Wealth Management Training Specialist

6 days ago


Birmingham, Birmingham, United Kingdom Ernest Gordon Recruitment Limited Full time
Job Overview

The role of a Training and Compliance Manager is crucial in the wealth management industry. We are seeking an experienced professional to provide training and ensure competency from new starters through to financial advisors on up-to-date regulations and compliance standards.

In this position, you will own, manage, and deliver the training while reporting into the Head of Compliance. The ideal candidate will be a Training and Compliance Manager from the wealth industry who is looking for a business where they can add their own ideas, work in a hybrid environment, and be able to put their stamp on a growing business.

Responsibilities:
  1. Providing Financial Regulatory Training to all staff.
  2. Development and Improvement of a clear, comprehensive T&C scheme personalised for the business.
  3. Keep Business up to date with any changes in regulations.
  4. Work with Head of Compliance to drive standards across the business.
  5. Wealth Management Practice Experience.
  6. Independent and stand-alone training experience.

Requirements:
- A strong background in wealth management and regulatory training.
- Excellent communication and presentation skills.
- Ability to train experienced advisors, junior financial planners as well as administrative staff.
- Strong analytical and problem-solving skills.

About Us

Ernest Gordon Recruitment Limited acts as an employment agency for permanent recruitment and employment business for the supply of temporary workers. By applying for this job, you accept the T&Cs, Privacy Policy, and Disclaimers which can be found at our website.
Estimated Salary: £40,000 - £50,000 per annum + Bonus + Hybrid + Private Medical + Pension + Holiday + Benefits

  • Birmingham, Birmingham, United Kingdom AFH Wealth Management Full time

    About the Opportunity">We are looking for an experienced Compliance Support Specialist to join our team at AFH Wealth Management, one of the UK's leading independent financial advisory and wealth management firms. This is a full-time permanent opportunity.As a Compliance Support Specialist, you will provide critical support to our compliance team, assisting...


  • Birmingham, Birmingham, United Kingdom Okailgroup Full time

    Job Title: Wealth Management SpecialistOkailgroup is seeking a skilled Wealth Management Specialist to provide support and assistance to our branch/desk. As a key member of our team, you will be responsible for adapting to changing responsibilities and using your expertise to provide professional support to those using our department's resources.Key Areas of...


  • Birmingham, Birmingham, United Kingdom Pinstripe Personnel Full time

    Pinstripe Personnel, a leading Wealth Planning firm, is currently seeking a highly skilled Wealth Management Specialist to join their team.This is a unique opportunity to work with a forward-thinking company that prioritizes innovation and customer satisfaction.We are looking for a results-driven and ambitious individual who is passionate about delivering...


  • Birmingham, Birmingham, United Kingdom Ernest Gordon Recruitment Limited Full time

    Wealth Management Practice Experience">We are seeking an experienced Training and Compliance Manager who can bring their expertise to our wealth management practice. This individual will be responsible for providing financial regulatory training to all staff members, developing and improving our T&C scheme, and ensuring that our business stays up-to-date...


  • Birmingham, Birmingham, United Kingdom Bruin Full time

    We are seeking a highly skilled and experienced Wealth Planning Specialist to join our team at Bruin Financial in Birmingham. As a key member of our wealth planning department, you will be responsible for providing high-quality support to our Wealth Planners.Your duties will include:Conducting thorough research on a range of financial planning products and...


  • Birmingham, Birmingham, United Kingdom Ernest Gordon Recruitment Full time

    Study Support Specialist - Wealth Management£30,000 to £40,000 per annum + Bonus + Private Medical + Pension + 23 Holiday Days + Training + Study SupportAbout the PositionThis role involves providing critical support to our financial advisors, with a focus on delivering exceptional results.You will work closely with our team to ensure seamless execution of...


  • Birmingham, Birmingham, United Kingdom WeAreTechWomen Full time

    We Are Tech Women is seeking a highly skilled Wealth Management Consultant to join our Wealth Management division. As a specialist in wealth management, you will be responsible for providing expert advice and guidance to clients.About the RoleThe ideal candidate will have a proven track record of delivering exceptional results in a customer-facing...


  • Birmingham, Birmingham, United Kingdom AFH Wealth Management Full time

    Overview: AFH Wealth Management is a leading independent financial advisory firm, offering exciting career opportunities for determined and ambitious individuals. Salary: The salary for this role is estimated to be around £30,000 - £40,000 per annum, depending on experience.Job Description: We are seeking a skilled Paraplanner to join our team in...

  • Training Lead

    3 days ago


    Birmingham, Birmingham, United Kingdom Ernest Gordon Recruitment Full time

    Job DescriptionWe are seeking a skilled Training Lead to join our team at Ernest Gordon Recruitment. As a key member of our organisation, you will be responsible for developing and delivering training programmes that meet the needs of our wealth management clients.This is an excellent opportunity for someone looking to take their career to the next level in...


  • Birmingham, Birmingham, United Kingdom Jenson Fisher Consulting Ltd Full time

    **Company Overview:** Jenson Fisher Consulting Ltd is a leading Wealth Management firm based in London, committed to delivering exceptional financial planning services to its clients.We are currently seeking a highly skilled Financial Planning Specialist to join our team and contribute to the growth of our client base. As a Financial Planning Specialist, you...


  • Birmingham, Birmingham, United Kingdom AFH Wealth Management Full time

    About the Role">We are seeking a highly skilled AML Compliance Officer to join our team at AFH Wealth Management, one of the UK's leading independent financial advisory and wealth management firms. This is a full-time permanent opportunity.As an AML Compliance Officer, you will be responsible for assisting with the regulated recruitment process, including...


  • Birmingham, Birmingham, United Kingdom Goldman Sachs Full time

    Wealth Management Lawyer Job SummaryThis exciting opportunity has arisen for a skilled Wealth Management Lawyer to join our dynamic team in Birmingham. The successful candidate will be responsible for advising on complex financial matters and working closely with senior management.Main ResponsibilitiesAdvising on the current regulatory regime in the EU and...


  • Birmingham, Birmingham, United Kingdom Succession Wealth Full time

    Job SummaryAs a Technical Systems Specialist at Succession Wealth, you will be responsible for designing and implementing an enterprise-wide data architecture that aligns with our business needs and objectives.This 6-month contract position, with potential for extension, offers a competitive day rate of £450 - £500 (depending on experience).You will work...


  • Birmingham, Birmingham, United Kingdom Greatmans Consulting Ltd Full time

    Job Opportunity:A Wealth Management Consultant role has become available at Greatmans Consulting Ltd, a truly independent Chartered Financial Planning firm. As an HNW Financial Specialist, you will have the opportunity to develop a book of high net worth clients from leads provided and your own network.About the Role:This is a fantastic opportunity for a...


  • Birmingham, Birmingham, United Kingdom Jenson Fisher Consulting Ltd Full time

    Jenson Fisher Consulting Ltd is a leading Wealth & Investment Management firm seeking a skilled Paraplanner to join our team. The successful candidate will play a key role in creating tailored solutions for our clients, utilizing their expertise in report writing and analysis of complex financial data.Key ResponsibilitiesWorking closely with experienced...


  • Birmingham, Birmingham, United Kingdom Recruit UK | Certified B Corp™ Full time

        Job Title: Financial Adviser    Industry: Wealth Management    Location: Birmingham    Salary: up to £60,000 (salaries negotiable dependent on experience and skill-set)    Job Description:    Are you an experienced financial adviser looking for a new challenge? We are seeking a qualified Financial Adviser to join our...


  • Birmingham, Birmingham, United Kingdom Goldman Sachs Group, Inc. Full time

    Role SummaryWe are seeking an Asset and Wealth Management Specialist to join our team at Marcus by Goldman Sachs.The successful candidate will develop financial products with direct impact on millions of consumers.Key responsibilities include:Meeting and collaborating with influential people within the global organisation and the entire industry.Developing...


  • Birmingham, Birmingham, United Kingdom Ernest Gordon Recruitment Limited Full time

    Company Overview: Ernest Gordon Recruitment Limited is a leading recruitment agency focused on growth through organic growth as well as yearly acquisitions.Salary: £50,000 to £60,000 DOE + Commission + Bonus + Private Medical + Pension + Holiday + BenefitsJob Description:Wealth Management OpportunitiesThis role involves providing full financial advisory...

  • Investment Researcher

    2 weeks ago


    Birmingham, Birmingham, United Kingdom AFH Wealth Management Full time

    About the Role: We are seeking a talented Paraplanner to join our team at AFH Wealth Management. As a Paraplanner, you will play a key role in delivering high-quality financial research and analysis to support our advisers and clients. This is an exciting opportunity for a motivated and organized individual who is passionate about finance and committed to...


  • Birmingham, Birmingham, United Kingdom Ernest Gordon Recruitment Limited Full time

    Wealth Management Support Professional     Salary: £30,000 - £40,000 DOE + Bonus + Private Medical + Pension + 23 Holiday Days + Training + Study SupportJob DescriptionThis is an exciting opportunity to join a growing wealth management business as a Support Professional. You will work closely with our financial advisers, providing administrative...