Senior Compliance Officer and Assistant Secretary Role

Job Title: Company Secretary and Compliance OfficerWe are seeking an experienced Company Secretary and Compliance Officer to join our team at Bond Williams Limited.About the Role:Ensure the company's compliance with corporate company law and regulatory requirements.Provide administrative and financial support to senior management, including budgeting and...

We are seeking a Junior Compliance Officer to support our boutique wholesale bank in ensuring compliance with regulatory requirements and internal policies.The ideal candidate will have 1-2 years of experience in a regulatory compliance role within the banking space, knowledge of FCA & PRA regulations, and a degree or MBA in Compliance.Key responsibilities...

Compliance Officer RoleWe are seeking a Compliance Officer to support our boutique wholesale bank in ensuring compliance with regulatory requirements and internal policies.Key Responsibilities:Monitor and assess compliance with regulatory requirements and internal policies.Assist with the development and implementation of compliance policies and...

Compliance Analyst RoleAJ FOX COMPLIANCE is seeking a skilled Compliance Analyst to join their London office. This role will support the Compliance team in all their legal and regulatory duties.Key Responsibilities:Conduct customer due diligence (CDD) for a wide range of clients, reviewing CDD materials and advising on any additional information...

Job SummaryWe are seeking an experienced Administrative Assistant to serve as a senior secretary in our large school office. The successful candidate will provide secretarial services for assigned supervisors and perform varied office clerical tasks.

Compliance OfficerWe are seeking a highly skilled Compliance Officer to join our team at Compliance Professionals. As a Compliance Officer, you will be responsible for ensuring our company's compliance with regulatory requirements and industry standards.Key Responsibilities:Own, maintain, develop and review compliance policies, advising management on...

{"Job_Description": "Job Title: Assistant Company SecretaryA Telecommunications Company providing global digital infrastructure is seeking an assistant Company Secretary to support the General Counsel, Company Secretary and legal team with company secretarial and regulatory/compliance matters.The role may be broad, requiring adaptability and an open-minded...

Job Title: Compliance ManagerJob Summary:We are seeking a highly skilled Compliance Manager to join our team at Compliance Professionals. The successful candidate will be responsible for managing a small team and will be required to work 4 days in the office.Key Responsibilities:Consideration of all relevant statutory and regulatory provisions, particularly...

Job Summary:We are seeking a highly skilled Compliance Officer to join our team at Compliance Professionals. The successful candidate will be responsible for ensuring adherence to regulatory requirements and internal policies, monitoring and assessing the effectiveness of compliance controls and procedures, and identifying and reporting compliance risks and...

We are hiring a Company Secretarial Assistant to join our sizable and friendly trading client based in the city on a 12 month contract. This role will sit as part of the Company Secretaries office, supporting the senior assistant.Working Model: Three days in the office, two days at home.Salary: £400PDExperience required: Experience working in a professional...

**Assistant Company Secretary - Regulatory Compliance Specialist Job Overview:BWW Recruitment is pleased to present an exciting opportunity for a highly skilled Assistant Company Secretary to join our client's team in London. As a key member of the organization, you will be responsible for ensuring regulatory compliance and providing exceptional...

Compliance Officer Role:Compliance Professionals is seeking a highly skilled Compliance Officer to join our team. As a key member of our compliance department, you will be responsible for assisting with the management of our compliance monitoring program and ensuring adherence to all applicable regulatory obligations.Responsibilities:Consideration of all...

**The Role:**As an Assistant Company Secretary, you will be responsible for preparing meeting materials, compiling Board and Committee packs, and taking minutes of Board and Committee meetings.You will also liaise regularly with the leadership team across the Group in the UK and globally, performing Companies House and other statutory filings and associated...

About the Role:We are seeking a highly skilled Compliance Officer - Financial Promotions to join our team. The ideal candidate will have a strong background in generalist compliance and experience working in the financial services sector. A financial services background is essential, with asset management exposure being a plus.Key Responsibilities:Monitoring...

Are you an ambitious and forward-thinking solicitor with 5+ years PQE looking for your next law firm risk and compliance role?AJ Fox Compliance is seeking a Senior Risk & Compliance Lawyer to join their Risk & Compliance team in Manchester.The ideal candidate has a background in law firm regulation, complaints handling or commercial contracts and can support...

About the RoleWe are seeking a highly skilled Senior Corporate Secretary to join our team at C&C Search Ltd in Central London / West End. This is a fantastic opportunity for an experienced Paralegal or Company Secretary to take their career to the next level.Job DescriptionThis role offers a unique blend of corporate secretarial tasks and paralegal duties,...

Job Title: Senior Wealth Management Compliance SpecialistJob Summary: We are seeking a highly skilled Senior Wealth Management Compliance Specialist to join our team at Compliance Professionals. As a Senior Wealth Management Compliance Specialist, you will be responsible for leading the onboarding process for wealth management clients, ensuring compliance...

About the RoleWe are seeking a highly skilled and experienced Assistant Company Secretary to join our team at Howden Group Holdings. This is a unique opportunity to work in a dynamic and fast-paced environment, contributing to the success of our company.Key ResponsibilitiesThe successful candidate will be responsible for providing high-quality support to the...

Job DescriptionA career opportunity has arisen for an experienced Compliance Officer to join our team at Compliance Professionals. The ideal candidate will have a strong background in financial services, preferably in investment and life protection.About the RoleWe are seeking a highly motivated individual to oversee the compliance function within our...

Key Responsibilities:A highly skilled and dedicated Compliance Officer is required to handle a broad range of compliance, conflicts, and Anti-Money Laundering (AML) issues.Advise secretaries, fee earners, and partners on best practice in relation to client matters opening procedures.Carry out ad hoc tasks and projects which may arise within the team to...