Compliance Risk Manager
4 weeks ago
We are seeking a highly skilled Compliance Manager to join our UK Compliance Team in Manchester. This role is a great opportunity to work with a leading global financial services company, touching nearly 20% of the world's investible assets.
Key Responsibilities:- Represent Compliance at CASS Forums to provide oversight and challenge.
- Liaise with and oversee the business and Senior Management in respect to existing and emerging issues, risks and breaches.
- Represent Compliance on Regulatory Change Projects that are impacted by CASS.
- Liaise with Line of Business Compliance in relation to new business and new products for any CASS considerations.
- Perform Regulatory Risk Assessments in relation to CASS and help develop the annual Compliance Plan in relation to CASS.
- Represent Compliance on Client engagements.
- Degree educated or a strong academic/professional work record with particular preference for accounting, legal, Risk/Compliance background.
- A compliance qualification would be a distinct advantage.
- Proven experience in the UK Financial Sector, with a strong background in Client Asset compliance or assurance.
- Must be able to understand and apply outcome-focused regulation and have a sound risk awareness whilst maintaining an awareness of commercial pressures on the firm.
BNY Mellon is an Equal Employment Opportunity/Affirmative Action Employer - Underrepresented racial and ethnic groups/Females/Individuals with Disabilities/Protected Veterans.
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Risk and Compliance Manager
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Compliance Risk Manager
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