Compliance Risk Manager
3 days ago
We are seeking a highly skilled Compliance Risk Manager to support our risk management programmes. As a key member of the team, you will play a vital role in ensuring regulatory adherence and promoting a culture of risk awareness across the organisation.
Your primary focus will be on maintaining accurate regulatory records, including stop and watch lists, insiders lists, conflicts registers, and staff personal account dealing records.
You will also be responsible for drafting and updating policies and procedures, conducting annual reviews, and arranging staff training and attestations.
In addition, you will assist with monitoring internal compliance, including evidence checking and thematic reviews, and support regulatory horizon scanning, impact assessments, and implementation of relevant legislation and regulations.
Key Responsibilities:
- Maintain accurate regulatory records and ensure up-to-date information is maintained in relevant directories
- Draft and update policies and procedures, conduct annual reviews, and arrange staff training and attestations
- Assist with monitoring internal compliance, including evidence checking and thematic reviews
- Support regulatory horizon scanning, impact assessments, and implementation of relevant legislation and regulations
About Us
We offer a competitive salary of £60,000 - £80,000 per annum, depending on experience, as well as a generous employer pension contribution and private healthcare benefits.
We value diversity and inclusion and welcome applications from all suitably qualified candidates.
What We Offer:
- Competitive salary: £60,000 - £80,000 per annum
- Generous employer pension contributions
- Private healthcare benefits
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