Compliance Officer

4 weeks ago


Guildford, Surrey, United Kingdom 2i Recruit Ltd Full time
Job Description

We are seeking a highly organized and detail-oriented Compliance Officer to join our team at 2i Recruit Ltd. The ideal candidate will have a strong understanding of financial regulations and be able to build positive relationships with clients while ensuring compliance with company policies.

Key Responsibilities:
  • Conduct thorough checks on new and existing clients to evaluate their risk profiles.
  • Analyse client backgrounds, business activities, and ownership structures to identify potential risks.
  • Report high-risk or suspicious clients to the appropriate compliance team for further investigation.
  • Implement and maintain compliance policies, procedures, and controls in accordance with UK regulations.
  • Identify and report suspicious transactions or activities to the compliance team.
  • Build positive relationships with clients, providing clear guidance on compliance requirements.
  • Maintain accurate and easily accessible records of all compliance activities for audits and reporting.
  • Prepare regular reports on compliance status for senior management and the compliance team.

Requirements:

  • Bachelor's degree and a solid understanding of CDD and AML procedures.
  • Experience in client onboarding, compliance regulations within the legal services industry.
  • Possesses an analytical mindset capable of identifying and addressing complex legal issues.
  • Committed to understanding and following regulatory and compliance procedures.

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