Compliance Advisory Officer
3 weeks ago
Key Responsibilities:
You will play a crucial role in ensuring LifeSearch meets its regulatory requirements and delivers exceptional customer outcomes. To be successful, you will need to be a detail-oriented problem solver with a knack for simplifying complex regulations and communicating them clearly.
Key Accountabilities:
- Provide regulatory advice across LifeSearch, guiding teams and ensuring compliance with FCA guidelines.
- Work closely with the Deputy Head of Compliance to promote a strong compliance culture across the business.
- Interpret and communicate FCA regulations, ensuring they are clear and digestible for all employees.
- Respond to compliance queries, flag non-compliance issues, and prepare reports.
- Keep compliance policies up to date, assisting with regular reviews and updates.
- Support the creation and delivery of regulatory training in collaboration with the Learning and Development team.
- Act as a key stakeholder in projects, offering advice on governance and regulatory matters.
- Contribute to the development of a positive compliance culture, ensuring LifeSearch's values and customer-first approach shine through in all we do.
Requirements:
- At least 2 years of experience in a compliance or audit role within financial services (or a similar regulated environment).
- Experience with the FCA Handbook and the ability to interpret and apply its guidance.
- Excellent communication skills – the ability to explain regulatory requirements clearly and influence people at all levels.
- Strong IT skills, especially with Microsoft applications.
- A strategic thinker who can assess risks and provide balanced feedback.
- A team player who thrives in a busy environment, with a calm and pragmatic approach to work.
- Bonus points if you have protection knowledge or are willing to study for a protection advice qualification.
About LifeSearch:
You will be joining a growing, dynamic business where your voice matters. With opportunities to develop professionally and contribute to exciting projects, this is a great chance to make a real impact.
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