Business Compliance Officer

2 weeks ago

Exeter, Devon, United Kingdom Hurst Point Group Full time
Compliance Management Role

Are you a compliance expert looking to make a genuine impact in the financial services industry? Do you have a passion for maintaining and growing a reputation for customer care and professionalism? We are seeking a talented individual to join our award-winning business as a Compliance Manager.

Key Responsibilities
  • Work closely with our investment managers to ensure compliance with regulatory requirements.
  • Provide clear and concise communication of complex regulatory information.
  • Champion a positive and efficient compliance program that prioritizes great outcomes for our clients.
  • Deliver outstanding investment services while ensuring compliance with the highest regulatory standards.
Requirements
  • Extensive experience in financial services, particularly in product governance or compliance roles.
  • In-depth knowledge of UK financial regulations, with a focus on Consumer Duty.
  • Strong understanding of investment products, portfolio construction, and risk management.
  • Professional qualification, such as CFA, CISI, or equivalent, is desirable but not essential.
What We Offer
  • A competitive salary and benefits package.
  • Opportunities for professional growth and development.
  • A positive and customer-focused work environment.

We are committed to equality of opportunity for all and are passionate about promoting and protecting the physical and mental health of our employees. Please note that we do not accept applications from agencies.

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