortune 500 company that has been in continuous operation since 1889. We provide innovative financial services and guidance to the world's most successful individuals, families, and institutions.Job Description:The Audit Specialist is a subject matter expert in Compliance and Privacy (including GDPR and BCR rules). The role involves...
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Financial Regulation Specialist
2 weeks ago
London, Greater London, United Kingdom Lipson Lloyd-Jones Full timeAbout the RoleA challenging opportunity has arisen for a Financial Regulation Specialist to join our Banking, Finance & Insolvency practice in London.The ideal candidate will have strong technical experience and 5-8 years of post-qualification experience gained from working in a similar team.Key responsibilities will include advising clients across the...
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Financial Regulation Specialist
1 week ago
London, Greater London, United Kingdom Hays Specialist Recruitment Limited Full timeAbout the RoleWe are currently seeking a skilled Financial Regulation Specialist to join our team. The successful candidate will have extensive experience in financial regulation, funds, and corporate law. They will be responsible for advising clients on complex financial regulatory issues and ensuring compliance with relevant laws and regulations.The ideal...
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Senior Financial Regulation Advisor
1 month ago
London, Greater London, United Kingdom IDEX Consulting Ltd Full timeWe are IDEX Consulting Ltd, a leading provider of financial services advisory solutions. We are currently seeking a highly experienced Financial Services Regulatory Expert to join our team in London.As a key member of our Big 4 legal team, you will be responsible for advising clients on a wide range of financial services regulatory matters, including...
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Financial Regulation Specialist
24 hours ago
London, Greater London, United Kingdom BBVA RED EXTERIOR DE OFICINAS Full timeJob DescriptionWe are looking for a Financial Regulation Specialist to join our team in the UK. The successful candidate will be responsible for monitoring regulatory developments, assisting in the implementation of necessary changes, and providing training to personnel on financial regulation.Key Responsibilities:Monitoring regulatory developments in the UK...
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Banking and Financial Regulations Lawyer
6 days ago
London, Greater London, United Kingdom Eames Consulting Full timeEames Consulting is looking for a skilled Banking and Financial Regulations Lawyer to join our team. This role requires a lawyer with 1-4 years of post-qualification experience in the regulatory space.The ideal candidate will have extensive knowledge of key UK/EU regulatory regimes applicable to banks, funds, and wealth managers. They should also have at...
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Financial Regulations Analyst
6 days ago
London, Greater London, United Kingdom Black Swan Group Full timeFinancial Regulations Analyst Job Opportunity:Black Swan Group is seeking a skilled Financial Regulations Analyst to join our Compliance team. As a key member of the team, you will be responsible for maintaining and enhancing the firm's compliance programme.Main Responsibilities:Analyse and interpret complex financial regulations, including AIFMD and other...
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Financial Regulation Specialist
2 weeks ago
London, Greater London, United Kingdom Lipson Lloyd-Jones Full timeAbout the RoleWe are seeking a highly skilled Financial Regulation Specialist to join our team in Lipson Lloyd-Jones. The ideal candidate will have a strong understanding of FCA rules and regulations.The successful candidate will be responsible for providing regulatory support to our corporate and commercial teams, as well as advising clients on a wide range...
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Senior Financial Consultant
4 days ago
London, Greater London, United Kingdom Quilter Financial Planning Full timeJob OverviewAs a Senior Financial Consultant at Quilter Financial Planning, you will have the opportunity to work with experienced financial advisors seeking a more supported position. This role is ideal for individuals who are passionate about delivering exceptional client service and have a strong understanding of financial services.The key...
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Lawyer - Financial Regulations
6 days ago
London, Greater London, United Kingdom Redstone Search Group Full timeFinancial Regulatory Lawyer Job Description:We are looking for an experienced Financial Regulatory Lawyer to join our client's elite US law firm, working alongside a top-tier European financial services regulatory practice. The successful candidate will have 3-6 years of post-qualification experience and a strong background in financial regulation, with...
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Financial Regulation Specialist
1 week ago
London, Greater London, United Kingdom Redstone Search Group Full timeJob OpportunityWe are seeking a skilled Financial Regulation Specialist with 3-6 years of post-qualification experience to join our top-tier European financial services regulatory practice.Regulatory Expertise: Provide comprehensive advice on UK and EU financial services regulations, including MIFID II, AIFMD, PSD2, ESG, CSDR, market abuse, governance,...
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Financial Regulation Specialist
4 days ago
London, Greater London, United Kingdom Compliance Professionals Full timeJob DescriptionWe are seeking a highly skilled Financial Regulation Specialist to join our team and contribute to the development and implementation of our compliance policies.Main Responsibilities:Ensure compliance with FCA regulations by maintaining accurate and up-to-date records and documentation.Manage and coordinate regulatory inquiries and...
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Financial Regulations Specialist
2 weeks ago
London, Greater London, United Kingdom Mandarin Recruitment Full timeMandarin Recruitment is excited to announce an opening for a Financial Regulations Specialist. We are looking for a highly skilled professional with extensive knowledge of financial regulations and statutes.The successful candidate will have 3 years of experience in the payments services and electronic money sector, specializing in roles related to...