Compliance Specialist
23 hours ago
We are seeking a skilled Compliance Specialist to join our team at ENGINEERINGUK. This is an excellent opportunity for a dedicated individual to work with us in ensuring the highest standards of compliance and risk management.
Job Description:- To conduct thorough due diligence checks on clients, related parties, and matters, ensuring compliance with relevant legal and regulatory requirements, including KYC and KYB checks, sanctions, and PEP and adverse media checks.
- To prepare Client Risk Assessments and CDD packs for review by the fee earner and provide guidance and support through the client and matter risk assessment process.
- To promptly escalate any high-risk matters to the Team Leader, providing analysis and proposed mitigation management.
The ideal candidate will have strong knowledge and understanding of SRA Standards and Regulations relating to conflicts and client due diligence, anti-money laundering (AML) regulations, sanctions regimes, and other financial crime prevention legislation and regulation.
About You:- Strong analytical and problem-solving skills, with the ability to identify and assess potential risks and conflicts.
- Proficient in using client due diligence software systems and other related tools.
- Knowledge of regulatory requirements for other professional industries such as FCA or international law firm regulations.
Estimated Salary: £45,000 - £55,000 per annum, depending on experience and qualifications. We offer a competitive benefits package, including 25 days' holiday as standard, plus bank holidays, and volunteering days.
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Risk Compliance Specialist
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Life Assurance Compliance Specialist
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Investigations Specialist
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Compliance and Planning Specialist
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Aviation Compliance Specialist
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Aircraft Compliance Specialist
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Compliance Governance Specialist
1 month ago
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Tax Compliance Specialist
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Risk and Compliance Specialist
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CASS Compliance Specialist
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Aviation Compliance Specialist
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Tax Compliance Specialist
4 weeks ago
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Certified Compliance Specialist
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Regulatory Compliance Specialist
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Senior Building Compliance Specialist
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AML Compliance Specialist
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Compliance Specialist
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Regulatory Compliance Specialist
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Compliance Specialist
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