Compliance Officer

1 month ago


Cardiff, Cardiff, United Kingdom Admiral Insurance Plc Full time
About Admiral Money

Admiral Money is a dynamic division of Admiral Group, dedicated to meeting customers' lending needs. With a strong focus on innovation and customer satisfaction, we're committed to creating a special lending business that sets us apart from the rest.

The Role

This exciting opportunity has arisen for a Compliance Executive to join our team on a fixed-term basis. As a key member of our compliance function, you'll play a vital role in providing second-line assurance across our product lines.

Key Responsibilities
  • Support the compliance function in promoting good customer outcomes and attending governance forums.
  • Contribute to the delivery of the Annual Compliance Monitoring Plan.
  • Continuously improve Compliance Review systems and processes.
  • Report to management on levels of Compliance Assurance and/or any issues arising from specific monitoring activity.
  • Identify, communicate, and advise on changes in FCA and other associated regulatory and legislative requirements.
  • Contribute to the development of departmental policies and compliance controls through regular reviews and updates.
  • Provide advice, guidance, direction, and interpretation to the business.
  • Review and approve financial promotions for the business, ensuring compliance with relevant regulation.
  • Handle Compliance queries in a timely and accurate fashion.
  • Provide compliance input into Group developments, including product launches and systems developments.
Requirements
  • Able to identify poor customer outcomes and make appropriate recommendations.
  • Experience in a Compliance role, including performing Monitoring reviews.
  • Sound knowledge of FCA & CCA regulation.
  • Knowledge of the Senior Managers & Certification Regime and Consumer Duty requirements.
  • Experience with unsecured personal loans, car finance, and/or second charge mortgages.
  • Strong analytical and communication skills.
  • Objective, timely, and confident decision-making skills.
  • Ability to manage and prioritize your own workload.
What We Offer

At Admiral, we're committed to being a diverse and inclusive workplace. We offer a range of benefits to ensure our employees have a great work-life balance, including days' holiday, flexible working arrangements, and opportunities for professional development.

We're proud to be an equal opportunities employer and welcome applications from candidates from all backgrounds. If you're passionate about compliance and regulatory affairs, and want to be part of a dynamic team, we'd love to hear from you.


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