Compliance Officer Financial Promotions Specialist

Compliance Officer Financial PromotionsAbout the Role:We are seeking a highly skilled Compliance Officer to join our team at Compliance Professionals. As a key member of our compliance team, you will be responsible for ensuring that our financial promotions are compliant with regulatory requirements.Key Responsibilities:Monitor investment guidelines for...

About the Role:We are seeking a highly skilled Compliance Officer - Financial Promotions to join our team. The ideal candidate will have a strong background in generalist compliance and experience working in the financial services sector. A financial services background is essential, with asset management exposure being a plus.Key Responsibilities:Monitoring...

Compliance Officer Financial PromotionsOur client is a global asset manager, providing investment advice to institutional and individual investors around the world.Monitoring investment guidelines for UCITS funds/segregated mandates using the Charles River system, including reviews of investment guidelines/restrictions for new accounts/products.Liaising with...

Job Summary:We are seeking a Compliance Officer to join our EMEA & LatAm Compliance Team in our London office. The team provides compliance advice and support to all levels of staff, including senior managers, fund managers, and product development teams. The successful candidate will be responsible for reviewing and approving financial promotions, client...

Compliance Officer Legal SpecialistOur client is a leading multi-national energy company seeking a Compliance Officer Legal Specialist to join their team. As a key member of the compliance function, you will play a critical role in ensuring the company's adherence to regulatory requirements and industry standards.Key Responsibilities:Develop and implement a...

Compliance Officer Legal SpecialistOur client is a leading multi-national energy company seeking a Compliance Officer Legal Specialist to join their team. As a key member of the compliance function, you will play a critical role in ensuring the company's adherence to regulatory requirements and industry standards.Key Responsibilities:Develop and implement a...

Job Summary:We are seeking a Compliance Officer to join our EMEA & LatAm Compliance Team. The team provides compliance advice and support to all levels of staff, including senior managers, fund managers, and product development teams. The successful candidate will be responsible for reviewing and approving financial promotions, client reports, and other...

Job Summary:We are seeking a Compliance Officer to join our EMEA & LatAm Compliance Team at Neuberger Berman. The successful candidate will be responsible for providing compliance advice and support to various teams within the organization, including senior managers, fund managers, and marketing teams.Key Responsibilities:Review and approve financial...

Job Summary:We are seeking a Compliance Officer to join our EMEA & LatAm Compliance Team at Neuberger Berman. The successful candidate will be responsible for providing compliance advice and support to various teams within the organization, including senior managers, fund managers, and marketing teams.Key Responsibilities:Review and approve financial...

Key ResponsibilitiesAs a Compliance Expert in Financial Promotions, you will be responsible for ensuring that all financial promotions comply with the relevant regulations and guidelines.Key responsibilities include:Providing guidance and support to the team on financial promotions compliance;Reviewing and approving financial promotions materials to ensure...

Key ResponsibilitiesAs a Financial Promotions Compliance Manager at Eximius Finance, you will be responsible for ensuring that all financial promotions comply with relevant regulations, including FCA COBS Regulations, AIFMD, and UCITS. Your expertise will be crucial in developing and implementing effective compliance strategies to mitigate risks and ensure...

Financial Crime Compliance SpecialistWe are seeking a highly skilled Financial Crime Compliance Specialist to join our team at Compliance Professionals. The successful candidate will be responsible for performing compliance controls on the activity of the Company according to the Company's Financial Crime CMP.Key Responsibilities:Implement and update the...

About the RoleWe are seeking a highly skilled and motivated Compliance Officer to join our team at Crossell.As a Compliance Officer, you will have an outstanding opportunity to be a trusted, strategic partner to the business stakeholders by providing timely, practical, and high-quality compliance advice across the entire insurance value chain.The role will...

About the RoleWe are seeking a highly skilled and motivated Compliance Officer to join our team at Crossell.As a Compliance Officer, you will have an outstanding opportunity to be a trusted, strategic partner to the business stakeholders by providing timely, practical, and high-quality compliance advice across the entire insurance value chain.The role will...

Key ResponsibilitiesWe are seeking a highly skilled Financial Promotions Compliance Manager to join our team at Eximius Finance.Key Accountabilities:Develop and maintain in-depth knowledge of FCA COBS Regulations, AIFMD, and UCITS to ensure compliance with financial promotions.Collaborate with cross-functional teams to design and implement effective...

Key ResponsibilitiesWe are seeking a highly skilled Financial Promotions Compliance Manager to join our team at Eximius Finance.Key Accountabilities:Develop and maintain in-depth knowledge of FCA COBS Regulations, AIFMD, and UCITS to ensure compliance with financial promotions.Collaborate with cross-functional teams to design and implement effective...

Job Title: Financial Promotions AnalystWe are seeking a highly skilled Financial Promotions Analyst to join our Marketing team at Direct Line Group. As a key member of our team, you will play a critical role in ensuring that all advertising and customer communications across our diverse brands meet legal and regulatory requirements.About the Role:This is a...

Job Title: Financial Promotions AnalystWe are seeking a highly skilled Financial Promotions Analyst to join our Marketing team at Direct Line Group. As a key member of our team, you will play a critical role in ensuring that all advertising and customer communications across our diverse brands meet legal and regulatory requirements.About the Role:This is a...

About the RoleWe are seeking a Financial Promotions Compliance Manager to join our team at Royal London Asset Management. The successful candidate will be responsible for ensuring that financial promotions, regulatory customer communications, fund literature, customer journeys, and other marketing collateral meet required regulatory standards.The ideal...

Financial Promotions Analyst Job DescriptionAbout the Role:We are seeking a highly skilled Financial Promotions Analyst to join our Marketing team at Direct Line Group. As a key member of our team, you will be responsible for ensuring all advertising and customer communications meet legal and regulatory requirements, including FCA financial promotion rules,...