Compliance Specialist
3 weeks ago
This critical role plays a vital part in supporting our Insurance Group in meeting its regulatory obligations, internal policies, and procedures. The Compliance Officer will work closely with the Compliance Manager to ensure the company's compliance with relevant laws and regulations.
The successful candidate will have experience in compliance within the Insurance or Financial Services Industry and a good understanding of relevant legislation, including the UK GDPR. They will be able to simplify and effectively communicate applicable legislation, regulations, and policies to various stakeholders.
The Compliance Officer will be responsible for:
- Identifying, monitoring, and mitigating compliance and data protection risks across the business.
- Conducting compliance monitoring reviews in accordance with the annual compliance monitoring programme.
- Auditing and risk assessments to help the business understand compliance risk, scope, and significance.
- Reviewing and providing feedback on breaches and incidents.
- Supporting the review, maintenance, and organisation of related compliance policies and ensuring they are up to date with relevant laws.
- Collaborating with stakeholders to promote a culture of compliance.
- Providing real-time compliance advice on rules, regulations, and internal policies.
- Preparing compliance-related Management Information for Senior Management.
- Undertaking business reviews to determine compliance with data protection regulations, data security, and other related areas, recommending process improvements.
- Drafting and reviewing data protection-related documents and contracts, as required.
- Providing knowledge and understanding to train, coach, and support employees on data protection compliance requirements, where required.
To be successful as a Compliance Officer, you will demonstrate:
- Strong analytical and problem-solving skills.
- Excellent communication and interpersonal skills.
- Ability to build relationships with other Business Units.
- Strong report writing and presentation skills.
This is an exciting opportunity to join our team at Employment Specialists Ltd and contribute to the company's compliance efforts. If you are a motivated and detail-oriented individual with a passion for compliance, we encourage you to apply for this role.
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