Compliance Monitoring Expert

About the RoleWe are seeking a highly skilled Compliance Expert to join our team at Compliance Professionals. The ideal candidate will have extensive experience in monitoring and audit, with a strong understanding of risks and controls.Job DescriptionKey Responsibilities:Develop and annual plan for Compliance Monitoring PlanIndependently scope and plan...

**About the Role**We are seeking a highly skilled Compliance Expert to join our team at Compliance Professionals. As an essential member of our Compliance Department, you will be responsible for ensuring our financial services firm operates within regulatory requirements.The ideal candidate will have a minimum of 5 years' experience in Financial Services,...

Job DescriptionWe are seeking a Compliance Monitoring Expert to join our team in London. This is an exciting opportunity for someone with 5+ years' experience in compliance monitoring or internal audit, preferably within asset management or investment.You will be responsible for conducting regular compliance monitoring reviews to ensure that our client's...

Job OverviewWe are seeking a skilled Compliance Monitoring Expert to support the growth of our Compliance Team at Black Swan Group.The ideal candidate will have experience in conducting monitoring reviews and developing policies to align with regulatory standards.

Compliance Professionals - Job DescriptionWe are seeking an experienced Regulatory Surveillance Manager to join our team. As a Regulatory Surveillance Manager, you will play a key role in ensuring that our company remains compliant with all relevant regulations and laws.About the CompanyOur company is a boutique investment and trading firm, providing...

HSL Compliance Limited seeks a skilled Monitoring and Compliance Technician to join our Water Hygiene team. As a key member of our team, you will be responsible for undertaking monitoring and water hygiene services to ensure compliance with legionella guidelines.Your duties will include conducting water testing and monitoring, taking water samples, testing...

Job DescriptionWe are seeking a highly experienced Compliance Monitoring Analyst to join our Compliance Team at the Black Swan Group.The successful candidate will have a proven track record of identifying and mitigating compliance risks, with a strong understanding of regulatory requirements.Main Accountabilities:Conduct regular thematic monitoring reviews...

Job Summary: AJ FOX COMPLIANCE is hiring a Compliance and Risk Expert to work in our London office. As a key member of our compliance team, you will be responsible for ensuring the organization's compliance with relevant laws and regulations. Your duties will include drafting, monitoring, and advising on compliance policies and procedures, handling data...

Job Title: Compliance ManagerWe are an international market maker specialising in FX and commodities, providing liquidity across various exchanges and trading platforms. Our London-based compliance team is expanding, and we are seeking a highly skilled Compliance Manager to join us.Key Responsibilities:Ensure adherence to regulatory requirements and provide...

Gresham Hunt is seeking an experienced Compliance Monitoring Officer to join their team. In this role, you will be responsible for performing Compliance monitoring reviews, designing the Annual Compliance Monitoring plan, and providing Management Information (MI) to senior stakeholders.Responsibilities:Conducting Compliance monitoring reviews to ensure...

We are seeking a highly motivated Compliance Oversight Specialist to join our team in London. As a key member of our Compliance team, you will play a critical role in ensuring our company's compliance with regulatory requirements. The estimated salary for this role is £65,000 - £85,000 per year.About the RoleThis is an exciting opportunity to work with a...

Job Title:Regulatory Compliance LawyerAbout the Role:We are seeking an experienced Regulatory Compliance Lawyer to join our boutique city law firm. As a key member of our compliance team, you will be responsible for drafting, monitoring and advising on compliance policies and procedures.This is a fantastic opportunity for someone with regulatory risk and...

About the RoleWe are looking for a talented Compliance Analyst to join our team in London. As a key member of our compliance function, you will be responsible for ensuring that our business operations are compliant with relevant regulations and laws.Estimated salary: £50,000 - £70,000 per annum.Key ResponsibilitiesBEST Execution Outlier Monitoring and...

About the RoleWe are seeking an experienced Regulatory Compliance Officer to join our team at Compliance Professionals. This is a fantastic opportunity for a skilled professional to take their career to the next level.Job DescriptionIn this role, you will play a crucial part in ensuring that our company adheres to regulatory requirements. You will provide...

About the Role:We are seeking a skilled Compliance Officer to join our team at Compliance Professionals. As a key member of our compliance department, you will be responsible for ensuring that our marketing and distribution activities comply with regulatory requirements.Job Description:Review and Approve Financial Promotions: You will review and approve...

We are seeking a highly motivated Tax Compliance Expert to join our team at Sovos Compliance. In this role, you will be responsible for managing client relationships and ensuring that our clients receive exceptional service.About the RoleThe Tax Compliance Expert will work closely with clients to understand their unique needs and develop customized solutions...

We are seeking a seasoned Compliance Expert for AJ FOX COMPLIANCE in London. This is an exceptional opportunity to make a meaningful impact in a dynamic environment.As a key member of our team, you will be at the forefront of compliance, shaping best practices within a leading international law firm.The ideal candidate will have a minimum of 3 years'...

Job OverviewWe are seeking a seasoned Regulatory Compliance Specialist to join our team at Compliance Professionals. As an expert in regulatory compliance, you will be responsible for driving oversight through testing and monitoring programs. This includes identifying areas for enhancements of systems and controls operated by the firm, and supporting the...

Job OverviewAJ FOX COMPLIANCE is seeking a highly skilled Compliance Expert to join their team in London.The ideal candidate will have experience in law firm risk and compliance, a solid understanding of Anti-Money Laundering (AML) and counter-terrorist financing, and familiarity with AML databases.This role requires the ability to work effectively in a team...

Compliance Professionals seeks a seasoned Regulatory Compliance Expert to join its team in London. Estimated salary is £60,000 - £80,000 per annum.About the RoleWe are looking for an experienced professional to drive compliance oversight through testing and monitoring programmes. You will identify areas for enhancements of systems and controls operated by...