Regulatory Framework Manager

1 week ago


London, Greater London, United Kingdom STRIDE RESOURCE MANAGEMENT LTD Full time
Compliance Manager Job Description

We are seeking an experienced Compliance Manager to oversee and manage our clients compliance framework. The ideal candidate will be responsible for reviewing and updating current policies, attending meetings, and ensuring adherence to regulatory requirements.

Key Responsibilities:
  • Policy Review and Update: Conduct regular reviews of current policies to incorporate Commercial Insurance, ensuring alignment with FCA regulations and reporting requirements.
  • Version Control: Create and maintain a version control log for policies, tracking changes and updates.
  • Compliance Monitoring: Develop an annual compliance monitoring plan, identifying areas of risk and implementing corrective actions.
  • Training and Support: Attend compliance webinars and insurer audits, providing support to colleagues with FCA applications and reporting.
  • Due Diligence: Complete due diligence for third-party suppliers, maintaining a risk register and ensuring compliance with regulatory requirements.
Requirements:
  • Bachelor's degree in Business, Finance, or related field.
  • Professional certification in compliance management (e.g., CCEP).
  • In-depth knowledge of FCA regulations and reporting requirements.
  • Strong analytical and problem-solving skills.
  • Excellent communication and interpersonal abilities.
Benefits:
  • Competitive salary: £40,000 - £50,000 per annum.
  • Opportunities for professional development and growth.
  • Collaborative and supportive work environment.
  • Flexible work schedule.
  • Health and wellness programs.

This role offers a unique opportunity to join a dynamic team and contribute to the success of our clients.



  • London, Greater London, United Kingdom Selby Jennings Full time

    Selby Jennings is a leading global financial institution seeking a highly skilled Regulatory Framework Specialist to join its team. As a Regulatory Framework Specialist, you will play a vital role in developing and implementing compliance risk frameworks, ensuring adherence to regulatory requirements, and providing expert advice on Senior Managers &...


  • London, Greater London, United Kingdom eToro Full time

    Are you an experienced professional looking for a new challenge? Look no further than eToro's Regulatory Framework Specialist role. Based in Canary Wharf, this position offers a unique opportunity to join a dynamic team and contribute to the growth of our neo-banking services.Key ResponsibilitiesDesign and implement a comprehensive regulatory risk and...


  • London, Greater London, United Kingdom X4 Technology Full time

    X4 Technology is an exciting opportunity for a Regulatory Framework Manager to join our highly experienced compliance team and gain exposure to a dynamic, global trading environment.The role involves developing, implementing, and maintaining policies, procedures, and processes to ensure business activities comply with applicable laws, rules, and...


  • London, Greater London, United Kingdom Red 10 Full time

    About the RoleWe are looking for a Regulatory Framework Expert to join our team at Red 10. In this role, you will be responsible for developing and implementing regulatory frameworks that ensure our services meet the highest standards of quality and compliance.ResponsibilitiesDevelop and implement regulatory frameworks that align with industry best...


  • London, Greater London, United Kingdom Vallum Associates Full time

    Sustainability Framework SpecialistVallum Associates is a leading consultancy that provides expert advice on sustainability and regulatory compliance.We are seeking a Regulatory Framework Specialist to join our team of experts.Key Responsibilities:Providing guidance on regulatory compliance and policy requirements.Navigating and interpreting complex...


  • London, Greater London, United Kingdom Standard Bank of South Africa Limited Full time

    Required Skills and QualificationsExperience in evaluating Compliance ControlsDemonstrated understanding of a Financial Industry Regulatory FrameworkIn return for your expertise, you can expect a competitive salary ranging from £80,000 to £110,000 per annum, depending on your level of experience and qualifications.


  • London, Greater London, United Kingdom Qube Research & Technologies Full time

    Job Overview:As a Regulatory Framework Expert at Qube Research & Technologies, you will play a critical role in ensuring that our organization's governance, risk, and compliance (GRC) policies and processes align with regulatory requirements and industry standards.Key Responsibilities:Security Governance: Develop and implement policies and procedures to...


  • London, Greater London, United Kingdom Smart DCC Full time

    Job Overview">The Smart DCC is seeking an experienced professional to lead the development and implementation of its economic regulatory framework. This role will be responsible for ensuring that the company's operations are aligned with the latest regulatory requirements and that we continue to deliver high-quality services to our customers.">About the...


  • London, Greater London, United Kingdom eToro Full time

    We are looking for a seasoned Compliance and Risk Oversight Leader to join our team at eToro.About the PositionLeverage your expertise in risk management to develop and implement effective regulatory risk monitoring programmes.Collaborate with senior leaders to advise on complex regulatory matters, ensuring alignment with business objectives.Lead the...


  • London, Greater London, United Kingdom Red 10 Full time

    Red 10 is seeking an experienced Insurance Regulatory Framework Specialist to join their team. The estimated salary for this role is $120,000 per annum.About the Role:This is a challenging opportunity for a skilled professional with extensive experience in creating and delivering regulatory frameworks within the insurance sector. The successful candidate...


  • London, Greater London, United Kingdom Caspian One Full time

    Caspian One is committed to delivering high-quality results and is seeking a highly skilled Regulatory Framework Expert to join our team. As part of this role, you will work on the Supervision Programme, supporting the development and execution of processes and digital tools designed to enhance the supervisory framework.The ideal candidate will possess...


  • London, Greater London, United Kingdom Vallum Associates Full time

    Project BackgroundVallum Associates has been selected by an energy regulator to support projects that aim to decarbonise the gas network and invest in IT infrastructure across the gas market, promoting strategic growth.Job Responsibilities:Coordinate with industry parties, customers, and service providers to manage regulatory change.Maintain up-to-date...


  • London, Greater London, United Kingdom Coopman Search and Selection | B Corp™ Full time

    In this Regulatory Framework Specialist role at Coopman Search & Selection | B Corp™, you will contribute to the development of our Compliance programme by assisting with day-to-day Compliance activities. The successful candidate will be responsible for assisting with Compliance reviews and assessments of front office activities, identifying areas for...


  • London, Greater London, United Kingdom Albany Beck Full time

    Job Title: Compliance Lead for UK Regulatory FrameworksWe are seeking a seasoned compliance professional to lead safeguarding efforts at Albany Beck, an award-winning consultancy specializing in Technology, Risk, and Compliance within Financial Services. This role will involve interpreting and applying UK regulatory requirements to safeguarding...


  • London, Greater London, United Kingdom Hurst Point Group Full time

    About UsHurst Point Group offers a broad range of wealth management and financial planning services to our clients, ranging from large scale investors and companies to individuals and small businesses.Job OverviewThis is a key role within our Compliance team, responsible for ensuring robust regulatory compliance and providing strategic regulatory advice to...

  • GRC Framework Manager

    2 weeks ago


    London, Greater London, United Kingdom Everest Full time

    GRC Framework Manager Job SummaryWe are seeking a highly skilled GRC Framework Manager to join our International Risk team at Everest. This role is responsible for overseeing the development, implementation, and management of the IT GRC framework from Group to International.Key Responsibilities:Align IT processes and controls with regulatory requirements,...


  • London, Greater London, United Kingdom Vixio Regulatory Intelligence Full time

    Job Overview:We are looking for a talented Product Manager to join our team at Vixio Regulatory Intelligence.The successful candidate will be responsible for leading the development and go-to-market strategy for our new Regulatory Workflow SaaS Tool.This is an exciting opportunity to work with a leading RegTech company and contribute to the growth and...


  • London, Greater London, United Kingdom Black Swan Group Full time

    Job DescriptionWe are seeking a highly skilled Compliance Officer to join our team at Black Swan Group as an interim Head of Compliance. The ideal candidate will have experience in regulatory compliance and be able to lead our compliance function effectively.Key Responsibilities:To ensure that our business operates within the framework of relevant laws and...


  • London, Greater London, United Kingdom Regulatory Affairs Professionals Society Full time

    About the RoleWe are seeking an experienced Regulatory Affairs professional to join our team as a Regulatory Affairs Manager. As a key member of our regulatory affairs team, you will play a critical role in ensuring that our products comply with all relevant regulations and legislation.Your primary responsibility will be to develop and implement regulatory...

  • Regulatory Expert

    1 week ago


    London, Greater London, United Kingdom Vixio Regulatory Intelligence Full time

    About the Job:Vixio Regulatory Intelligence is looking for a seasoned Regulatory Expert to develop its premium technical compliance intelligence solution.The successful candidate will lead the creation of a cutting-edge technical compliance intelligence solution, expanding Vixio's coverage of legal and regulatory requirements for gambling operators and...