Risk Coordinator
3 weeks ago
We are seeking a highly organized and detail-oriented Risk Coordinator to join our team at Quilter. As a Risk Coordinator, you will play a key part in ensuring the smooth operation and compliance of the Risk Management Team (RMT).
Key Responsibilities- Support the ongoing maintenance, administration, and timely completion of Firms and Advisers Fitness and Propriety Declarations to meet regulatory requirements.
- Provide administrative support for disciplinary sanctions and monitoring the Risk Management Mailbox to ensure queries and issues are addressed promptly.
- Coordinate with Wealth Advisers to manage their Statement of Professional Standing (SPS) renewals, ensuring that CPD records are accurate and complete.
- Manage DBS checks for current advisers, reporting any findings to senior management.
- Implement updates within the Worksmart system and administrate financial monitoring requests.
- Handle requests and responses from external bodies such as the FCA, Providers, and Lenders.
- Manage workflow activities such as specialist licence requests, role transfers, and permissions.
To succeed in this role, you will need a good understanding of the Financial Planning market, particularly in relation to Advice, Providers, Lenders, platforms, and products. You should have knowledge of how Advisers and Appointed Representative (AR) businesses operate, enabling you to support them effectively.
You will be proficient in Microsoft Excel, Word, and PowerPoint, with a strong eye for detail and a proactive approach to solving problems and improving processes. You must be able to follow procedures accurately and be comfortable working within established processes.
A desire to grow within the team and progress to other roles is important, and having or working towards Financial Services qualifications would be advantageous. You should be committed to building your knowledge through self-learning and sharing best practices with colleagues.
Our ValuesWe are proud to be a company that values integrity, curiosity, and collaboration. We believe in empowering our employees to make a meaningful impact and driving growth through innovation and experimentation.
We are committed to creating a positive and inclusive work environment that supports the well-being of our employees and the communities we serve.
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