Compliance Officer
6 days ago
MERJE Ltd has partnered with a leading multi-strategy investment firm to find a talented Compliance Officer to join their London team. This role supports a team of two experienced Compliance specialists in establishing a robust EMEA Legal and Compliance platform as the company continues to grow.
Key Responsibilities:- Develop and implement a comprehensive compliance monitoring program
- Code of ethics and personal account dealing monitoring
- Market abuse trade surveillance
- Support compliance framework for new products and markets
- Senior Managers and Certification Regime compliance
- Oversee MiFID 2 research
- Best execution monitoring
- 5-7 years of relevant compliance experience, ideally gained in a buy-side firm
- Strong understanding of UK and EU regulatory requirements (including FCA Handbook rules, particularly relating to MiFID 2 requirements)
- Undergraduate degree with relevant certifications (e.g., CISI, CFA, FRM)
- Excellent communication, problem-solving, and organisational skills
- Proactive and thrives in a complex, dynamic environment
- Exercises sound commercial judgement
- Team player with strong ethical standards and high integrity
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Compliance Officer
2 weeks ago
London, Greater London, United Kingdom Compliance Wise Full timeCompliance Wise is seeking a Compliance Officer to support our team in maintaining the highest compliance standards for our candidates. The ideal candidate will have a minimum of 6 months of experience in compliance or a similar role and proficiency in Microsoft Office Suite. Key responsibilities include thoroughly verifying candidate right to work...
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Compliance Officer
2 days ago
London, Greater London, United Kingdom Compliance Professionals Full timeJunior Compliance OfficerWe are seeking a detail-oriented and analytical Junior Compliance Officer to join our team at Compliance Professionals. This is a 5-day office-based role that requires strong communication and organizational skills.Key Responsibilities:Monitor and assess compliance with regulatory requirements and internal policies.Assist in the...
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Compliance Officer
2 days ago
London, Greater London, United Kingdom Compliance Professionals Full timeJunior Compliance OfficerWe are seeking a detail-oriented and analytical Junior Compliance Officer to join our team at Compliance Professionals. This is a 5-day office-based role that requires strong communication and organizational skills.Key Responsibilities:Monitor and assess compliance with regulatory requirements and internal policies.Assist in the...
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Compliance Officer
4 days ago
London, Greater London, United Kingdom Compliance Professionals Full timeJunior Compliance OfficerWe are seeking a detail-oriented and analytical Junior Compliance Officer to support our boutique wholesale bank in ensuring compliance with regulatory requirements and internal policies.Key Responsibilities:Monitor and assess compliance with regulatory requirements and internal policies.Assist in the development and implementation...
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Compliance Officer
5 days ago
London, Greater London, United Kingdom Compliance Professionals Full timeJunior Compliance OfficerWe are seeking a detail-oriented and analytical Junior Compliance Officer to support our boutique wholesale bank in ensuring compliance with regulatory requirements and internal policies.Key Responsibilities:Monitor and assess compliance with regulatory requirements and internal policies.Assist in the development and implementation...
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Compliance Officer
4 days ago
London, Greater London, United Kingdom Compliance Professionals Full timeCompliance Officer Job DescriptionWe are seeking a highly skilled Compliance Officer to join our team at Compliance Professionals. The successful candidate will be responsible for ensuring our company's compliance with regulatory requirements and maintaining a strong risk management culture.Key Responsibilities:Develop and maintain compliance policies and...
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Compliance Officer
5 days ago
London, Greater London, United Kingdom Compliance Professionals Full timeCompliance Officer Job DescriptionWe are seeking a highly skilled Compliance Officer to join our team at Compliance Professionals. The successful candidate will be responsible for ensuring our company's compliance with regulatory requirements and maintaining a strong risk management culture.Key Responsibilities:Develop and maintain compliance policies and...
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Compliance Officer
2 days ago
London, Greater London, United Kingdom Compliance Professionals Full timeCompliance Officer Job DescriptionWe are seeking a highly skilled Compliance Officer to join our team at Compliance Professionals. The successful candidate will be responsible for ensuring our company's compliance with regulatory requirements and maintaining a strong risk management culture.Key Responsibilities:Develop and implement compliance policies and...
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Compliance Officer
2 days ago
London, Greater London, United Kingdom Compliance Professionals Full timeCompliance Officer Job DescriptionWe are seeking a highly skilled Compliance Officer to join our team at Compliance Professionals. The successful candidate will be responsible for ensuring our company's compliance with regulatory requirements and maintaining a strong risk management culture.Key Responsibilities:Develop and implement compliance policies and...
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Compliance Officer
2 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full timeCompliance Professionals is seeking a Junior Compliance Officer to support the monitoring and assessment of compliance with regulatory requirements and internal policies. The ideal candidate will have 1-2 years of experience in a regulatory compliance role within the banking space, knowledge of FCA & PRA regulations, and a degree or MBA in Compliance....
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Compliance Officer
2 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full timeCompliance Professionals is seeking a Junior Compliance Officer to support the monitoring and assessment of compliance with regulatory requirements and internal policies. The ideal candidate will have 1-2 years of experience in a regulatory compliance role within the banking space, knowledge of FCA & PRA regulations, and a degree or MBA in Compliance....
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Compliance Officer
2 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full timeCompliance Professionals is seeking a Junior Compliance Officer to support the monitoring and assessment of compliance with regulatory requirements and internal policies. The ideal candidate will have 1-2 years of experience in a regulatory compliance role within the banking space, knowledge of FCA & PRA regulations, and a degree or MBA in Compliance. Key...
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Compliance Officer
2 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full timeCompliance Professionals is seeking a Junior Compliance Officer to support the monitoring and assessment of compliance with regulatory requirements and internal policies. The ideal candidate will have 1-2 years of experience in a regulatory compliance role within the banking space, knowledge of FCA & PRA regulations, and a degree or MBA in Compliance. Key...
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Compliance Officer
2 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full timeCompliance OfficerWe are seeking a highly skilled Compliance Officer to join our team at Compliance Professionals. As a key member of our compliance team, you will play a critical role in ensuring our mortgage lending company remains compliant with all relevant regulations.Key Responsibilities:Maintain and develop compliance policies, advising management on...
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Compliance Officer
2 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full timeCompliance OfficerWe are seeking a highly skilled Compliance Officer to join our team at Compliance Professionals. As a key member of our compliance team, you will play a critical role in ensuring our mortgage lending company remains compliant with all relevant regulations.Key Responsibilities:Maintain and develop compliance policies, advising management on...
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Compliance Officer
2 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full timeWe are seeking a skilled Compliance Officer to support our boutique wholesale bank in ensuring regulatory compliance and upholding a culture of integrity. The ideal candidate will have 1-2 years of experience in a regulatory compliance role within the banking space, with a strong understanding of FCA & PRA regulations. Key responsibilities include monitoring...
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Compliance Officer
2 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full timeWe are seeking a skilled Compliance Officer to support our boutique wholesale bank in ensuring regulatory compliance and upholding a culture of integrity. The ideal candidate will have 1-2 years of experience in a regulatory compliance role within the banking space, with a strong understanding of FCA & PRA regulations. Key responsibilities include monitoring...
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Compliance Officer
3 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full timeCompany OverviewCompliance Professionals is a leading provider of compliance services to the financial industry.Job SummaryWe are seeking a highly skilled Compliance Associate to join our team. The successful candidate will be responsible for assisting in the management of compliance relationships with the front office team, portfolio managers, research...
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Compliance Officer
3 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full timeCompany OverviewCompliance Professionals is a leading provider of compliance services to the financial industry.Job SummaryWe are seeking a highly skilled Compliance Associate to join our team. The successful candidate will be responsible for assisting in the management of compliance relationships with the front office team, portfolio managers, research...
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Compliance Officer
2 days ago
London, Greater London, United Kingdom Compliance Professionals Full timeCompliance Officer Job DescriptionOur client, a boutique investment and trading firm, is seeking a skilled Compliance Officer to join their team. As a key member of the Compliance Professionals team, you will play a critical role in ensuring the firm's compliance with regulatory requirements and industry standards.Key Responsibilities:Develop and maintain a...