Financial Services Compliance Expert

Job OverviewThis Compliance Manager position is a great opportunity for someone who wants to work in a dynamic trading environment and contribute to the growth of our company.As a key member of our compliance team, you will be responsible for ensuring adherence to regulatory requirements and providing expert guidance on UK compliance matters.Main...

**About the Role**We are seeking a highly skilled Compliance Expert to join our team at Compliance Professionals. As an essential member of our Compliance Department, you will be responsible for ensuring our financial services firm operates within regulatory requirements.The ideal candidate will have a minimum of 5 years' experience in Financial Services,...

Role SummaryWe are seeking an experienced Compliance Executive to join our team at Compliance Professionals. The successful candidate will have a strong background in compliance monitoring and reporting, with experience in reviewing marketing and financial promotions.The ideal candidate will be responsible for overseeing breaches, errors, and complaints, as...

Job OverviewWe are seeking a seasoned Compliance Expert to lead our risk and compliance team at AJ FOX COMPLIANCE in London. This is an exceptional opportunity for a compliance professional with a passion for financial crime prevention, client onboarding, and team leadership.The successful candidate will oversee the client onboarding process, ensuring all...

About the RoleWe are seeking a highly skilled Compliance Expert to join our team at Compliance Professionals. The ideal candidate will have extensive experience in monitoring and audit, with a strong understanding of risks and controls.Job DescriptionKey Responsibilities:Develop and annual plan for Compliance Monitoring PlanIndependently scope and plan...

We are seeking a highly skilled Financial Conduct Expert to join our team and help us ensure that our firm remains compliant with all relevant FCA regulations.About the role:You will be responsible for developing and implementing compliance policies, procedures, and controls to mitigate regulatory risks.You will work closely with the global compliance...

We are seeking a seasoned Compliance Expert for AJ FOX COMPLIANCE in London. This is an exceptional opportunity to make a meaningful impact in a dynamic environment.As a key member of our team, you will be at the forefront of compliance, shaping best practices within a leading international law firm.The ideal candidate will have a minimum of 3 years'...

Financial Crime Compliance ProfessionalOur client, a prominent banking firm with a strong global presence in wholesale and capital markets, is seeking an experienced Compliance Professional to join their team.As a key member of the compliance department, you will play a crucial role in ensuring the bank's adherence to financial crime regulations and...

About Compliance ProfessionalsWe are an international Wealth Management Firm searching for a Compliance Manager to join our team.As a Compliance Manager, you will be responsible for:Performing independent reviews of high-risk client onboardings and periodic reviews submitted by the first line-of-defence;Supporting the Money Laundering Reporting Officer...

About the JobAJ FOX COMPLIANCE is looking for a seasoned qualified lawyer to fill the position of Senior Financial Crime Lawyer in London. The core function of this role will be to provide expert advice to senior management staff on financial crime-related projects.You will act as an escalation point for complex queries from the current financial crime...

This dynamic role at AJ FOX COMPLIANCE involves shaping best practices in compliance and regulatory matters. The successful candidate will offer expert advice on financial crime and AML issues, evaluate complex research findings, and conduct thorough risk assessments. Key responsibilities include providing strategic guidance on financial crime and AML...

About the RoleWe are seeking an experienced Compliance & Money Laundering Reporting Officer to join our team at Compliance Professionals. As a member of our compliance department, you will play a critical role in ensuring that our company maintains its high standards of compliance and regulatory adherence.The ideal candidate will have a deep understanding of...

Leadership OpportunityJoin Compliance Professionals as the Head of Compliance and Legal, where you will lead our Compliance and AML teams and drive a culture of excellence within the firm. This is an excellent opportunity to leverage your expertise and experience to shape the future of our company.Main Duties:Develop and implement comprehensive policies and...

Job Summary: We are seeking a highly skilled Financial Services Compliance Officer to join our team at The Compliance Professionals. As a key member of the organization, you will be responsible for ensuring that our wealth management services meet the highest standards of compliance and risk management.About the Role:- You will conduct ongoing assessments of...

Join Our TeamAldermore Bank PLC is a specialist bank that provides innovative financial solutions to individuals and businesses. We are committed to delivering exceptional customer service and maintaining a strong focus on risk management.Job Title: Financial Services Compliance ExpertWe are seeking an experienced Financial Services Compliance Expert to join...

About the Role:We are seeking an experienced Financial Services Compliance Manager to join our team at Compliance Professionals.The ideal candidate will have a strong background in training and competence, with a proven track record of delivering high-quality compliance solutions in the wealth management sector.Key Responsibilities:Lead the development and...

About the Role:We are looking for a highly experienced Risk and Compliance Management Expert to join our team at Fire Financial Services Limited.This role will involve working closely with the Risk and Compliance Officer for our Irish company, servicing our UK customers and maintaining primary control functions for the company.The estimated salary for this...

Job Title: Financial Crime ExpertWe are seeking a seasoned professional to provide guidance to senior management staff on financial crime-related projects. The ideal candidate will act as an escalation point for complex queries, mentor team members, and possess expertise in AML, sanctions, and other financial crime risks.About the Role:Draft financial crime...

Job DescriptionWe are seeking a highly skilled Regulatory Compliance Expert to join our team at The Hartford Financial Services Group, Inc. As a key member of our compliance function, you will play a critical role in ensuring that our International business operates in accordance with all relevant regulatory requirements.Key ResponsibilitiesSupport the...

Company Overview">HallMark Veterinary & Compliance Services is a leading provider of innovative solutions in the UK Agrifood sector, working closely with esteemed clients, including Defra, APHA, and prominent food producers.We strive to deliver exceptional value to our clients through our people, products, and services, making us a trusted partner in the...