Financial Regulations Analyst

1 week ago


London, Greater London, United Kingdom Black Swan Group Full time

Financial Regulations Analyst Job Opportunity:

Black Swan Group is seeking a skilled Financial Regulations Analyst to join our Compliance team. As a key member of the team, you will be responsible for maintaining and enhancing the firm's compliance programme.

Main Responsibilities:

  • Analyse and interpret complex financial regulations, including AIFMD and other FCA guidelines.
  • Develop and maintain compliance policies and procedures.
  • Conduct thematic reviews and testing.
  • Prepare regulatory filings.
  • Review financial promotions and marketing materials for compliance.
  • Participate in PA dealing, G&E, and compliance training.
  • Support client onboarding (AML and KYC) processes.
  • Perform ad hoc project work as required.

Requirements:

  • Bachelor's degree in Finance, Economics, Law, or a related field.
  • Prior experience (2+ years) in a generalist compliance role working for an alternative investment firm.
  • Strong knowledge of UK financial regulations and industry best practices.
  • Excellent analytical and problem-solving skills with high attention to detail.
  • Ability to communicate complex compliance issues clearly and effectively to diverse stakeholders.

Salary: £52,000 - £62,000 per annum.



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