Regulatory Controllers Lead

4 weeks ago

London, Greater London, United Kingdom Goldman Sachs Full time

Transforming Financial Risk Management

As a key member of the Regulatory Controllers department within the EMEA Finance division, you will play a pivotal role in ensuring the firm's financial control and reporting obligations are met. Your expertise in financial risk management will be instrumental in measuring the profitability and risks associated with the firm's business.

The EMEA ICAAP and Regulatory Stress Testing team is responsible for ensuring the firm's regulated entities maintain adequate capital resources to meet their commitments and withstand the risks to which the business is subject. As a specialist in this field, you will be responsible for:

  • Coordinating and delivering EMEA entities' Internal Capital Adequacy Assessment Processes (ICAAPs)
  • Managing regulatory exams related to ICAAP and stress testing
  • Analyzing, advocating, and implementing regulatory developments focusing on ICAAP and regulatory stress testing prudential regulations

Your Impact

This is an exciting opportunity for a candidate to lead on our ICAAP and stress testing deliverables. You will be responsible for coordinating the UK entities' ICAAPs and driving continued enhancements to the process to ensure we hold adequate capital to mitigate the risks we are exposed to. The UK ICAAPs include GSI, our UK-based international broker-dealer, and GSIB, our UK bank.

You will liaise closely with stakeholders across the firm, including Risk, Corporate Treasury, Legal Entity Controllers & Revenue Divisions, to deliver on our stress testing obligations. This involves project management, stakeholder management, review and challenge of inputs from teams, and distilling and explaining complex results to senior management and the board of directors.

Key Responsibilities

As a Regulatory Controllers Lead, you will be responsible for:

  • Developing and executing the ICAAP project plan
  • Coordinating stakeholders to ensure delivery in line with the plan
  • Acting as secretary to the UK capital and stress test steering group; leading the UK capital and stress test working group
  • Presentation of results to senior management; explaining complex concepts clearly
  • Assessing the impact of regulatory developments that impact the ICAAP and leading the implementation of changes to processes
  • Coordinating production of the ICAAP documentation for submission to regulators
  • Advisory support to local teams in EMEA to support production of ICAAPs for GS regulated entities located outside of the UK

About Goldman Sachs

At Goldman Sachs, we commit our people, capital, and ideas to help our clients, shareholders, and the communities we serve to grow. Founded in 1869, we are a leading global investment banking, securities, and investment management firm. Headquartered in New York, we maintain offices around the world.

We believe who you are makes you better at what you do. We're committed to fostering and advancing diversity and inclusion in our own workplace and beyond by ensuring every individual within our firm has a number of opportunities to grow professionally and personally, from our training and development opportunities and firmwide networks to benefits, wellness, and personal finance offerings and mindfulness programs. Learn more about our culture, benefits, and people at /careers. We're committed to finding reasonable accommodations for candidates with special needs or disabilities during our recruiting process.

  • Regulatory Controllers Lead

    3 weeks ago

    London, Greater London, United Kingdom Goldman Sachs Full time

    OUR IMPACTAt Goldman Sachs, we are committed to ensuring that our firm meets all the financial control and reporting obligations of a global, regulated, and public financial institution. Our professionals measure the profitability of, and risks associated with, every aspect of the firm's business. We also ensure that the firm's activities are conducted in...

  • Regulatory Affairs Manager

    3 weeks ago

    London, Greater London, United Kingdom Turner Regulatory Full time

    Regulatory Affairs ManagerTurner Regulatory is seeking a highly skilled Regulatory Affairs Manager to join our team. The successful candidate will have a background in European Market Regulatory activity and excellent commercial awareness.Key Responsibilities:Liaise closely with Business Development, Regulatory Science, Pharmacovigilance, Product Launch,...

  • Regulatory Affairs Manager

    2 months ago

    London, Greater London, United Kingdom Turner Regulatory Full time

    Principal Regulatory Officer / EU; Pharma & Generic Products / Project ManagerHybrid Working - 1-2 days in the Office per week required. Supervision and mentoring of a small team.Overview:Excellent opportunity for a 'top end' Senior Regulatory Officer/Associate, with a background in European Market Regulatory activity.Liaise closely with Business...

  • Regulatory Affairs Manager

    2 months ago

    London, Greater London, United Kingdom Turner Regulatory Full time

    Principal Regulatory Officer / EU; Pharma & Generic Products / Project ManagerHybrid Working - 1-2 days in the Office per week required. Supervision and mentoring of a small team.Overview:Excellent opportunity for a 'top end' Senior Regulatory Officer/Associate, with a background in European Market Regulatory activity.Liaise closely with Business...

  • Regulatory Affairs Specialist

    2 weeks ago

    London, Greater London, United Kingdom VRS Regulatory Full time

    An exciting opportunity to lead regulatory strategy for plant protection products has become available within VRS Regulatory.As a Regulatory Affairs Specialist, you will be responsible for developing and implementing regulatory strategies for our product portfolio in specific geographical territories. This will involve managing a portfolio of plant...

  • Regulatory Affairs Specialist

    3 weeks ago

    London, Greater London, United Kingdom VRS Regulatory Full time

    Key Responsibilities:Manage a portfolio of plant protection products in specific geographical territoriesDevelop regulatory strategy for the product portfolio in your territoryPrepare and review regulatory submissionsWork with the in-house regulatory science team to produce technical dossier sections and risk assessmentsSubmit regulatory applications and...

  • Regulatory Controller

    4 weeks ago

    London, Greater London, United Kingdom Illinois CPA Society Full time

    Unlock Your Potential as a Regulatory ControllerAt Goldman Sachs, we're committed to helping our clients, shareholders, and communities grow. As a Regulatory Controller, you'll play a critical role in safeguarding our assets and ensuring accurate financial reporting. Join our team of experts who build scalable software, architect low-latency infrastructure,...

  • Regulatory Controller

    4 weeks ago

    London, Greater London, United Kingdom Illinois CPA Society Full time

    Unlock Your Potential as a Regulatory ControllerAt Goldman Sachs, we're committed to helping our clients, shareholders, and communities grow. As a Regulatory Controller, you'll play a critical role in safeguarding our assets and ensuring accurate financial reporting. Join our team of experts who build scalable software, architect low-latency infrastructure,...

  • Regulatory Affairs Specialist

    3 weeks ago

    London, Greater London, United Kingdom VRS Regulatory Full time

    Regulatory Affairs Specialist OpportunityWe are seeking a highly skilled Regulatory Affairs Specialist to join our team at VRS Regulatory. As a key member of our Regulatory Affairs and Risk Assessment division, you will play a crucial role in ensuring compliance with EU 1107/2009 regulations for plant protection products.Your primary responsibilities will...

  • Regulatory Controller

    2 months ago

    London, Greater London, United Kingdom Illinois CPA Society Full time

    Key ResponsibilitiesAs a Regulatory Controller, you will be responsible for designing and implementing solutions to manage the firm's profit and loss, independently verifying valuations, measuring and optimizing the firm's capital, balance sheet and liquidity metrics, and regulatory obligations.Key Skills and QualificationsPhD or Master's degree in a...

  • Regulatory Controller

    4 weeks ago

    London, Greater London, United Kingdom Illinois CPA Society Full time

    Key ResponsibilitiesAs a Regulatory Controller, you will be responsible for designing and implementing solutions to manage the firm's profit and loss, independently verifying valuations, measuring and optimizing the firm's capital, balance sheet and liquidity metrics, and regulatory obligations.Key Skills and QualificationsPhD or Master's degree in a...

  • Regulatory Controller

    4 weeks ago

    London, Greater London, United Kingdom Illinois CPA Society Full time

    Key ResponsibilitiesAs a Regulatory Controller, you will be responsible for designing and implementing solutions to manage the firm's profit and loss, independently verifying valuations, measuring and optimizing the firm's capital, balance sheet and liquidity metrics, and regulatory obligations.Key Skills and QualificationsPhD or Master's degree in a...

  • Regulatory Financial Project Lead

    4 days ago

    London, Greater London, United Kingdom Lorien Full time

    Our client, a leading Financial Services firm, is seeking a seasoned Regulatory Financial Project Lead to join their London-based team for a 6-month contract.About the RoleLorien's key global banking client is looking for an experienced Project Manager to lead high-impact projects in Liquidity, Finance Risk and Controls, Regulatory Finance Change, and Basel...

  • Regulatory Controller Associate

    2 weeks ago

    London, Greater London, United Kingdom Goldman Sachs Full time

    Our TeamAt Goldman Sachs, we're a team of specialists responsible for managing the firm's liquidity, capital, and risk. We provide the overall financial control and reporting functions, ensuring the firm meets all financial control and reporting obligations of a global, regulated, and public financial institution.Key ResponsibilitiesCalculating components of...

  • Regulatory CMC Lead

    3 weeks ago

    London, Greater London, United Kingdom Vertex Full time

    Job Title: Regulatory CMC LeadJob Summary:Vertex is seeking a highly skilled Regulatory CMC Lead to influence the execution of multi-product global regulatory CMC strategies for investigational and marketed products. This role contributes to the preparation and submission of regulatory CMC documentation and interactions with Health Authorities for CMC...

  • Regulatory Reporting Lead

    3 weeks ago

    London, Greater London, United Kingdom https:jobs-redefined.cositemap Full time

    This is a senior leadership role responsible for overseeing the regulatory reporting function, ensuring compliance with Prudential Regulation Authority (PRA) requirements.The ideal candidate will have experience in PRA and Financial Reporting, with a strong understanding of regulatory requirements and reporting practices.Responsibilities include:Regulatory...

  • Capital Regulatory Reporting Lead

    2 weeks ago

    London, Greater London, United Kingdom Allegis Global Solutions Full time

    Job Title: Capital Regulatory Reporting LeadThis role of Senior Manager reports to the Head of Capital & Leverage Reporting covering various aspects of BAU Capital reporting, including the Credit Risk, Counterparty Risk, Securitisations parts of the COREP reporting of RWAs.Responsibilities:Develop and drive the strategy for the GCRR team that fits in with...

  • Regulatory CMC Team Lead

    1 week ago

    London, Greater London, United Kingdom Vertex Full time

    Vertex Job Opening: Regulatory CMC ManagerJob Summary:The Regulatory Chemistry Manufacturing Controls (CMC) Manager will significantly contribute to the execution of global regulatory CMC strategies for investigational and marketed products at Vertex. This role will prepare and submit regulatory CMC documentation, interact with Health Authorities for CMC...

  • Regulatory Reporting Lead

    4 days ago

    London, Greater London, United Kingdom Crypto Directories Full time

    Job Title: Head of UK Regulatory ReportingCompany: Crypto DirectoriesJob Type: Full-timeLocation: RemoteAbout Us: Crypto Directories is a leading financial services provider in the digital asset ecosystem, offering a wide range of services including trading, investment banking, and asset management.Job Summary:We are seeking a highly skilled and experienced...

  • Regulatory Reporting Team Lead

    4 weeks ago

    London, Greater London, United Kingdom William Rose Associates Full time

    Regulatory Reporting Supervisor OpportunityWilliam Rose Associates is partnering with a leading Investment Management firm to find a skilled Regulatory Reporting Supervisor to join their team on a 12-month fixed-term contract.Key Responsibilities:Oversee daily operations within the Regulatory Reporting team to ensure accurate, diligent, and timely...