Head of Compliance and Risk

1 day ago


St Albans, Hertfordshire, United Kingdom Outsourced Professional Administration Limited (OPAL) Full time
Job Title: Head of Risk and Compliance

Outsourced Professional Administration Limited (OPAL) is seeking a highly skilled and experienced Head of Risk and Compliance to join our team. As a key member of our management group, you will be responsible for providing a Compliance and Risk service to our Directors and employees, ensuring all relevant activities adhere to regulatory requirements.

Key Responsibilities:

  • Lead and manage the Compliance team to ensure procedures and services delivered adhere to regulations.
  • Ensure all relevant regulatory requirements are met, including the FCA's Conduct Rules and Principles.
  • Monitor and brief senior leadership on regulatory themes and pronouncements.
  • Engage with clients to enhance OPAL's service.
  • Participate in and contribute to the broader management group of the businesses.

Essential Skills and Experience:

  • Minimum of 10 years experience in Financial Services, preferably in the Investment and Life Protection sectors.
  • At least 5 years in the Compliance sector.
  • Appropriate qualifications in financial services.
  • Strong interpersonal and communication skills.
  • Sound and proportionate judgement.
  • Commercial outlook.

Additional Requirements:

  • Good understanding of administration and systems within the companies.
  • Familiarisation with the companies' products and services.
  • Good understanding of ISO27001 and ISMS.
  • Good understanding of our Client Relationships and Contractual obligations.

What We Offer:

OPAL offers a dynamic and challenging work environment, with opportunities for professional growth and development. If you are a motivated and experienced professional looking for a new challenge, please submit your application.



  • St Albans, Hertfordshire, United Kingdom Outsourced Professional Administration Limited (OPAL) Full time

    Job Title: Head of Risk and ComplianceOutsourced Professional Administration Limited (OPAL) is seeking a highly skilled and experienced Head of Risk and Compliance to join our team.Job Summary:The Head of Risk and Compliance will be responsible for providing a Compliance and Risk service to the Directors and employees of the companies to ensure all relevant...


  • St Albans, Hertfordshire, United Kingdom Outsourced Professional Administration Limited (OPAL) Full time

    Job Title: Head of Risk and ComplianceOutsourced Professional Administration Limited (OPAL) is seeking a highly skilled and experienced Head of Risk and Compliance to join our team.Job Summary:The Head of Risk and Compliance will be responsible for providing a Compliance and Risk service to the Directors and employees of the companies to ensure all relevant...


  • St Albans, Hertfordshire, United Kingdom Outsourced Professional Administration Limited (OPAL) Full time

    Job Title: Head of Risk and ComplianceOutsourced Professional Administration Limited (OPAL) is seeking a highly skilled and experienced Head of Risk and Compliance to join our team. As a key member of our management group, you will be responsible for providing a Compliance and Risk service to our Directors and employees, ensuring all relevant activities...


  • St Albans, Hertfordshire, United Kingdom Outsourced Professional Administration Limited (OPAL) Full time

    Job Title: Head of Risk and ComplianceOutsourced Professional Administration Limited (OPAL) is seeking a highly skilled and experienced Head of Risk and Compliance to join our team. As a key member of our management group, you will be responsible for providing a Compliance and Risk service to our Directors and employees, ensuring all relevant activities...


  • St Albans, Hertfordshire, United Kingdom Outsourced Professional Administration Ltd Full time

    Job Title: Head of Compliance and RiskOutsourced Professional Administration Ltd is seeking a highly skilled and experienced Head of Compliance and Risk to join our team. As a key member of our management group, you will be responsible for ensuring that our company adheres to all relevant regulatory requirements and maintains a strong compliance culture.Key...


  • St Albans, Hertfordshire, United Kingdom Outsourced Professional Administration Ltd Full time

    Job Title: Head of Compliance and RiskOutsourced Professional Administration Ltd is seeking a highly skilled and experienced Head of Compliance and Risk to join our team. As a key member of our management group, you will be responsible for ensuring that our company adheres to all relevant regulatory requirements and maintains a strong compliance culture.Key...


  • St Albans, Hertfordshire, United Kingdom identifi Global Resources Full time

    About the CompanyIdentifi Global Resources is a leading technology company that pioneers innovative solutions in the transport and logistics industry. We leverage cutting-edge technology, including robotics, IoT, cloud platforms, big data, machine learning, and software development, to create world-class systems.We are a fast-growing company with 7...


  • St Albans, Hertfordshire, United Kingdom identifi Global Resources Full time

    About the CompanyIdentifi Global Resources is a leading technology company that pioneers innovative solutions in the transport and logistics industry. We leverage cutting-edge technology, including robotics, IoT, cloud platforms, big data, machine learning, and software development, to create world-class systems.We are a fast-growing company with 7...


  • St Albans, Hertfordshire, United Kingdom NLB Solutions Full time

    Compliance Manager Job DescriptionNLB Solutions is seeking a seasoned Compliance Manager to join our team. As a key member of our organization, you will be responsible for ensuring our financial services business adheres to all relevant regulatory requirements.Key Responsibilities:Develop and implement effective compliance procedures to mitigate regulatory...


  • St Albans, Hertfordshire, United Kingdom NLB Solutions Full time

    Compliance Manager Job DescriptionNLB Solutions is seeking a seasoned Compliance Manager to join our team. As a key member of our organization, you will be responsible for ensuring our financial services business adheres to all relevant regulatory requirements.Key Responsibilities:Develop and implement effective compliance procedures to mitigate regulatory...


  • St Albans, Hertfordshire, United Kingdom Barclay Meade Full time

    Barclay Meade is currently recruiting for a Head of Trade Compliance / Export Compliance role based in Hertfordshire. The successful candidate will be responsible for leading the trade compliance function and ensuring the company's export activities are compliant with relevant regulations. Key responsibilities include developing and implementing compliance...


  • St Albans, Hertfordshire, United Kingdom Barclay Meade Full time

    Barclay Meade is currently recruiting for a Head of Trade Compliance / Export Compliance role based in Hertfordshire. The successful candidate will be responsible for leading the trade compliance function and ensuring the company's export activities are compliant with relevant regulations. Key responsibilities include developing and implementing compliance...

  • Compliance Manager

    2 weeks ago


    St Albans, Hertfordshire, United Kingdom NLB Solutions Full time

    Compliance Manager Job DescriptionNLB Solutions is seeking a highly skilled Compliance Manager to join our team. As a key member of our organization, you will be responsible for ensuring that our business operations are in compliance with all relevant regulatory requirements.Key Responsibilities:Develop and implement effective compliance programs to mitigate...

  • Compliance Manager

    2 weeks ago


    St Albans, Hertfordshire, United Kingdom NLB Solutions Full time

    Compliance Manager Job DescriptionNLB Solutions is seeking a highly skilled Compliance Manager to join our team. As a key member of our organization, you will be responsible for ensuring that our business operations are in compliance with all relevant regulatory requirements.Key Responsibilities:Develop and implement effective compliance programs to mitigate...

  • Compliance Manager

    2 weeks ago


    St Albans, Hertfordshire, United Kingdom NLB Solutions Full time

    Compliance Manager Job DescriptionNLB Solutions is seeking a highly skilled Compliance Manager to join our team. As a key member of our organization, you will be responsible for ensuring that our business operations are in compliance with all relevant regulatory requirements.Key Responsibilities:Develop and implement effective compliance programs to mitigate...

  • Compliance Manager

    2 weeks ago


    St Albans, Hertfordshire, United Kingdom NLB Solutions Full time

    Compliance Manager Job DescriptionNLB Solutions is seeking a highly skilled Compliance Manager to join our team. As a key member of our organization, you will be responsible for ensuring that our business operations are in compliance with all relevant regulatory requirements.Key Responsibilities:Develop and implement effective compliance programs to mitigate...

  • Compliance Manager

    2 weeks ago


    St Albans, Hertfordshire, United Kingdom NLB Solutions Full time

    Compliance Manager Job DescriptionNLB Solutions is seeking a highly skilled Compliance Manager to join our team. As a key member of our organization, you will be responsible for ensuring that our business operations are in compliance with all relevant regulatory requirements.Key Responsibilities:Develop and implement effective compliance programs to mitigate...

  • Compliance Manager

    2 weeks ago


    St Albans, Hertfordshire, United Kingdom NLB Solutions Full time

    Compliance Manager Job DescriptionNLB Solutions is seeking a highly skilled Compliance Manager to join our team. As a key member of our organization, you will be responsible for ensuring that our business operations are in compliance with all relevant regulatory requirements.Key Responsibilities:Develop and implement effective compliance programs to mitigate...

  • Compliance Officer

    4 days ago


    St Albans, Hertfordshire, United Kingdom NLB Solutions Full time

    Compliance Manager Job DescriptionNLB Solutions is seeking a highly skilled Compliance Manager to join our team. As a key member of our organization, you will be responsible for ensuring that our financial services business operates in compliance with all relevant regulatory requirements.Key Responsibilities:Develop and implement effective compliance...

  • Compliance Officer

    5 days ago


    St Albans, Hertfordshire, United Kingdom NLB Solutions Full time

    Compliance Manager Job DescriptionNLB Solutions is seeking a highly skilled Compliance Manager to join our team. As a key member of our organization, you will be responsible for ensuring that our financial services business operates in compliance with all relevant regulatory requirements.Key Responsibilities:Develop and implement effective compliance...