Aircraft Compliance Specialist

1 month ago


Plymouth, Plymouth, United Kingdom undisclosed Full time

A prestigious and forward-thinking law firm is seeking an experienced Compliance Manager to oversee the firm's compliance with regulatory requirements.

Key Responsibilities
  1. Regulatory Compliance: Ensure compliance with Solicitors Regulation Authority (SRA) rules, regulations, and codes of conduct, staying up-to-date with legislative changes.
  2. Anti-Money Laundering (AML): Manage the firm's AML procedures, conducting regular risk assessments, client due diligence checks, and monitoring AML controls.
  3. File Management: Supervise and audit client files to ensure adherence to legal and regulatory standards, implementing corrective actions where necessary.
  4. Policy Development & Implementation: Review, update, and implement the firm's internal compliance policies and procedures, ensuring best practices across all departments.
  5. Training & Awareness: Develop and deliver training on regulatory matters, compliance obligations, and best practices, fostering a culture of compliance.
  6. Reporting & Documentation: Prepare and present regular compliance reports to senior management, outlining key risks, audits, and compliance updates.
  7. Internal Audits & Risk Management: Lead and conduct internal audits to assess compliance status, identify areas for improvement, and implement risk mitigation strategies.
  8. Liaising with Regulators: Serve as the main point of contact for regulatory bodies, responding to queries or investigations from the SRA, HMRC, or other authorities.
  9. Process Improvements: Collaborate with senior leadership to streamline compliance-related processes and improve efficiency, ensuring the firm's compliance framework aligns with industry standards and regulatory changes.

A competitive salary and hybrid working arrangement are offered.



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