Current jobs related to Financial Services Compliance Expert - London, Greater London - Oliver James Associates Ltd.
-
Financial Services Expert
2 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full timeJob OverviewThis Compliance Manager position is a great opportunity for someone who wants to work in a dynamic trading environment and contribute to the growth of our company.As a key member of our compliance team, you will be responsible for ensuring adherence to regulatory requirements and providing expert guidance on UK compliance matters.Main...
-
Compliance Expert
1 week ago
London, Greater London, United Kingdom Compliance Professionals Full time**About the Role**We are seeking a highly skilled Compliance Expert to join our team at Compliance Professionals. As an essential member of our Compliance Department, you will be responsible for ensuring our financial services firm operates within regulatory requirements.The ideal candidate will have a minimum of 5 years' experience in Financial Services,...
-
Financial Services Compliance Expert
2 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full timeRole SummaryWe are seeking an experienced Compliance Executive to join our team at Compliance Professionals. The successful candidate will have a strong background in compliance monitoring and reporting, with experience in reviewing marketing and financial promotions.The ideal candidate will be responsible for overseeing breaches, errors, and complaints, as...
-
Compliance Expert
4 weeks ago
London, Greater London, United Kingdom AJ FOX COMPLIANCE Full timeJob OverviewWe are seeking a seasoned Compliance Expert to lead our risk and compliance team at AJ FOX COMPLIANCE in London. This is an exceptional opportunity for a compliance professional with a passion for financial crime prevention, client onboarding, and team leadership.The successful candidate will oversee the client onboarding process, ensuring all...
-
Compliance Expert
1 week ago
London, Greater London, United Kingdom Compliance Professionals Full timeAbout the RoleWe are seeking a highly skilled Compliance Expert to join our team at Compliance Professionals. The ideal candidate will have extensive experience in monitoring and audit, with a strong understanding of risks and controls.Job DescriptionKey Responsibilities:Develop and annual plan for Compliance Monitoring PlanIndependently scope and plan...
-
Financial Risk and Compliance Specialist
4 days ago
London, Greater London, United Kingdom Fire Financial Services Limited Full timeAre you a compliance expert looking for a new challenge?Job SummaryWe are seeking a highly skilled Financial Risk and Compliance Specialist to join our team at Fire Financial Services Limited. As a key member of our risk management team, you will be responsible for ensuring that our payment services comply with all relevant regulations and laws.Key...
-
Financial Conduct Expert
3 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full timeWe are seeking a highly skilled Financial Conduct Expert to join our team and help us ensure that our firm remains compliant with all relevant FCA regulations.About the role:You will be responsible for developing and implementing compliance policies, procedures, and controls to mitigate regulatory risks.You will work closely with the global compliance...
-
Compliance Expert
2 weeks ago
London, Greater London, United Kingdom AJ FOX COMPLIANCE Full timeWe are seeking a seasoned Compliance Expert for AJ FOX COMPLIANCE in London. This is an exceptional opportunity to make a meaningful impact in a dynamic environment.As a key member of our team, you will be at the forefront of compliance, shaping best practices within a leading international law firm.The ideal candidate will have a minimum of 3 years'...
-
Compliance Expert
2 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full timeAbout Compliance ProfessionalsWe are an international Wealth Management Firm searching for a Compliance Manager to join our team.As a Compliance Manager, you will be responsible for:Performing independent reviews of high-risk client onboardings and periodic reviews submitted by the first line-of-defence;Supporting the Money Laundering Reporting Officer...
-
Lawyer Expert
2 weeks ago
London, Greater London, United Kingdom AJ FOX COMPLIANCE Full timeAbout the JobAJ FOX COMPLIANCE is looking for a seasoned qualified lawyer to fill the position of Senior Financial Crime Lawyer in London. The core function of this role will be to provide expert advice to senior management staff on financial crime-related projects.You will act as an escalation point for complex queries from the current financial crime...
-
Compliance and Regulatory Expert
2 weeks ago
London, Greater London, United Kingdom AJ FOX COMPLIANCE Full timeThis dynamic role at AJ FOX COMPLIANCE involves shaping best practices in compliance and regulatory matters. The successful candidate will offer expert advice on financial crime and AML issues, evaluate complex research findings, and conduct thorough risk assessments. Key responsibilities include providing strategic guidance on financial crime and AML...
-
Financial Services Compliance Specialist
2 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full timeAbout the RoleWe are seeking an experienced Compliance & Money Laundering Reporting Officer to join our team at Compliance Professionals. As a member of our compliance department, you will play a critical role in ensuring that our company maintains its high standards of compliance and regulatory adherence.The ideal candidate will have a deep understanding of...
-
Director of Financial Services Compliance
2 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full timeLeadership OpportunityJoin Compliance Professionals as the Head of Compliance and Legal, where you will lead our Compliance and AML teams and drive a culture of excellence within the firm. This is an excellent opportunity to leverage your expertise and experience to shape the future of our company.Main Duties:Develop and implement comprehensive policies and...
-
Financial Controls Expert
4 days ago
London, Greater London, United Kingdom Compliance Professionals Full timeAbout This Role:We are seeking an experienced Financial Controls Expert to join our team. As a key member of our risk management team, you will be responsible for developing and maintaining effective monitoring and audit plans to ensure compliance with regulatory requirements. Your strong analytical skills and attention to detail will enable you to identify...
-
Financial Services Compliance Officer
2 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full timeJob Summary: We are seeking a highly skilled Financial Services Compliance Officer to join our team at The Compliance Professionals. As a key member of the organization, you will be responsible for ensuring that our wealth management services meet the highest standards of compliance and risk management.About the Role:- You will conduct ongoing assessments of...
-
Financial Services Compliance Expert
3 weeks ago
London, Greater London, United Kingdom Aldermore Bank PLC Full timeJoin Our TeamAldermore Bank PLC is a specialist bank that provides innovative financial solutions to individuals and businesses. We are committed to delivering exceptional customer service and maintaining a strong focus on risk management.Job Title: Financial Services Compliance ExpertWe are seeking an experienced Financial Services Compliance Expert to join...
-
Financial Services Compliance Manager
2 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full timeAbout the Role:We are seeking an experienced Financial Services Compliance Manager to join our team at Compliance Professionals.The ideal candidate will have a strong background in training and competence, with a proven track record of delivering high-quality compliance solutions in the wealth management sector.Key Responsibilities:Lead the development and...
-
Risk and Compliance Management Expert
3 weeks ago
London, Greater London, United Kingdom Fire Financial Services Limited Full timeAbout the Role:We are looking for a highly experienced Risk and Compliance Management Expert to join our team at Fire Financial Services Limited.This role will involve working closely with the Risk and Compliance Officer for our Irish company, servicing our UK customers and maintaining primary control functions for the company.The estimated salary for this...
-
Financial Crime Expert
2 weeks ago
London, Greater London, United Kingdom AJ FOX COMPLIANCE Full timeJob Title: Financial Crime ExpertWe are seeking a seasoned professional to provide guidance to senior management staff on financial crime-related projects. The ideal candidate will act as an escalation point for complex queries, mentor team members, and possess expertise in AML, sanctions, and other financial crime risks.About the Role:Draft financial crime...
-
Regulatory Compliance Expert
1 week ago
London, Greater London, United Kingdom The Hartford Financial Services Group, Inc. Full timeJob DescriptionWe are seeking a highly skilled Regulatory Compliance Expert to join our team at The Hartford Financial Services Group, Inc. As a key member of our compliance function, you will play a critical role in ensuring that our International business operates in accordance with all relevant regulatory requirements.Key ResponsibilitiesSupport the...
Financial Services Compliance Expert
1 month ago
Oliver James Associates Ltd. is seeking a highly skilled Financial Services Compliance Expert to join their team on an interim basis. The ideal candidate will have extensive experience in transaction monitoring, EDD reviews, and investigating suspicious activity.
This contract role offers a unique opportunity to work with a leading payment company, providing valuable support to their AML Operations team. As a key member of the team, you will be responsible for conducting transaction monitoring and screening, ensuring compliance with regulatory requirements.
The initial contract period is 3 months, with the possibility of extension upon satisfactory performance. You will be required to work from your London office, spending 3 days per week across Tuesday, Wednesday, and Thursday, between 09:00-18:00 each day. Please note that flexible working arrangements are not available for this role.
As a Financial Services Compliance Expert, you will play a critical role in maintaining the highest standards of compliance and risk management within the organization. Your expertise will help identify and mitigate potential risks, ensuring the smooth operation of the business.
In addition to your technical skills and experience, you should possess excellent communication and interpersonal skills, allowing you to effectively collaborate with cross-functional teams. If you are passionate about financial services regulation and compliance, this exciting opportunity awaits.
We estimate the annual salary for this role to be around £65,000 - £80,000, based on industry standards and location.
