Financial Services Practice Lead
6 days ago
Financial Services Practice Lead
About NJR Recruitment CareersNJR Recruitment Careers is proud to partner with a respected firm of Independent Financial Planners based in Telford. This exciting opportunity is available for a Level 4 Diploma qualified individual to join their professional team as a Practice/Compliance Manager.
Key Responsibilities- Observe and provide feedback to financial advisers
- Support and develop the compliance function
- Supervise a team with various experience and skills
- Summarize findings to discuss at Compliance meetings
- Report any findings of non-compliance or issues that could cause client detriment
- Level 4 Diploma qualification (pre-requisite)
- Familiarity with the Financial Services and Markets Act 2000 and relevant FCA rules
- Ability to comply with company procedures and regulations
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