Current jobs related to AML and Compliance Support Specialist - Birmingham, Birmingham - Trowers & Hamlins

  • Compliance and AML Specialist

    4 weeks ago

    Birmingham, Birmingham, United Kingdom Willow Resourcing Limited Full time

    Job DescriptionWe are seeking a highly skilled Head of Compliance and AML to join our team at Willow Resourcing Limited.Job Overview:To provide day-to-day Compliance advice to the Board and oversee the management and ongoing development of the Compliance Monitoring plan.To undertake horizon scanning, ensuring the business adapts to regulatory changes...

  • AML Compliance Specialist

    4 weeks ago

    Birmingham, Birmingham, United Kingdom Hiring People Full time

    Hiring People is seeking a highly skilled AML Compliance Specialist to join our team in Birmingham.We are looking for an experienced professional with 3+ years of compliance experience in the financial services or insurance sector, with deep knowledge of the UK financial regulatory framework. Key responsibilities include developing and implementing...

  • AML Compliance Specialist

    4 weeks ago

    Birmingham, Birmingham, United Kingdom Willow Resourcing Full time

    **Job Title:** AML Analyst We are seeking a highly skilled AML Analyst to join our team at Willow Resourcing. As an AML Analyst, you will play a vital role in ensuring the firm adheres to all regulatory requirements and internal policies. The successful candidate will have at least 2 years' experience in a broad Financial Crime role covering CDD, EDD, PEPs...

  • Compliance and AML Director

    4 days ago

    Birmingham, Birmingham, United Kingdom Willow Resourcing Full time

    Looking for a challenging role as a Head of Compliance or SMF? This could be the perfect opportunity for you to take on a new challenge.We are seeking an experienced senior Compliance specialist with a strong background in Investment Management to join our team at Willow Resourcing. As a key member of our organization, you will play a vital role in ensuring...

  • AML Expert

    4 weeks ago

    Birmingham, Birmingham, United Kingdom Pinsent Masons Full time

    About the RoleWe are seeking an AML Expert to join our Regulatory Team within the General Counsel's Office. As an AML Expert, you will play a key role in ensuring that our firm complies with its legal and regulatory obligations in respect of Anti-Money Laundering/Know Your Customer, Sanctions, and Conflicts of Interest.

  • AML Compliance Officer

    4 days ago

    Birmingham, Birmingham, United Kingdom AFH Wealth Management Full time

    About the Role">We are seeking a highly skilled AML Compliance Officer to join our team at AFH Wealth Management, one of the UK's leading independent financial advisory and wealth management firms. This is a full-time permanent opportunity.As an AML Compliance Officer, you will be responsible for assisting with the regulated recruitment process, including...

  • AML Specialist

    4 weeks ago

    Birmingham, Birmingham, United Kingdom Pinsent Masons Full time

    Job DescriptionPinsent Masons seeks an experienced AML Specialist to join its General Counsel's Office. This role will support the firm's compliance with anti-money laundering legislation and regulations.About the RoleThis is a challenging position that requires strong analytical skills, attention to detail, and excellent communication abilities. The ideal...

  • AML Compliance Assistant Manager

    6 hours ago

    Birmingham, Birmingham, United Kingdom Secure Trust Bank Full time

    About the RoleWe are seeking an experienced AML Compliance Assistant Manager to join our Financial Crime Operations team. In this role, you will provide day-to-day leadership to the first line of defence Financial Crime Operations function, ensuring that activities are completed in a compliant, effective, and efficient manner to meet agreed standards and...

  • Compliance Risk Manager

    3 weeks ago

    Birmingham, Birmingham, United Kingdom AJ FOX COMPLIANCE Full time

    AJ FOX COMPLIANCE is seeking a highly skilled Compliance Risk Manager to join their team in Birmingham. This role offers a salary of £50,000 - £60,000 per annum, depending on experience.Job DescriptionThe primary objective of this position is to ensure that all risk management and compliance policies, controls, and procedures within the firm meet...

  • Compliance Assurance Specialist

    2 weeks ago

    Birmingham, Birmingham, United Kingdom Irwin Mitchell LLP Full time

    About the RoleWe are seeking an experienced Compliance Assurance Specialist to join our Client Onboarding team at Irwin Mitchell LLP. This is a fantastic opportunity for someone who is passionate about ensuring high-quality delivery and compliance with regulatory requirements.As a key member of our team, you will play a leading role in reviewing and...

  • AML Compliance Risk Manager

    1 month ago

    Birmingham, Birmingham, United Kingdom Pick for Britain Full time

    About the RoleWe are seeking a highly skilled AML Compliance Risk Manager to join our team at Pick for Britain. This is an excellent opportunity for individuals with experience in compliance, who are looking to develop their skills and advance their careers in the insurance industry.Key ResponsibilitiesMonitor and assess regulatory requirements and internal...

  • Regulatory Compliance Professional

    4 weeks ago

    Birmingham, Birmingham, United Kingdom AJ FOX COMPLIANCE Full time

    Job Description:AJ FOX COMPLIANCE is seeking a skilled Regulatory Compliance Professional to join their team in Birmingham. This key role will be responsible for ensuring that all risk management and compliance policies, controls, and procedures within the firm meet regulatory standards and regulations.Main Responsibilities:Analyze systems to ensure...

  • AML and Due Diligence Professional

    5 days ago

    Birmingham, Birmingham, United Kingdom Alexander Lloyd Full time

    About the RoleWe are seeking a seasoned Compliance Manager to join our client's innovative team. As an AML and Due Diligence specialist, you will play a vital role in ensuring regulatory compliance.This full-time position offers a competitive salary range of £50,000 - £65,000 per annum, depending on experience.You will be responsible for managing risk,...

  • AML/CDD Policy Expert

    2 weeks ago

    Birmingham, Birmingham, United Kingdom Irwin Mitchell LLP Full time

    Your Key ResponsibilitiesIn this role, you will play a critical part in ensuring the quality and accuracy of client due diligence (CDD), Anti-Money Laundering (AML) and Conflicts processes across our Client Onboarding teams. Key responsibilities include:Reviewing and monitoring CDD, AML and Conflict cases against our CDD policyCollaborating with the Client...

  • AML & Operations Specialist

    4 weeks ago

    Birmingham, Birmingham, United Kingdom NatWest Full time

    About the RoleWe're seeking an experienced AML and Operations Analyst to join our team at NatWest. In this role, you'll be responsible for investigating queries, supporting business processes, and understanding customer needs.Key Responsibilities:Investigate queries accurately and raise with relevant parties as neededMaintain accurate processing within...

  • AML Regulatory Advisor Position

    5 days ago

    Birmingham, Birmingham, United Kingdom Oliver James Associates Ltd. Full time

    Key ResponsibilitiesAs an AML Compliance Associate, you will be responsible for:Assisting in monitoring and assessing regulatory requirements and internal compliance policiesSupporting the development, implementation, and maintenance of compliance proceduresStaying up-to-date on changes in industry regulations and lawsAssisting in preparing compliance...

  • AML Compliance Specialist

    2 days ago

    Birmingham, Birmingham, United Kingdom Pick for Britain Full time

    As a key member of the Pick for Britain team, you will be responsible for ensuring that our business operations are in compliance with regulatory requirements and internal policies. The ideal candidate will have experience working within compliance within the insurance industry and possess a strong ability to multitask and act as the point of contact for the...

  • AML Expert

    3 weeks ago

    Birmingham, Birmingham, United Kingdom Pinsent Masons Full time

    Role OverviewPinsent Masons is a leading international law firm that values its employees and provides them with opportunities for growth and development. We are currently seeking an AML Analyst to join our General Counsel's Office, which enables the firm to operate safely and achieve its economic, operational, and strategic objectives.The successful...

  • Head of Anti-Money Laundering Compliance

    5 minutes ago

    Birmingham, Birmingham, United Kingdom Selby Jennings Full time

    We are seeking an experienced Head of Anti-Money Laundering Compliance to join our team and lead the development of anti-money laundering strategies. The ideal candidate will have a proven track record in AML compliance and experience in managing teams.About the RoleAML Strategy Development: Develop and implement effective AML strategies to mitigate...

  • Senior Financial Crimes Compliance Specialist

    2 days ago

    Birmingham, Birmingham, United Kingdom Selby Jennings Full time

    Selby Jennings is seeking a skilled Senior Financial Crimes Compliance Specialist to join our team in EMEA. As a key member of our compliance team, you will be responsible for reviewing high-risk distributor and investor on-boarding processes for retail funds across European markets. You will also collaborate with stakeholders to identify financial crime...

AML and Compliance Support Specialist

4 weeks ago

Birmingham, Birmingham, United Kingdom Trowers & Hamlins Full time

At Trowers & Hamlins, we are seeking an experienced AML and Conflicts Assistant to join our Centralised Business Intake Team. As a key member of the team, you will be responsible for assisting with various tasks related to Anti-Money Laundering (AML) and conflicts of interest.

Key responsibilities include:

  • Assisting in the review and verification of documentation and AML information
  • Carrying out research on clients and matters as required
  • Providing guidance on necessary information and documentation to fee earners and support staff
  • Fielding and resolving enquiries from fee earners and support staff
  • Conducting and analysing potential conflicts of interest using conflicts database searches in Intapp Open
  • Gaining a good understanding of the SRA Code of Conduct rules relating to conflicts of interest and duties of confidentiality and disclosure

To succeed in this role, you will need to possess strong communication skills and a client-focused approach. You should also be able to work under pressure and tight deadlines, demonstrating good attention to detail and accuracy. Excellent IT skills across the Microsoft suite of programmes are essential, and a keen interest in learning new computer packages and software is desirable.

We are looking for a positive and enthusiastic individual who is prepared to undertake training and be flexible in their approach. The ideal candidate will be a team player with excellent organisational skills.

As a valued member of our team, you will enjoy a range of benefits, including an annual bonus scheme, GPP Pension Scheme with Aviva, private medical insurance after six months of employment, discounted gym memberships, free cinema tickets, health assessments, and more. We are committed to being an equal opportunities employer, valuing equity, diversity, and inclusion, and all applications will be considered on merit.