Compliance Risk Manager

4 weeks ago


Manchester, United Kingdom BNY Mellon Full time
Compliance Manager Role

We are seeking a highly skilled Compliance Manager to join our UK Compliance Team in Manchester. This role is a great opportunity to work with a leading global financial services company, touching nearly 20% of the world's investible assets.

Key Responsibilities:
  • Represent Compliance at CASS Forums to provide oversight and challenge.
  • Liaise with and oversee the business and Senior Management in respect to existing and emerging issues, risks and breaches.
  • Represent Compliance on Regulatory Change Projects that are impacted by CASS.
  • Liaise with Line of Business Compliance in relation to new business and new products for any CASS considerations.
  • Perform Regulatory Risk Assessments in relation to CASS and help develop the annual Compliance Plan in relation to CASS.
  • Represent Compliance on Client engagements.
Requirements:
  • Degree educated or a strong academic/professional work record with particular preference for accounting, legal, Risk/Compliance background.
  • A compliance qualification would be a distinct advantage.
  • Proven experience in the UK Financial Sector, with a strong background in Client Asset compliance or assurance.
  • Must be able to understand and apply outcome-focused regulation and have a sound risk awareness whilst maintaining an awareness of commercial pressures on the firm.

BNY Mellon is an Equal Employment Opportunity/Affirmative Action Employer - Underrepresented racial and ethnic groups/Females/Individuals with Disabilities/Protected Veterans.



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