Regulatory Operations Specialist

4 weeks ago

London, Greater London, United Kingdom Goldman Sachs Full time

We are seeking a talented individual to join our Regulatory Operations team at Goldman Sachs. As a key player in this dynamic organization, you will partner with various stakeholders to ensure compliance with non-financial regulatory reporting obligations.

Key Responsibilities
  • Contribute to the execution of non-financial regulatory reporting obligations and develop subject matter expertise.
  • Perform analysis to detect anomalies in the reporting data, investigate reporting issues, and demonstrate aptitude to work with a range of data sets.
  • Advise on regulatory risk and requirements to facilitate commercial activity.
  • Analyze internal client and external regulatory inquiries.
  • Identify solutions to correct system issues, document requirements to high quality, perform tests to identify an accurate resolution.
  • Perform verification, validations, and testing of the data provided by Engineering prior to submission.
  • Actively participate in the development of the strategic control framework for Regulatory Operations.
  • Work collaboratively across multiple business lines and stakeholder groups in strategic initiatives across the global Regulatory Operations department.
  • Develop strong working relationships both internally and externally to support various reporting functions.

Requirements

  • Bachelor's degree with experience in financial services.
  • Self-motivated and proactive team player, who takes ownership and accountability of projects, has strong organizational skills, and the ability to effectively manage competing priorities within deadlines.
  • Flexible and able to work well under pressure in a team environment.
  • Proficiency in Microsoft Office applications.
  • Active interest in understanding and learning about the global financial markets.
  • Working knowledge about financial markets, regulatory landscape, and associated processes, including the lifecycle of a trade.
  • Experience with regulatory reporting, in particular EMIR or similar global non-financial regulatory reporting obligations.
  • Good understanding of and practical experience of writing business requirements, identifying solutions, and defining and executing test cases.
  • Experience participating in large-scale regulatory reporting implementation projects.
  • Working knowledge about financial products, notably exchange trades derivatives and OTC Derivatives across Equity, Credit, Interest Rates, FX, and Commodities.
  • Understanding of Margin and Valuation processes and regulatory reporting requirements.
  • Working knowledge of project management and business analysis.
  • Working experience with operating on large data sets and BI tools. SQL and/or Alteryx experience is advantageous.

  • Regulatory Affairs Strategist

    3 weeks ago

    London, Greater London, United Kingdom VRS Regulatory Full time

    Job DescriptionAs a Regulatory Affairs Specialist at VRS Regulatory, you will have the opportunity to develop and implement regulatory strategies for plant protection products in specific geographical territories. Your key responsibilities will include managing a portfolio of plant protection products, developing regulatory submissions, and working with the...

  • Regulatory Affairs Strategist

    1 week ago

    London, Greater London, United Kingdom VRS Regulatory Full time

    Role OverviewA challenging opportunity has arisen for a Regulatory Affairs Strategist to join VRS Regulatory's team. About the RoleWe are seeking an experienced Regulatory Affairs Strategist to develop and implement regulatory strategies for plant protection products in specific geographical territories. Develop and execute regulatory strategies for product...

  • Regulatory Compliance Specialist

    5 days ago

    London, Greater London, United Kingdom Regulatory Affairs Professionals Society Full time

    Job DescriptionAs a Regulatory Affairs Manager at Prinova Europe, you will oversee regulatory strategy for the organisation, providing leadership and guidance to the business on regulatory matters for food, feed and personal care activity in the UK and other markets where Prinova Europe and Prinova Solutions Europe operates.This role involves ensuring...

  • Chemistry and Analytical Methods Regulatory Affairs Expert

    1 week ago

    London, Greater London, United Kingdom VRS Regulatory Full time

    Established chemical regulatory science consultancy is seeking a delivery-focused Regulatory Affairs Specialist to cover an increasing workload.This role will take the lead on physical/chemical properties/analytical methods and method validation for plant protection products. Key responsibilities include:Providing clients with regulatory advice on substance...

  • Regulatory Compliance Expert

    2 weeks ago

    London, Greater London, United Kingdom Vixio Regulatory Intelligence Full time

    Role OverviewVixio Regulatory Intelligence is seeking a highly skilled Regulatory Compliance Expert to lead the development of a premium technical compliance solution.The ideal candidate will have experience in compliance roles at regulated gambling operators or technology providers and possess strong communication skills.

  • Regulatory Operations Specialist

    4 weeks ago

    London, Greater London, United Kingdom Goldman Sachs Bank AG Full time

    Job Title: Regulatory Operations SpecialistAbout the RoleWe are seeking a highly skilled Regulatory Operations Specialist to join our team at Goldman Sachs. The successful candidate will be responsible for contributing to the execution of non-financial regulatory reporting obligations, analyzing reporting anomalies, and advising on regulatory risk and...

  • Regulatory Expert

    3 weeks ago

    London, Greater London, United Kingdom Health Products Regulatory Authority Full time

    Job Title: Regulatory & Policy AssessorDivision: Regulatory and Policy Section of the Medical Devices DepartmentThe Regulatory & Policy Assessor will work as part of the Policy and Stakeholder Engagement Team to contribute to the planning, coordination, and development of national and European policy for medical devices and in-vitro diagnostics. This...

  • Regulatory Medical Specialist

    1 week ago

    London, Greater London, United Kingdom Medicines and Healthcare Products Regulatory Agency Full time

    Company OverviewThe Medicines and Healthcare Products Regulatory Agency is a leading organization in the field of medical regulation, working to protect public health through the effective regulation of medicines and medical devices.About the RoleWe are currently seeking a Regulatory Medical Specialist to join our team within the Safety and Surveillance...

  • Regulatory Operations Specialist

    1 week ago

    London, Greater London, United Kingdom Novartis Full time

    At Novartis, our Regulatory Operations Team is guided by a clear purpose: to reimagine medicine and improve people's lives.About the RoleWe are seeking a skilled Regulatory Operations Specialist to join our team in evolving the future of Regulatory Operations. This role will involve preparing and publishing clinical deliverables and global regulatory...

  • Regulatory Affairs Operations Specialist

    4 weeks ago

    London, Greater London, United Kingdom Merck Full time

    Job Title: Regulatory Affairs Operations SpecialistWe are seeking a highly skilled Regulatory Affairs Operations Specialist to join our team at Merck. As a key member of our Regulatory Affairs Operations team, you will play a crucial role in ensuring compliance with regulatory requirements and driving business excellence in the pharmaceutical industry.Key...

  • Operations Regulatory Specialist

    3 weeks ago

    London, Greater London, United Kingdom G MASS Full time

    About G MASSG MASS is seeking an experienced Operations Regulatory Specialist to join our team on a 9-month contract with the possibility of extension.Job OverviewThe successful candidate will be responsible for identifying areas for improvement and remediation within the Regulatory Control process and Sales Support functions. They will also develop and...

  • Pensions Technical Specialist

    1 month ago

    London, Greater London, United Kingdom Vixio Regulatory Intelligence Full time

    Technical Compliance SpecialistVixio Regulatory Intelligence is seeking a highly skilled Technical Compliance Specialist to join our team. As a key member of our regulatory intelligence team, you will be responsible for designing, developing, and launching a premium technical compliance solution to provide significant value to online gambling companies...

  • Regulatory Reporting Operations Specialist

    2 weeks ago

    London, Greater London, United Kingdom E1 EDF Trading Ltd Full time

    Job SummaryE1 EDF Trading Ltd is seeking a skilled Regulatory Reporting Operations Specialist to join their team. The successful candidate will be responsible for ensuring timely, complete, and accurate data delivery in accordance with various regulatory obligations.Key ResponsibilitiesEnsure all relevant trades are reported within EMIR and REMIT regulatory...

  • Regulatory Specialist

    1 week ago

    London, Greater London, United Kingdom Barclay Simpson Full time

    Barclay Simpson is recruiting a Regulatory Specialist to support their Wealth Management team in Hertfordshire.Job Summary:This is a senior role within the compliance function of a leading regional bank based in Dubai.Location: HertfordshireJob type: PermanentSector: Asset Management & FundsThe ideal candidate will have experience in a regulated financial...

  • Regulatory Compliance Specialist

    1 week ago

    London, Greater London, United Kingdom Commoditas Full time

    We are seeking a Regulatory Compliance Specialist to join our team at Commoditas. As a key member of our trading operations team, you will play a critical role in ensuring compliance with regulatory requirements and internal risk management policies.Job Overview:The Commoditas trading operations team is responsible for managing the company's commodity...

  • Regulatory Advocate

    4 weeks ago

    London, Greater London, United Kingdom Hays Specialist Recruitment Limited Full time

    Job Description: Regulatory/Fitness to Practice Barrister 2+Hays Specialist Recruitment Limited is seeking a qualified barrister to join their professional discipline team. The role involves presenting cases and managing an investigatory caseload where it is alleged the registrant's fitness to practise is impaired through misconduct, competence or health...

  • Regulatory Resilience Specialist

    1 week ago

    London, Greater London, United Kingdom Bloomberg Full time

    Bloomberg, a leading financial news and information company, is seeking a highly skilled Regulatory Resilience Specialist to join its Legal and Compliance Department. This role offers a unique opportunity to work in a fast-paced environment, collaborating with cross-functional teams to drive operational resilience.Key ResponsibilitiesProvide day-to-day...

  • Regulatory Affairs Director

    1 month ago

    London, Greater London, United Kingdom Reed Specialist Recruitment Ltd Full time

    Regulatory Affairs ManagerReed Specialist Recruitment Ltd is seeking an experienced Regulatory Affairs Manager to oversee and manage the regulatory affairs team for a global healthcare provider based in the North West of the UK.Main Responsibilities:Regulatory Strategy: Develop and implement regulatory strategies aligned with the company's strategic...

  • Chief Regulatory Affairs Officer Tether Evo

    1 week ago

    London, Greater London, United Kingdom Tether Operations Limited Full time

    As a key member of the Tether Operations Limited team, we are seeking a seasoned Head of Regulatory Affairs Tether Evo to spearhead our global regulatory strategy and ensure compliance with relevant national and international regulations.Regulatory Strategy Development: Establish and execute global regulatory strategies, identifying favorable markets for...

  • Regulatory Compliance Specialist

    1 week ago

    London, Greater London, United Kingdom PSR Limited Full time

    Job SummaryWe are seeking a highly skilled Regulatory Compliance Specialist to join our team at PSR Limited. As a key member of our Payments and E-money Firms Supervision Team, you will play a critical role in ensuring that firms operate within the bounds of regulatory requirements.