Regulatory Operations Specialist

3 weeks ago

London, Greater London, United Kingdom Goldman Sachs Full time

About This Role

We are seeking a highly skilled Regulatory Operations Specialist to join our team at Goldman Sachs. In this role, you will be responsible for ensuring the firm's compliance with non-financial regulatory reporting obligations.

Key Responsibilities

  • Contribute to the execution of non-financial regulatory reporting obligations and develop subject matter expertise
  • Perform analysis to detect anomalies in the reporting data, investigate reporting issues, and demonstrate aptitude to work with a range of data sets
  • Advise on regulatory risk and requirements to facilitate commercial activity
  • Analyze internal client and external regulatory inquiries
  • Identify solutions to correct system issues, document requirements to high quality, perform tests to identify an accurate resolution
  • Perform verification, validations, and testing of the data provided by Engineering prior to submission
  • Actively participate in the development of the strategic control framework for Regulatory Operations
  • Work collaboratively across multiple business lines and stakeholder groups in strategic initiatives across the global Regulatory Operations department
  • Develop strong working relationships both internally and externally to support various reporting functions
  • Participate in and influence discussions in external forums to improve and develop consistent reporting standards in the industry

Requirements

  • Bachelor's degree with experience in financial services
  • Strong analytical skills with an ability to understand complex workflows paired with meticulous attention to detail
  • Strong communication skills to clearly articulate issues and ideas and provide timely escalation
  • Good interpersonal skills to build strong relationships with key stakeholders within and outside of Operations
  • Good influencing skills to work with the Operations team in challenging the status quo and continuously enhancing the control environment required
  • Self-motivated and proactive team player, who takes ownership and accountability of projects, has strong organizational skills as well as the ability to effectively manage competing priorities within deadlines
  • Flexible and able to work well under pressure in a team environment
  • Proficiency in Microsoft Office applications
  • Active interest in understanding and learning about the global financial market

Preferred Qualifications

  • Experience in an Operations Control Environment
  • Working knowledge about financial markets, regulatory landscape, and associated processes, including the lifecycle of a trade
  • Experience with regulatory reporting, in particular EMIR or similar global non-financial regulatory reporting obligations
  • Good understanding of and practical experience of writing business requirements, identifying solutions, and defining and executing test cases
  • Experience participating in large-scale regulatory reporting implementation projects
  • Working knowledge about financial products, notably exchange trades derivatives and OTC Derivatives across Equity, Credit, Interest Rates, FX, and Commodities
  • Understanding of Margin and Valuation processes and regulatory reporting requirements
  • Experience participating in discussions and influencing outcomes in industry groups
  • Working knowledge of project management and business analysis
  • Working experience with operating on large data sets and BI tools. SQL and/or Alteryx experience is advantageous

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