Regulatory Compliance Specialist
1 week ago
We are seeking a highly skilled Regulatory Compliance Specialist to join our team at PSR Limited. As a key member of our Payments and E-money Firms Supervision Team, you will play a critical role in ensuring that firms operate within the bounds of regulatory requirements.
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Regulatory Compliance Specialist
1 week ago
London, Greater London, United Kingdom Compliance Professionals Full timeJob DescriptionCompliance Professionals is seeking a highly skilled Regulatory Compliance Specialist to join our team.About the RoleThis exciting opportunity allows you to utilize your expertise in regulatory compliance to provide comprehensive advice on requirements and interpret complex regulatory changes. You will work closely with key stakeholders,...
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Regulatory Compliance Specialist
3 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full timeCompliance ManagerThe Compliance Professionals are seeking a highly skilled Regulatory Compliance Specialist to join their London-based compliance team. This is a challenging and rewarding role that requires strong knowledge of regulatory requirements and compliance best practices.About the Role:This position plays a crucial role in ensuring adherence to...
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Regulatory Compliance Specialist
3 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full timeAbout the RoleWe are seeking a skilled Regulatory Compliance Specialist to join our team at Compliance Professionals.Job SummaryThe ideal candidate will have at least 5 years' experience in Compliance or Operations within financial services, preferably fund management and/or discretionary management environment. Strong appreciation of Compliance and...
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Regulatory Compliance Specialist
5 days ago
London, Greater London, United Kingdom Regulatory Affairs Professionals Society Full timeJob DescriptionAs a Regulatory Affairs Manager at Prinova Europe, you will oversee regulatory strategy for the organisation, providing leadership and guidance to the business on regulatory matters for food, feed and personal care activity in the UK and other markets where Prinova Europe and Prinova Solutions Europe operates.This role involves ensuring...
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Regulatory Compliance Specialist
4 weeks ago
London, Greater London, United Kingdom AJ FOX COMPLIANCE Full timeWe are seeking a highly skilled Regulatory Compliance Lawyer to join our team at AJ FOX COMPLIANCE. As a key member of our compliance team, you will play a crucial role in ensuring our clients' regulatory risk and compliance needs are met.Key responsibilities will include:Drafting, monitoring, and advising on compliance policies and proceduresHandling...
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Regulatory Affairs Specialist
2 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full timeCompany OverviewWe are a global banking group, offering Corporate/Private Banking and Asset Management services in the UK market.About the RoleThis is an exciting opportunity to join our team as a Regulatory Affairs Specialist in the Compliance Monitoring department. As a key member of our team, you will play a vital role in ensuring adherence to regulatory...
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Regulatory Compliance Expert
1 week ago
London, Greater London, United Kingdom Compliance Professionals Full timeJob SummaryWe are seeking an experienced Regulatory Compliance Expert to join our team at Compliance Professionals. This role will involve ensuring adherence to statutory and regulatory provisions, monitoring regulatory developments, and maintaining the Compliance Monitoring Programme.Key ResponsibilitiesEnsure compliance with FCA, LME, LME Clear, NFA, and...
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Regulatory Compliance Expert
2 weeks ago
London, Greater London, United Kingdom Vixio Regulatory Intelligence Full timeRole OverviewVixio Regulatory Intelligence is seeking a highly skilled Regulatory Compliance Expert to lead the development of a premium technical compliance solution.The ideal candidate will have experience in compliance roles at regulated gambling operators or technology providers and possess strong communication skills.
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Regulatory Compliance Officer
1 month ago
London, Greater London, United Kingdom Compliance Professionals Full timeCompliance Professionals is seeking a highly skilled Regulatory Compliance Officer to join our team. As a key member of our compliance team, you will be responsible for ensuring that our firm remains in compliance with all relevant regulatory requirements.Key Responsibilities:Develop and implement effective compliance monitoring and surveillance programs to...
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Compliance Officer
4 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full timeCompliance Monitoring and Regulatory ComplianceWe are seeking an experienced Compliance Officer to join our team at Compliance Professionals. The ideal candidate will have a strong background in regulatory compliance and experience in managing a small team.Key Responsibilities:Monitor and review all relevant statutory and regulatory provisions, including...
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Compliance Officer
1 month ago
London, Greater London, United Kingdom Compliance Professionals Full timeCompliance Officer Role:Compliance Professionals is seeking a highly skilled Compliance Officer to join our team. As a key member of our compliance department, you will be responsible for assisting with the management of our compliance monitoring program and ensuring adherence to all applicable regulatory obligations.Responsibilities:Consideration of all...
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Compliance Director
1 month ago
London, Greater London, United Kingdom Compliance Professionals Full timeCompliance Director Role OverviewWe are seeking a highly skilled Compliance Director to join our team at Compliance Professionals. As a key member of our compliance team, you will be responsible for identifying and reviewing regulatory developments and changes, assessing their impact on our business and products, and implementing remedies to promote better...
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Regulatory Compliance Specialist
1 week ago
London, Greater London, United Kingdom Ocorian group Full timeWe are seeking a talented Regulatory Compliance Specialist to join our team at Ocorian group.Job SummaryThis role will involve working closely with our clients to provide specialist regulatory compliance advice and support. You will be responsible for managing client relationships, conducting compliance reviews, and providing guidance on regulatory...
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Compliance Manager
3 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full timeAbout the RoleWe are seeking a highly experienced Compliance Manager to join our team at Compliance Professionals.The successful candidate will have extensive experience of working in a financial services industry Compliance Department covering private banking/wealth management activities.Key responsibilities will include:Assisting with ensuring compliance...
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Compliance Director
2 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full timeJob OverviewWe are seeking a seasoned Compliance Director to join our team at Compliance Professionals.The ideal candidate will have extensive experience in senior-level compliance roles within the derivatives brokerage industry.About the RoleThis is an exceptional opportunity to oversee a small team and play a pivotal role in developing our compliance...
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Regulatory Risk Management Specialist
1 week ago
London, Greater London, United Kingdom AJ Fox Compliance Full timeJob OverviewAJ Fox Compliance is seeking a highly skilled Regulatory Risk Management Specialist to join our proactive team.We are an innovative, forward-thinking law firm dedicated to delivering exceptional risk management services. As a key member of our team, you will play a crucial role in ensuring compliance with relevant legal, regulatory, and...
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Compliance Specialist
3 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full timeRole Overview:We are seeking a skilled Junior Compliance Officer to support the monitoring and assessment of compliance with regulatory requirements and internal policies at a boutique wholesale bank.Key Responsibilities:Support the development and implementation of compliance policies and procedures.Conduct periodic compliance reviews and audits to ensure...
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Regulatory Affairs Strategist
1 week ago
London, Greater London, United Kingdom VRS Regulatory Full timeRole OverviewA challenging opportunity has arisen for a Regulatory Affairs Strategist to join VRS Regulatory's team. About the RoleWe are seeking an experienced Regulatory Affairs Strategist to develop and implement regulatory strategies for plant protection products in specific geographical territories. Develop and execute regulatory strategies for product...
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Compliance and Regulatory Specialist
1 week ago
London, Greater London, United Kingdom Access Appointments Consultancy Limited Full timeAre you a skilled compliance professional looking for a challenging role in the financial services industry? We are seeking an experienced Compliance and Regulatory Specialist to join our team at Access Appointments Consultancy Limited.This is a unique opportunity to work on high-profile projects, develop your expertise in compliance and regulatory matters,...
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Compliance Specialist
3 weeks ago
London, Greater London, United Kingdom Paritas Recruitment - Compliance Full timeAbout the RoleThe Compliance Specialist will support the onboarding process and third-party risk management, focusing on Know Your Customer (KYC) while also assisting with broader aspects of the Compliance Programme, such as risk assessments, screening and training.Key ResponsibilitiesSupport the onboarding process and third-party risk management, with a...