Regulatory Compliance Specialist
5 days ago
We are seeking a highly skilled Regulatory Compliance Specialist to join our team at Jupiter Fund Management. In this role, you will be responsible for reviewing and approving marketing materials to ensure compliance with local regulatory requirements and general Consumer Duty principles.
The successful candidate will have a strong background in asset management and a thorough understanding of European and UK fund structures, as well as the ability to maintain an up-to-date knowledge of relevant regulatory changes. The ideal candidate will also have excellent communication and interpersonal skills, with the ability to develop and maintain good working relationships with colleagues and contacts within other business areas.
This is a key role within Compliance, providing support and advice to the Client Group to ensure that all marketing and distribution activities meet regulatory standards. The salary for this position is £60,000 - £80,000 per annum, depending on experience.
-
Regulatory Compliance Specialist
2 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full timeJob Title: Regulatory Compliance SpecialistEstimated Salary: £55,000 - £70,000 per annum.About the Role:We are seeking a highly skilled Regulatory Compliance Specialist to join our team at Compliance Professionals. As a key member of our compliance department, you will be responsible for ensuring that our business operations comply with relevant regulatory...
-
Regulatory Compliance Specialist
2 weeks ago
London, Greater London, United Kingdom AJ FOX COMPLIANCE Full timeAJ FOX COMPLIANCE is seeking a talented Regulatory Compliance Specialist to join our team in London. This is a hybrid role that offers the opportunity to work with a small team of compliance professionals. As a Regulatory Compliance Specialist, you will be responsible for drafting, monitoring, and advising on compliance policies and procedures. You will also...
-
Regulatory Compliance Specialist
2 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full timeJob OverviewWe are seeking a seasoned Regulatory Compliance Specialist to join our team at Compliance Professionals. As an expert in regulatory compliance, you will be responsible for driving oversight through testing and monitoring programs. This includes identifying areas for enhancements of systems and controls operated by the firm, and supporting the...
-
Regulatory Compliance Specialist
2 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full timeJob Title: Regulatory Compliance SpecialistA prestigious institutional commodities broker seeks a highly skilled Regulatory Compliance Specialist to join their team in Central city location. This specialist will play a critical role in supporting the delivery of annual compliance programs and responding to external compliance requests.The ideal candidate...
-
Regulatory Compliance Specialist
5 days ago
London, Greater London, United Kingdom Compliance Professionals Full timeCompany OverviewWe are a global asset management firm with 30-40 offices worldwide. Our team is dedicated to providing top-notch services to our clients.Job DescriptionWe are seeking a highly skilled Regulatory Compliance Specialist to join our team. As a key member of our compliance department, you will be responsible for reviewing and approving financial...
-
Regulatory Compliance Specialist
3 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full timeCompliance ProfessionalsOur client is a leading broker and market maker in the financial services industry, specializing in futures, options, and other derivatives.We are looking for a highly skilled Regulatory Compliance Specialist to join our team.Job ResponsibilitiesPrepare and maintain accurate and up-to-date legal corporate documentation.Develop and...
-
Regulatory Compliance Specialist
2 weeks ago
London, Greater London, United Kingdom AJ FOX COMPLIANCE Full timeWe are seeking a qualified Regulatory Compliance Specialist to join our boutique city law firm in London.As a key member of our compliance team, you will work closely with our senior compliance lawyer and the head of risk who is also our Data Protection Officer (DPO). Your primary responsibilities will include:Drafting, monitoring, and advising on compliance...
-
Regulatory Compliance Expert
2 days ago
London, Greater London, United Kingdom Compliance Professionals Full timeWe are seeking a highly motivated Compliance Oversight Specialist to join our team in London. As a key member of our Compliance team, you will play a critical role in ensuring our company's compliance with regulatory requirements. The estimated salary for this role is £65,000 - £85,000 per year.About the RoleThis is an exciting opportunity to work with a...
-
Regulatory Compliance Specialist
2 weeks ago
London, Greater London, United Kingdom AJ FOX COMPLIANCE Full timeAJ Fox Compliance seeks a highly skilled Regulatory Compliance Specialist to join their team in London. As a key member of the compliance department, you will be responsible for managing the firm's legal and regulatory obligations, including risks related to new clients/matters.The ideal candidate will have previous experience working as an AML & conflicts...
-
Regulatory Compliance Specialist
2 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full timeJob DescriptionWe are seeking a highly skilled Compliance Officer to join our team at Compliance Professionals.About the RoleThis is an excellent opportunity for a seasoned compliance professional to take on a key role in ensuring that our marketing and distribution activities are compliant with regulatory requirements.Key ResponsibilitiesReview and approve...
-
Regulatory Compliance Specialist
3 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full timeAbout Our TeamWe are a boutique wholesale bank dedicated to delivering exceptional services to our clients. As a Junior Compliance Officer, you will play a vital role in ensuring our compliance with regulatory requirements and internal policies.The RoleYou will be responsible for:Supporting Compliance Efforts: Working closely with the team to monitor and...
-
Head of Regulatory Compliance
2 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full timeJob Overview: As the Global Head of Compliance, you will play a critical role in ensuring our company's compliance with regulatory requirements. You will be responsible for managing global regulatory relationships, providing advisory coverage, and overseeing compliance risk globally.About the Position: We are looking for a seasoned professional with...
-
Regulatory Compliance Specialist
2 weeks ago
London, Greater London, United Kingdom AJ FOX COMPLIANCE Full timeAJ FOX COMPLIANCE is seeking a highly experienced Regulatory Compliance Specialist to join their Risk & Compliance team in London.The ideal candidate has background experience in law firm regulation, complaints handling or commercial contracts.Responsibilities include supporting colleagues in claims handling, liaising with stakeholders regarding risk-related...
-
Regulatory Compliance Specialist
2 weeks ago
London, Greater London, United Kingdom AJ FOX COMPLIANCE Full timeJob DescriptionWe are seeking a skilled Regulatory Compliance Specialist to join our team at AJ Fox Compliance in London. This role will oversee the central onboarding process alongside client and matter-opening procedures. You will be responsible for providing a high-quality service to internal and external clients.The ideal candidate will have prior...
-
Regulatory Compliance Specialist
1 month ago
London, Greater London, United Kingdom Regulatory Affairs Professionals Society Full timeJob DescriptionAs a Regulatory Affairs Manager at Prinova Europe, you will oversee regulatory strategy for the organisation, providing leadership and guidance to the business on regulatory matters for food, feed and personal care activity in the UK and other markets where Prinova Europe and Prinova Solutions Europe operates.This role involves ensuring...
-
AML Regulatory Compliance Specialist
2 weeks ago
London, Greater London, United Kingdom AJ FOX COMPLIANCE Full timeAbout AJ FOX COMPLIANCEAJ FOX COMPLIANCE is a leading international law firm in London seeking an experienced AML Regulatory Compliance Specialist to join our team. This role plays a critical part in ensuring compliance with Anti-Money Laundering (AML) regulations and financial crime policies across the organization.The ideal candidate will have a proven...
-
Regulatory Compliance Specialist
2 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full timeJob OverviewWe are recruiting for a Compliance Executive to join our team at Compliance Professionals. The successful candidate will have a strong background in compliance monitoring and reporting, with experience in reviewing marketing and financial promotions.The ideal candidate will be responsible for overseeing breaches, errors, and complaints, as well...
-
Compliance and Regulatory Affairs Director
2 days ago
London, Greater London, United Kingdom Compliance Professionals Full timeAbout Us Compliance Professionals is a world-leading specialist broker based in the City, offering a unique blend of expertise and innovation in compliance and regulatory affairs. Our team of experts works tirelessly to provide cutting-edge solutions to our clients, ensuring they remain compliant with all relevant regulations and minimize their exposure to...
-
Compliance Regulatory Specialist
2 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full timeJob OverviewOur client is a London-based broker and market maker, specialising in the trading of futures, options and other derivatives.We are seeking a skilled Compliance Legal Assistant to join our team. As a key member of our compliance department, you will be responsible for ensuring that all regulatory requirements are met. This includes writing...
-
Regulatory Compliance Leader
2 weeks ago
London, Greater London, United Kingdom AJ Fox Compliance Full timeJob SummaryAJ Fox Compliance is seeking a highly skilled Risk Management Specialist to join our team. As a key member of our team, you'll provide expert guidance on regulatory and risk issues, collaborating with senior leadership and various departments to ensure compliance with all relevant legal, regulatory, and professional standards.The estimated annual...