Compliance Director

4 weeks ago


Tamworth, Staffordshire, United Kingdom Get Staffed Online Recruitment Full time

Compliance Leadership Opportunity

About the Role:

We are seeking an experienced Compliance professional to lead our compliance efforts as Head of Compliance National IFA. This is a key role within our organization, responsible for ensuring our client and subsidiary companies comply with relevant regulations and laws.

Key Responsibilities:

  • Collaborate with the Managing Director SMF16 to deliver the Consumer Duty plan and ensure compliance oversight.
  • Develop and implement effective compliance strategies to mitigate risks and ensure regulatory compliance.
  • Oversee the operational efficiency of compliance processes and procedures.

Requirements:

  • Proven experience in a compliance leadership role, preferably in the financial services industry.
  • Strong knowledge of regulatory requirements and compliance frameworks.
  • Excellent communication and leadership skills.

What We Offer:

A competitive salary and benefits package, including pension and discretionary bonus.


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