Compliance Director
4 weeks ago
Compliance Leadership Opportunity
About the Role:
We are seeking an experienced Compliance professional to lead our compliance efforts as Head of Compliance National IFA. This is a key role within our organization, responsible for ensuring our client and subsidiary companies comply with relevant regulations and laws.
Key Responsibilities:
- Collaborate with the Managing Director SMF16 to deliver the Consumer Duty plan and ensure compliance oversight.
- Develop and implement effective compliance strategies to mitigate risks and ensure regulatory compliance.
- Oversee the operational efficiency of compliance processes and procedures.
Requirements:
- Proven experience in a compliance leadership role, preferably in the financial services industry.
- Strong knowledge of regulatory requirements and compliance frameworks.
- Excellent communication and leadership skills.
What We Offer:
A competitive salary and benefits package, including pension and discretionary bonus.
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