Senior Regulatory Counsel

2 months ago

London, Greater London, United Kingdom MRA Search Full time

MRA Search is seeking a highly skilled Senior Regulatory Lawyer to join the legal team of a prominent wealth and asset management firm in London. As a key member of the team, you will provide expert guidance and advice on regulatory matters, working closely with senior management to navigate the complex regulatory landscape.

The ideal candidate will have 6+ years of post-qualification experience with relevant regulatory exposure from a regulated institution. Your expertise will be essential in ensuring that the firm's policies and procedures remain compliant with evolving regulations.

Key Responsibilities:

  • Regulatory Interpretation and Advice: Provide in-depth analysis and guidance on regulations issued by relevant regulatory bodies.
  • Primary Regulatory Resource: Serve as the primary point of contact for all regulatory queries and concerns within the organization.
  • Regulatory Compliance: Ensure that the firm's policies and procedures align with the ever-changing regulatory environment.
  • Collaboration with Compliance Team: Work closely with the Compliance team to implement regulatory compliance programs and ensure seamless execution.
  • Regulatory Expertise: Deliver expert counsel on intricate regulatory matters, including custodial, licensing, and risk management.
  • Contract Negotiation and Review: Draft, review, and negotiate contracts and related documentation in accordance with regulatory obligations.
  • Investment Fund Formation: Act as lead counsel on the legal formation and launch of investment funds across various asset classes.
  • Risk Management: Identify and mitigate associated legal risks associated with fund operations and investments.
  • Regulatory Updates: Provide timely and accurate counsel on regulatory changes and their related consequences, ensuring the organization remains informed and compliant.

MRA Search is committed to finding the best talent for this role. If you are a skilled Senior Regulatory Lawyer looking for a new challenge, please get in touch to learn more about this exciting opportunity.

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