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Head of Compliance and Risk Management
2 months ago
We are seeking an experienced Head of Compliance to join our team at Willow Resourcing Limited. As a key member of our organization, you will be responsible for providing day-to-day Compliance advice to the Board and overseeing the management and ongoing development of the Compliance Monitoring plan.
Key Responsibilities:
- Provide Compliance advice to the Board and senior management on regulatory matters
- Develop and implement Compliance Monitoring plans to ensure ongoing compliance with regulatory requirements
- Conduct horizon scanning to identify potential regulatory risks and ensure the business adapts accordingly
- Review and assess the adequacy of EDD, CDD, KYC, and KYB processes, as well as the overall AML/CTF framework
- Provide ongoing assessment of Financial Crime risks facing the business
Requirements:
- Proven experience in a similar role within the Investment Management arena
- Senior stakeholder engagement and excellent communication, negotiating, and influencing skills
- Experience operating as an SMF16/17 is advantageous but not essential
- Ability to work in a hands-on manner and be close to the coalface
About Us:
We are a small but fast-growing Discretionary Investment Manager with around £4bn AUM. We offer a flexible working model that allows you to work from home 7 days in every 10, with only 3 days in the office every fortnight. This is a great opportunity to join a dynamic team and contribute to our growth and success.