Compliance and Advisory Professional

2 days ago


Belfast, United Kingdom Brook Street UK Full time
Compliance and Advisory Role

We are seeking a highly skilled and experienced professional to fill our Compliance and Advisory Professional position in Belfast. The successful candidate will be responsible for ensuring that all client work is compliant with regulatory requirements.

Key Responsibilities:
  • Ensure all client work adheres to compliance regulations and is supported by relevant documentation.
  • Conduct business in a responsible and compliant manner, meeting legislative requirements internally and externally.
  • Pursue continuous professional development to meet regulatory requirements and personal development needs.
Requirements:
  • Level 4 qualification with at least 4 years' experience in financial planning products.
  • Strong understanding of industry standards and business processes.
  • Exceptional attention to detail and strong organisational skills.
What We Offer:
  • A competitive salary of £55,000 - £65,000 per annum based on skills and experience.
  • Discretionary bonus.
  • Pension scheme.


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