Compliance Manager

1 month ago

Poole, Poole, United Kingdom Countrywide Mortgage Services Full time
Compliance Manager Job Description

About the Role

We are seeking a highly skilled Compliance Manager to join our team at Countrywide Mortgage Services. As a Compliance Manager, you will play a pivotal role in ensuring our company maintains high standards set by the Financial Conduct Authority (FCA).

Key Responsibilities

  • Team Leadership: Oversee and guide the Compliance Team, ensuring proactive decision-making and operational efficiency.
  • People Management: Conduct regular 1:1s, appraisals, and team meetings to foster development and motivation within your team.
  • Training & Development: Support and enhance the skills of the Compliance Team through targeted training initiatives.
  • Client Outcomes: Continuously seek opportunities to improve client outcomes and refine our compliance function and control frameworks.
  • Risk Management: Analyze management information to identify and mitigate customer and business risks.
  • Reporting: Prepare detailed reports for the Board and Committees, offering actionable recommendations to address weaknesses.
  • Stakeholder Collaboration: Work closely with key business areas and stakeholders to implement our compliance strategies.
  • Industry Knowledge: Stay updated with industry trends and compliance knowledge to support your personal development.

Requirements

  • Relevant Experience: Proven experience in compliance roles within financial services, ideally in intermediary mortgage and insurance firms.
  • Team Management: Demonstrated ability to manage, motivate, and develop teams effectively.
  • Proactivity: Willingness to take responsibility for enhancing team efficiency and accountability.
  • Regulatory Knowledge: Strong understanding of MCOB, ICOBS, DISP, data protection, and money laundering regulations.
  • Problem-Solving: Ability to identify root causes and develop improvement plans.
  • Leadership: Lead by example to create a positive working environment.
  • Communication: Excellent written and verbal communication skills for insightful reporting.
  • Attention to Detail: Meticulous attention to detail.
  • IT Proficiency: Strong IT skills.

About Us

We are a mortgage and insurance network and club, supporting advisers for over 25 years. Founded in 1996, we started life as a lead generation company and have grown into the multi-award-winning network and club we are today. You'll benefit from our wealth of industry experience, premium network and club services, and expertise in business growth.

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