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Compliance & Financial Crime Risk Manager

2 months ago

Birmingham, Birmingham, United Kingdom InterQuest Financial Markets Full time
Financial Crime Compliance Manager/DMLRO

InterQuest Financial Markets is seeking a seasoned compliance professional to lead our financial crime prevention efforts. As a Financial Crime Compliance Manager, you will play a pivotal role in ensuring the integrity of our financial operations.

  • Develop and Implement Financial Crime Policies

Design, develop, and review policies covering Money Laundering, Countering Terrorist Financing, Sanctions, Tax Evasion, Market Abuse, Bribery & Corruption, and Fraud. Ensure these policies align with regulatory requirements and industry best practices.

  • Financial Crime Risk Assessment and Reporting

Conduct bank-wide financial crime risk assessments to identify potential vulnerabilities. Report to senior management and the Board on fraud and financial crime risks, providing actionable recommendations to mitigate these risks.

  • Investigation and Consultation

Consult on investigations of suspected fraud and financial crime, providing expert guidance to ensure thorough and compliant processes. Review escalations and make recommendations based on AML Policy and Risk Appetite.

  • Training and Oversight

Design and deliver financial crime training to ensure employees understand their roles in preventing financial crime. Provide oversight on risk and control self-assessments to ensure compliance with regulatory requirements.

  • Stakeholder Engagement

Act as a trusted contact for stakeholders, regulators, and law enforcement, providing expert guidance on financial crime compliance matters.

  • Regulatory Monitoring

Monitor emerging legislative and regulatory developments to ensure InterQuest Financial Markets remains compliant with all relevant requirements.

As a Financial Crime Compliance Manager, you will be responsible for ensuring the highest standards of financial crime compliance across our organization. If you have a strong background in financial crime compliance and a passion for driving excellence, we encourage you to apply for this exciting opportunity.