Risk Management Director

4 weeks ago


London, Greater London, United Kingdom Sumitomo Mitsui Banking Corporation – SMBC Group Full time

About the Role:

We are seeking a highly experienced Risk Management Director to join our team at Sumitomo Mitsui Banking Corporation – SMBC Group. As a key member of our EMEA Operations team, you will be responsible for identifying, assessing, and managing risks within our operations.

  • You will oversee and support risk owners, control owners, and other senior management to ensure all risks are identified, assessed, and managed.
  • You will ensure robust and comprehensive governance of risk and controls within EMEA Operations, including implementing the 1LoD risk governance framework.
  • You will provide independent and insightful analysis of the risk and control environment, identifying trends and thematic weaknesses that require addressing.
  • You will investigate Operational Events to ensure root cause is identified and solutions to prevent reoccurrence are implemented.
  • You will perform deep dive "Risk Reviews" to assess how robustly and comprehensively risks are mitigated, and investigate potential weaknesses in the control framework.
  • You will drive remediation of weaknesses in the control environment, and assess the operating effectiveness of controls through control testing.
  • You will support initiatives to assess and enhance the risk culture within EMEA Operations.

Requirements:

  • You should have leadership experience of leading organisations through shifts in mindset and culture, especially risk culture.
  • You should have a deep understanding of risk management frameworks and control environments as applied to Commercial & Investment Banking.
  • You should have extensive knowledge of Commercial and Investment Banking products and services, and the end-to-end processes and infrastructure required to deliver these products and services to customers.
  • You should have good understanding and awareness of market-standard approaches for risk mitigation and control design and execution, and familiarity with relevant regulation and regulatory expectation across EMEA.
  • You should have proven ability to build positive working relationships with senior stakeholders, able to become a "trusted advisor" whilst maintaining the ability to provide robust challenge.

Estimated Salary: £120,000 - £180,000 per annum



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