Head of Building Control and Regulatory Compliance

Job Title: Head of Asset ComplianceOur client is a leading online multi-asset brokerage firm, specializing in FX/CFD products. This role will report directly to the Global Head of Risk and Compliance.Key Responsibilities:Establish and Maintain Compliance Frameworks: Develop and implement appropriate policies, procedures, systems, and controls in relation to...

Job Title: Head of Asset ComplianceOur client is a leading online multi-asset brokerage firm, specializing in FX/CFD products. This role will report directly to the Global Head of Risk and Compliance.Key Responsibilities:Establish and Maintain Compliance Frameworks: Develop and implement appropriate policies, procedures, systems, and controls in relation to...

About the RoleWe are seeking a skilled Regulatory Compliance Specialist to join our team at Compliance Professionals.Job SummaryThe ideal candidate will have at least 5 years' experience in Compliance or Operations within financial services, preferably fund management and/or discretionary management environment. Strong appreciation of Compliance and...

The Role: Our company, Compliance Professionals, seeks a seasoned professional to lead our global compliance efforts. As the Global Head of Compliance, you will be responsible for managing our relationships with regulatory bodies, advising business desks globally, and driving the implementation of regulatory developments.About the Position: You will oversee...

Compliance Director Role OverviewWe are seeking a highly skilled Compliance Director to join our team at Compliance Professionals. As a key member of our compliance team, you will be responsible for identifying and reviewing regulatory developments and changes, assessing their impact on our business and products, and implementing remedies to promote better...

Compliance Monitoring Manager RoleWe are seeking a highly skilled Compliance Monitoring Manager to join our team at Compliance Professionals. The successful candidate will be responsible for driving compliance oversight through testing and monitoring programs, identifying areas for enhancements of systems and controls, and executing all testing and...

Compliance ManagerThe Compliance Professionals are seeking a highly skilled Regulatory Compliance Specialist to join their London-based compliance team. This is a challenging and rewarding role that requires strong knowledge of regulatory requirements and compliance best practices.About the Role:This position plays a crucial role in ensuring adherence to...

We are seeking a talented Regulatory Compliance Specialist to join our team at AJ FOX COMPLIANCE. This role offers a fantastic opportunity for a qualified lawyer with regulatory compliance experience to broaden their skill set and work alongside a small team consisting of a compliance assistant, senior compliance lawyer, and the new head of risk who is also...

Job Title: Head of Compliance PolicyThis is a unique opportunity to join a leading global organization as a Head of Compliance Policy. The successful candidate will be responsible for ensuring the organization's compliance with SRA regulations and other relevant laws and regulations.Key Responsibilities:Monitor global regulatory developments and ensure the...

Job Title: Head of Compliance PolicyThis is a unique opportunity to join a leading global organization as a Head of Compliance Policy. The successful candidate will be responsible for ensuring the organization's compliance with SRA regulations and other relevant laws and regulations.Key Responsibilities:Monitor global regulatory developments and ensure the...

Job Title: Head of Compliance and MLROJob Summary: We are seeking a highly experienced Head of Compliance and MLRO to join our team at Compliance Professionals.Key Responsibilities:* Ensure all managers fulfill their responsibilities* Oversee and assist senior management as required* Develop and maintain policies and procedures of the AML/CTF* Conduct an...

Join Our Team as a Head of ComplianceWe are seeking a seasoned Legal Risk & Compliance professional to lead our compliance strategy and team. As a Head of Compliance, you will be responsible for all aspects of AML, sanctions, and regulatory compliance while driving innovation and best practices across our organization.Key Responsibilities:Collaborate with...

Join Our Team as a Head of ComplianceWe are seeking a seasoned Legal Risk & Compliance professional to lead our compliance strategy and team. As a Head of Compliance, you will be responsible for all aspects of AML, sanctions, and regulatory compliance while driving innovation and best practices across our organization.Key Responsibilities:Collaborate with...

Job Title: Head of Building Safety and ComplianceWe are seeking a highly skilled and experienced professional to lead our Building Safety and Compliance team. As Head of Building Safety and Compliance, you will be responsible for ensuring the safety of our residents and the compliance of our buildings with relevant legislation.Key Responsibilities:Develop...

Compliance Professionals is seeking a Compliance Monitoring Manager to join their team in London. The ideal candidate will have prior experience in regulatory compliance, audit, or risk function, and knowledge of the applicable regulatory framework, including Conduct Risk and other relevant FCA sourcebooks. The role will involve driving compliance oversight...

Compliance Professionals is seeking a Compliance Monitoring Manager to join their team in London. The ideal candidate will have prior experience in regulatory compliance, audit, or risk function, and knowledge of the applicable regulatory framework, including Conduct Risk and other relevant FCA sourcebooks. The role will involve driving compliance oversight...

At ING, we're committed to empowering people to stay a step ahead in life and in business. As our Head of Regulation, you'll play a crucial role in ensuring our Financial Markets operations are compliant with regulatory requirements.Main Responsibilities:Provide regulatory support and insights to the Financial Markets business, with a focus on the UK...

Compliance Professionals is seeking a Compliance Monitoring Manager to join their team in London. The ideal candidate will have prior experience in regulatory compliance, audit, or risk function, and a strong understanding of the applicable regulatory framework, including Conduct Risk and other relevant FCA sourcebooks. The role will involve driving...

Compliance Professionals is seeking a Compliance Monitoring Manager to join their team in London. The ideal candidate will have prior experience in regulatory compliance, audit, or risk function, and a strong understanding of the applicable regulatory framework, including Conduct Risk and other relevant FCA sourcebooks. The role will involve driving...

Are you a seasoned Legal Risk & Compliance professional with a passion for Anti-Money Laundering (AML), regulatory compliance, and conflict management?We're seeking a dynamic Head of Compliance to lead our compliance strategy and team at AJ FOX COMPLIANCE, a global leader in risk and compliance solutions.This high-impact role covers all aspects of AML,...