Wealth Management Compliance Lead

4 days ago


Birmingham, Birmingham, United Kingdom Ernest Gordon Recruitment Limited Full time
About the Position

This is an excellent opportunity to join a successful wealth management business as a Training and Compliance Manager. The successful candidate will be responsible for providing financial regulatory training to all staff, developing and improving a clear, comprehensive T&C scheme personalised for the business, and keeping the business up to date with any changes in regulations.

Responsibilities
  • Provide Financial Regulatory Training to all staff
  • Development and Improvement of a clear, comprehensive T&C scheme personalised for the business
  • Keep Business up to date with any changes in regulations
  • Work with Head of Compliance to drive standards across the business
  • Wealth Management Practice Experience
  • Independent and stand-alone training experience
  • Able to train experienced advisors, junior financial planners as well as administrative staff
About the Company

Our client is a leading wealth management business that is committed to delivering exceptional service to its clients. We are looking for a highly motivated and experienced Training and Compliance Manager to join our team.

Benefits Package
  • A competitive salary of £43,000 - £53,000 per annum
  • The opportunity to work in a dynamic and supportive team environment
  • A range of benefits including private medical insurance, pension scheme and holiday entitlement


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