Director of Compliance Excellence

The Compliance Professionals is seeking a seasoned Compliance Director to oversee regulatory affairs and ensure the firm's policies and procedures remain effective.Responsibilities:Maintain knowledge of FCA regulations and guidelines pertaining to FX/CFD trading and financial services.Serve as the primary point of contact for regulatory inquiries and...

Job OverviewWe are seeking a seasoned Compliance Director to lead our compliance function and ensure adherence to FCA regulations.Key Responsibilities:Stay up-to-date on FCA regulations and ensure our policies and procedures remain effective and current.Serve as the primary point of contact for regulatory inquiries and examinations, maintaining excellent...

Job TitleCompliance DirectorAbout the RoleWe are seeking a seasoned professional to spearhead our global compliance efforts as Compliance Director.Key ResponsibilitiesEstablish and maintain strategic relationships with regulatory bodies worldwide.Provide authoritative advisory coverage across all business desks globally, in collaboration with local...

We are seeking a seasoned professional to spearhead our compliance efforts as the Compliance Director at Compliance Professionals.Key Responsibilities:Stay up-to-date with all pertinent FCA regulations and guidelines related to FX/CFD trading and financial services.Serve as the primary point of contact for regulatory inquiries, examinations, and other...

Job Title: Compliance DirectorCompany Overview:We are seeking a seasoned Compliance Director to join our team at Compliance Professionals. The successful candidate will be responsible for managing global regulatory relationships, providing advisory coverage of all business desks globally, and overseeing the implementation of global regulatory...

Job Title: Senior Compliance DirectorEstimated Salary: £100,000 - £120,000 per annumAbout the RoleAs a Senior Compliance Director at Compliance Professionals, you will be responsible for leading our global compliance team and ensuring we maintain the highest standards of regulatory compliance.The successful candidate will have extensive experience in...

Job Description: Compliance Risk DirectorWe are seeking an experienced Compliance Risk Director to join our team at Compliance Professionals. This is a fantastic opportunity for a skilled professional to lead our global compliance efforts and drive regulatory excellence.About the Role:Lead our global regulatory relationships and ensure compliance with all...

Job Title: Compliance DirectorAj Fox Compliance is seeking an experienced compliance professional to lead our risk and compliance team in London. With a salary of £80,000 - £110,000 per annum, this role offers a unique opportunity to shape and lead a key function within a top-tier law firm.The successful candidate will oversee the client onboarding...

Job Title: Senior Compliance DirectorSalary Range: £100,000 - £130,000 per annumAbout the Role:This is an outstanding opportunity for an experienced Senior Compliance Director to join a leading Global Payments business in a key role at an exciting time of their growth and expansion.Key Responsibilities:Leading the Compliance monitoring programme and...

Job Title: Regulatory Compliance DirectorWe are seeking an experienced Regulatory Compliance Director to join our risk and compliance team in London.This is a great opportunity for a skilled compliance professional to take on a leadership role and drive our regulatory compliance strategy forward.Develop and implement effective regulatory compliance policies...

About Us Compliance Professionals is a world-leading specialist broker based in the City, offering a unique blend of expertise and innovation in compliance and regulatory affairs. Our team of experts works tirelessly to provide cutting-edge solutions to our clients, ensuring they remain compliant with all relevant regulations and minimize their exposure to...

Job TitleHead of ComplianceAbout the CompanyWe are seeking a highly experienced Head of Compliance to join our team at Compliance Professionals. As a leading Forex and CFD brokerage firm, we are dedicated to maintaining the highest standards of regulatory compliance.Key ResponsibilitiesStay up-to-date with all pertinent FCA regulations and ensure our...

Job Title: Compliance Director - Control RoomThe estimated salary for this role is £130,000 per annum.About Us:We are Compliance Professionals looking to establish a control room in the UK.Job Overview:Build Control Room Team: Establish and lead the Control Room function, building a team from scratch.Policies and Procedures: Develop and implement robust...

Job OverviewWe are seeking a highly experienced Compliance VP to join our team at Compliance Professionals. This is an exciting opportunity for a seasoned professional with expertise in Public Markets compliance.The role will suit someone with at least 6 years' experience in in-house Compliance roles, preferably with public markets oversight. The ideal...

Job Title: Financial Services Compliance LeadWe are seeking a highly experienced Financial Services Compliance Lead to join our team at Compliance Professionals. This is a permanent position, and we offer a competitive salary range of £80,000 - £110,000 per annum, depending on experience.Job Description:Ensure regulatory compliance with the FCA handbook...

The Role: We are seeking a seasoned professional to lead our global compliance efforts as the Global Head of Compliance. As a key member of our leadership team, you will be responsible for managing regulatory relationships, providing advisory coverage, and overseeing compliance risk globally.About the Job: The successful candidate will have demonstrated...

We are exclusively recruiting for a Compliance Director - Accountancy Firm to join our client's team. As a key member of the leadership team, you will oversee the development and implementation of their compliance strategy, ensuring that all regulatory requirements are met and risks are mitigated.You will work closely with operations to ensure that internal...

At Compliance Wise, we are seeking an exceptional individual to lead our global Compliance function. The estimated salary for this role is $120,000 - $180,000 per year, depending on experience and qualifications. Located in London, UK, this position offers a unique opportunity to work with a leading international law firm and professional services...

Job SummaryWe are seeking a highly skilled and experienced Compliance Officer to join our team at Compliance Professionals in London. The successful candidate will be responsible for ensuring that all regulatory requirements are met and maintained, while also providing administrative support to the legal department.Key Responsibilities:Writing minutes and...

About the Role:We are seeking a skilled Regulatory Oversight Specialist to join our team at Compliance Professionals. The ideal candidate will have a strong background in financial services, preferably in investment and life protection, with at least 10 years of experience in the compliance sector.Responsibilities:Ensure regulatory oversight and monitoring...