Head of Controls and Compliance

Job Title: Head of Asset ComplianceOur client is a leading online multi-asset brokerage firm, specializing in FX/CFD products. This role will report directly to the Global Head of Risk and Compliance.Key Responsibilities:Establish and Maintain Compliance Frameworks: Develop and implement appropriate policies, procedures, systems, and controls in relation to...

The Role: Our company, Compliance Professionals, seeks a seasoned professional to lead our global compliance efforts. As the Global Head of Compliance, you will be responsible for managing our relationships with regulatory bodies, advising business desks globally, and driving the implementation of regulatory developments.About the Position: You will oversee...

Join Our Team as a Head of ComplianceWe are seeking a seasoned Legal Risk & Compliance professional to lead our compliance strategy and team. As a Head of Compliance, you will be responsible for all aspects of AML, sanctions, and regulatory compliance while driving innovation and best practices across our organization.Key Responsibilities:Collaborate with...

Join Our Team as a Head of ComplianceWe are seeking a seasoned Legal Risk & Compliance professional to lead our compliance strategy and team. As a Head of Compliance, you will be responsible for all aspects of AML, sanctions, and regulatory compliance while driving innovation and best practices across our organization.Key Responsibilities:Collaborate with...

Job Title: Head of Compliance and MLROJob Summary: We are seeking a highly experienced Head of Compliance and MLRO to join our team at Compliance Professionals.Key Responsibilities:* Ensure all managers fulfill their responsibilities* Oversee and assist senior management as required* Develop and maintain policies and procedures of the AML/CTF* Conduct an...

Job Title: Head of Banking Policy and ComplianceAbout the Role:We are seeking an experienced Head of Banking Policy and Compliance to join our team at Compliance Professionals. As a key member of our organization, you will be responsible for ensuring that our banking operations are in compliance with all relevant regulatory requirements.Key...

Compliance Manager Job DescriptionWe are seeking a highly skilled Compliance Manager to join our team at Compliance Professionals. The successful candidate will be responsible for assessing the Bank's existing information security control environment, identifying potential control gaps, and developing a strategy for enhancement to manage risks in line with...

Job Summary:We are seeking a highly skilled Compliance Officer to join our team at Compliance Professionals. The successful candidate will be responsible for ensuring adherence to regulatory requirements and internal policies, monitoring and assessing the effectiveness of compliance controls and procedures, and identifying and reporting compliance risks and...

About the Role:We are seeking a highly skilled and experienced Head of Export Control Compliance to join our team at Mane Contract Services. As a key member of our organization, you will be responsible for ensuring compliance with export control regulations in the UK.Key Responsibilities:Provide timely export license services and conduct internal audits to...

About the Role:We are seeking a highly skilled and experienced Head of Export Control Compliance to join our team at Mane Contract Services. As a key member of our organization, you will be responsible for ensuring compliance with export control regulations in the UK.Key Responsibilities:Provide timely export license services and conduct internal audits to...

About the RoleWe are seeking a seasoned Compliance professional to lead our EMEA Compliance team. As Head of Compliance, EMEA, you will be responsible for developing and implementing effective compliance programs across all OKX entities in the region.Key ResponsibilitiesLead strategic direction, training, and advisory support for Compliance across all OKX...

About the Role:We are seeking a highly skilled and experienced Head of Export Control Compliance to join our team at Mane Contract Services. As a key member of our organization, you will be responsible for ensuring compliance with export control regulations in the UK.Key Responsibilities:Provide timely export license services and conduct internal audits to...

About the RoleWe are seeking a skilled Regulatory Compliance Specialist to join our team at Compliance Professionals.Job SummaryThe ideal candidate will have at least 5 years' experience in Compliance or Operations within financial services, preferably fund management and/or discretionary management environment. Strong appreciation of Compliance and...

About the Role:The Head of Building Control and Regulatory Compliance will be responsible for ensuring that all building work complies with relevant legislation, including the Building Act, Building Regulations, and the Safety of Sports Grounds Act. This role will also involve directing and controlling the Building Control Service and acting as Principal...

Job Summary:We are seeking a highly skilled and experienced professional to lead our Compliance and Risk Management function. The ideal candidate will have a strong understanding of relevant UK regulatory requirements and a proven track record in managing compliance and risk.Key Responsibilities:Oversee and assist Senior Management in ensuring compliance...

Job Title: Head of ComplianceJob Summary:The Head of Compliance will be responsible for ensuring that Middlesex Partnership complies with all relevant laws and regulations. This includes identifying and managing regulatory risk, as well as providing an in-house compliance service that effectively supports business areas.Main Responsibilities:Act as the first...

Senior Compliance Monitoring AssociateWe are seeking a highly skilled Senior Compliance Monitoring Associate to join our dynamic compliance team. As a key member of our team, you will be responsible for assisting in the delivery of our annual compliance monitoring program, identifying control gaps and weaknesses, and proposing viable solutions to mitigate...

Senior Compliance Monitoring AssociateWe are seeking a highly skilled Senior Compliance Monitoring Associate to join our dynamic compliance team. As a key member of our team, you will be responsible for assisting in the delivery of our annual compliance monitoring program, identifying control gaps and weaknesses, and proposing viable solutions to mitigate...

Job Title: Head of Asset ManagementJob Summary:We are seeking a highly experienced and skilled Head of Asset Management to join our Compliance Professionals team. The successful candidate will be responsible for leading and managing the account opening KYC profiles for wealth management clients, ensuring compliance with bank policies and regulatory...

Job Title: Head of Asset ManagementCompliance Professionals is seeking a highly skilled and experienced professional to lead our Asset Management team. As the Head of Asset Management, you will be responsible for ensuring the effective implementation of our AML/CFT framework and regulatory requirements.Key Responsibilities:Lead and manage the account opening...