Current jobs related to Compliance Officer - Belfast - Seopa Ltd

  • Compliance Officer

    5 months ago

    Belfast, United Kingdom Hunter Savage Full time

    Permanent Full-time Belfast 46440 **Job Title**: Compliance Officer **Description**: We are currently seeking a highly skilled Compliance Officer for our esteemed client based out of the Cayman Islands, a boutique firm renowned for providing comprehensive financial, regulatory, and governance services to a diverse range of corporate, fund, and trust...

  • Compliance Officer

    5 months ago

    Belfast, United Kingdom Connected Health Full time

    Connected Health is currently seeking a full time Compliance Officer to assist the Compliance team with the day to day running of the business. At Connected Health we offer a career not just a job. Our business is transforming the way Homecare is delivered across the UK and Ireland and we understand that the people we employ are central to the...

  • Compliance Officer

    2 months ago

    Belfast, United Kingdom Seopa Ltd Full time

    Compliance Oversight OfficerThis is an excellent time to join our award-winning company as we continue to evolve and innovate across the business and grow in new markets in our mission to help the world find better deals.The RoleThe Compliance Oversight Officer will play a crucial role in overseeing the onboarding and ongoing monitoring of Seopa Ltds...

  • Compliance and Maintenance Officer

    4 weeks ago

    Belfast, United Kingdom HAYS Specialist Recruitment Full time

    Job Title: Compliance and Cyclical Maintenance OfficerWe are seeking a highly skilled Compliance and Cyclical Maintenance Officer to join our team at a large Housing Association in Belfast. As a key member of our maintenance team, you will be responsible for ensuring that our existing and new schemes comply with all relevant statutory regulations.Key...

  • Compliance and Maintenance Officer

    4 weeks ago

    Belfast, United Kingdom HAYS Specialist Recruitment Full time

    Job Title: Compliance and Cyclical Maintenance OfficerWe are seeking a highly skilled Compliance and Cyclical Maintenance Officer to join our team at a large Housing Association in Belfast. As a key member of our maintenance team, you will be responsible for ensuring that our existing and new schemes comply with all relevant statutory regulations.Key...

  • Compliance and Maintenance Officer

    4 weeks ago

    Belfast, United Kingdom HAYS Specialist Recruitment Full time

    Job Title: Compliance and Cyclical Maintenance OfficerWe are seeking a highly skilled Compliance and Cyclical Maintenance Officer to join our team at a large Housing Association based in Belfast. This is a temporary contract position with the possibility of further extension.About the Role:As a Compliance and Cyclical Maintenance Officer, you will be...

  • Compliance and Maintenance Officer

    4 weeks ago

    Belfast, United Kingdom HAYS Specialist Recruitment Full time

    Job Title: Compliance and Cyclical Maintenance OfficerWe are seeking a highly skilled Compliance and Cyclical Maintenance Officer to join our team at a large Housing Association based in Belfast. This is a temporary contract position with the possibility of further extension.About the Role:As a Compliance and Cyclical Maintenance Officer, you will be...

  • Sales and Compliance Officer

    2 weeks ago

    Belfast, United Kingdom Carbon 60 Full time

    Job Title: Sales and Compliance OfficerJob Summary:We are seeking a highly organized and detail-oriented Sales and Compliance Officer to join our team at Carbon60. The successful candidate will be responsible for supporting the direct sales team with sales compliance, sales assurance, and back-office administration duties.Key Responsibilities:- Point of...

  • Compliance and Maintenance Officer

    4 weeks ago

    Belfast, United Kingdom HAYS Specialist Recruitment Full time

    Job Title: Compliance and Cyclical Maintenance OfficerWe are seeking a highly skilled Compliance and Cyclical Maintenance Officer to join our team at a large Housing Association based in Belfast. The successful candidate will be responsible for ensuring that the Association's existing and new schemes comply with all relevant statutory regulations.Key...

  • Compliance and Maintenance Officer

    4 weeks ago

    Belfast, United Kingdom HAYS Specialist Recruitment Full time

    Job Title: Compliance and Cyclical Maintenance OfficerWe are seeking a highly skilled Compliance and Cyclical Maintenance Officer to join our team at a large Housing Association based in Belfast. The successful candidate will be responsible for ensuring that the Association's existing and new schemes comply with all relevant statutory regulations.Key...

  • Compliance and Maintenance Officer

    4 weeks ago

    Belfast, United Kingdom HAYS Specialist Recruitment Full time

    Job Title: Compliance and Cyclical Maintenance OfficerWe are seeking a highly skilled Compliance and Cyclical Maintenance Officer to join our team at a large Housing Association based in Belfast. The successful candidate will be responsible for ensuring that the Association's existing and new schemes comply with all relevant statutory regulations.Key...

  • Compliance and Maintenance Officer

    1 month ago

    Belfast, United Kingdom HAYS Specialist Recruitment Full time

    Job Title: Compliance and Cyclical Maintenance OfficerWe are seeking a highly skilled Compliance and Cyclical Maintenance Officer to join our team at a large Housing Association based in Belfast. The successful candidate will be responsible for ensuring that the Association's existing and new schemes comply with all relevant statutory regulations.Key...

  • Compliance and Maintenance Officer

    3 weeks ago

    Belfast, United Kingdom HAYS Specialist Recruitment Full time

    ### Job Title: Compliance and Cyclical Maintenance Officer ### Job Summary: We are seeking a highly skilled Compliance and Cyclical Maintenance Officer to join our team at a large Housing Association in Belfast. As a key member of our maintenance team, you will be responsible for ensuring that our existing and new schemes comply with all relevant statutory...

  • Compliance and Maintenance Officer

    3 weeks ago

    Belfast, United Kingdom HAYS Specialist Recruitment Full time

    ### Job Title: Compliance and Cyclical Maintenance Officer ### Job Summary: We are seeking a highly skilled Compliance and Cyclical Maintenance Officer to join our team at a large Housing Association in Belfast. As a key member of our maintenance team, you will be responsible for ensuring that our existing and new schemes comply with all relevant statutory...

  • Compliance and Project Officer

    1 month ago

    Belfast, United Kingdom VANRATH Full time

    About the RoleWe are seeking a highly skilled Compliance and Project Officer to join our team at VANRATH. As a key member of our HR department, you will play a crucial role in ensuring the organization's compliance with relevant laws and regulations.Key ResponsibilitiesMaintain accurate records in accordance with ISO Overview ProcedureManage Freedom of...

  • Compliance and Maintenance Officer

    3 weeks ago

    Belfast, United Kingdom Hays Specialist Recruitment Full time £30,000

    Job Title: Compliance and Cyclical Maintenance OfficerWe are seeking a highly skilled Compliance and Cyclical Maintenance Officer to join our team at a large Housing Association in Belfast. As a key member of our maintenance team, you will be responsible for ensuring that our existing and new schemes comply with all relevant statutory regulations.Key...

  • Compliance and Maintenance Officer

    3 weeks ago

    Belfast, United Kingdom Hays Specialist Recruitment Full time £30,000

    Job Title: Compliance and Cyclical Maintenance OfficerWe are seeking a highly skilled Compliance and Cyclical Maintenance Officer to join our team at a large Housing Association in Belfast. As a key member of our maintenance team, you will be responsible for ensuring that our existing and new schemes comply with all relevant statutory regulations.Key...

  • Compliance Officer

    5 months ago

    Belfast, United Kingdom Direct Medics Healthcare Recruitment Full time

    Job title: Compliance Officer Reports to: Compliance Manager Recruitment Manager Location: Belfast Main Purpose of the Role Main **Responsibilities**: Management of File Updates - To devise and ensure the implementation of retention and disposal schedules and routinely audit records to ensure compliance with legislative or regulatory requirements; - To...

  • Compliance Risk Officer

    4 weeks ago

    Belfast, United Kingdom Citigroup Inc. Full time

    Job SummaryWe are seeking a highly skilled Compliance Risk Officer to join our team at Citigroup Inc. in Belfast. As a key member of our Independent Compliance Risk Management (ICRM) team, you will be responsible for establishing and maintaining a robust risk management framework that aligns with our firm's risk appetite and protects our franchise.Key...

  • Compliance Risk Officer

    4 weeks ago

    Belfast, United Kingdom Citigroup Inc. Full time

    Job SummaryWe are seeking a highly skilled Compliance Risk Officer to join our team at Citigroup Inc. in Belfast. As a key member of our Independent Compliance Risk Management (ICRM) team, you will be responsible for establishing and maintaining a robust risk management framework that aligns with our firm's risk appetite and protects our franchise.Key...

Compliance Officer

2 months ago

Belfast, United Kingdom Seopa Ltd Full time
About the Role

We are seeking a highly skilled Compliance Oversight Specialist to join our team at Seopa Ltd. As a key member of our compliance team, you will play a crucial role in ensuring the onboarding and ongoing monitoring of our Introducer Appointed Representatives (IARs) and other introducer partners.

Key Responsibilities:
  • Due Diligence Process Ownership: Take responsibility for the entire due diligence process for introducers, from initial onboarding to ongoing monitoring.
  • Stakeholder Liaison: Directly communicate with relevant parties, both internal and external, to discuss and investigate any questions or issues arising from introducer due diligence.
  • FCA Notification Support: Assist in the submission of routine and ad hoc FCA notifications required for Introducer Appointed Representatives.
  • Monthly Oversight Reports: Create monthly reports on introducer oversight and conduct, including regulatory compliance, risk assessment, conduct analysis, Consumer Duty and resource allocation, to ensure effective governance and oversight of the Seopa introducer portfolio.
  • Internal Governance Support: Assist the Legal & Compliance team with its governance of introducers, including support in the completion of internal records and annual self-assessments.
  • Regulator Liaison: Support the Legal & Compliance team in managing the relationship with the FCA in relation to introducer-related matters.
  • Regulatory Updates: Stay informed of any changes in regulations that affect the management of introducers and report on the same to senior management.
Requirements:
  • Academic Qualifications: 3 grade Bs or above at A-Level are desirable, although not essential.
  • Industry Recognised Compliance Qualifications: Beneficial but not essential.
  • UK Regulatory Technical Knowledge: Experience of IARs and introducer regulation in the insurance sector.
  • FCA Requirements Knowledge: Knowledge of FCA requirements specifically relating to general insurance products within ICOBs & SUP 12 relating to Introducer Appointed Representatives.
  • Previous Experience: Previous experience in risk/compliance roles.
Capabilities:
  • Excellent Interpretation Skills: Ability to interpret complex regulatory requirements.
  • MS Office Skills: Excellent skills in MS Office.
  • Project Management: Ability to manage projects successfully against tight deadlines.
  • Teamwork: Ability to work as part of a team.
  • Multi-Tasking: Ability to multi-task.
  • Self-Education: Ability to self-educate where required.
Personal Qualities:
  • Interpersonal Skills: Good interpersonal skills.
  • Communication Skills: Articulate, ambitious, enthusiastic, responsible and thorough.
  • Attention to Detail: Attention to detail.
  • Self-Motivation: Self-motivated and able to use your initiative where possible.
  • Eligibility: Must be eligible to live and work in the UK.
  • Company Values: Can identify with and adhere to our company values: SMART, EFFICIENT, OPEN, PASSIONATE, and ACCOUNTABLE.