Financial Services Practice Lead

6 days ago


Telford, Telford and Wrekin, United Kingdom NJR Recruitment Careers Full time
Job Title

Financial Services Practice Lead

About NJR Recruitment Careers

NJR Recruitment Careers is proud to partner with a respected firm of Independent Financial Planners based in Telford. This exciting opportunity is available for a Level 4 Diploma qualified individual to join their professional team as a Practice/Compliance Manager.

Key Responsibilities
  • Observe and provide feedback to financial advisers
  • Support and develop the compliance function
  • Supervise a team with various experience and skills
  • Summarize findings to discuss at Compliance meetings
  • Report any findings of non-compliance or issues that could cause client detriment
Requirements
  • Level 4 Diploma qualification (pre-requisite)
  • Familiarity with the Financial Services and Markets Act 2000 and relevant FCA rules
  • Ability to comply with company procedures and regulations
Estimated Salary: £55,000 - £65,000 per annum

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