Risk and Compliance Manager

12 hours ago


Edinburgh, Edinburgh, United Kingdom Broadgate Full time

We are seeking an experienced Risk and Compliance Manager to join our team at Broadgate in Edinburgh. As a key member of our Regulatory Advisory department, you will play a critical role in shaping our compliance strategy and ensuring the business operates within all regulatory standards.

The successful candidate will have direct experience within Financial Services, ideally in the Wealth Management sector, with a strong understanding of FCA regulations related to outsourcing (SYSC/COBS/COLL). You will be responsible for implementing compliance frameworks, developing and maintaining company policies and procedures, and engaging with stakeholders and clients.

A competitive salary of £65,000 - £85,000 per annum reflects the importance of this role in our organisation. If you are a motivated and experienced professional looking to take your career to the next level, we encourage you to apply.

About the Position:

  • Implement compliance frameworks to ensure regulatory adherence
  • Develop and maintain company policies and procedures
  • Provide expert guidance on FCA regulations and their application
  • Collaborate with internal and external stakeholders to ensure compliance


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