Business Governance Specialist

4 days ago


London, Greater London, United Kingdom Quilter plc Full time

About the Role

As a Business Governance Specialist at Quilter plc, you will play a crucial role in delivering regulatory oversight to appointed representative firms. Your primary responsibility will be to identify and resolve customer, regulatory, reputational, and operational risks, establishing an effective control function.

You will work closely with AR Principals to achieve effective governance of their AR Firms & Advisers, adhering to Network standards through firm attestation reviews and firm governance assessments. This role requires confident communication skills, particularly in questioning, and sound judgment when assessing risks and developing action plans.

A degree in Compliance & Risk qualification or equivalent is desirable, as well as experience in Network/National and IFA/restricted advice models. You will be responsible for managing your own workload as part of a highly skilled team.

Benefits

  • Holiday: 182 hours (26 days)
  • Quilter Incentive Scheme: Eligibility to participate in the incentive scheme to incentivise business performance and contribution.
  • Pension Scheme: A non-contributory company pension scheme that can be boosted through personal contributions.
  • Healthcare Cash Plan: Available to Jersey employees only.
  • Benefit Allowance: A cash benefit allowance payable in lieu of some core benefits.

Salary Range: £30,000 - £40,000 per annum, depending on location and experience.



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