Wealth Management Compliance Lead
4 days ago
This is an excellent opportunity to join a successful wealth management business as a Training and Compliance Manager. The successful candidate will be responsible for providing financial regulatory training to all staff, developing and improving a clear, comprehensive T&C scheme personalised for the business, and keeping the business up to date with any changes in regulations.
Responsibilities- Provide Financial Regulatory Training to all staff
- Development and Improvement of a clear, comprehensive T&C scheme personalised for the business
- Keep Business up to date with any changes in regulations
- Work with Head of Compliance to drive standards across the business
- Wealth Management Practice Experience
- Independent and stand-alone training experience
- Able to train experienced advisors, junior financial planners as well as administrative staff
Our client is a leading wealth management business that is committed to delivering exceptional service to its clients. We are looking for a highly motivated and experienced Training and Compliance Manager to join our team.
Benefits Package- A competitive salary of £43,000 - £53,000 per annum
- The opportunity to work in a dynamic and supportive team environment
- A range of benefits including private medical insurance, pension scheme and holiday entitlement
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